RIA Intelligence

TERCET CAPITAL, LLC

CRD #135969 SEC #801-64729 SMITHFIELD, RI 401-349-2645
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 30, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LAMB, ROBERT, CIPRESIDENTD Control
LAMB, ROBERT, CHARLESIPRESIDENT & CEO & MANAGING MEMBERD Control
LAMB, ROBERT, CHARLESIPRESIDENT & CEO & MANAGING MEMBERD Control
LAMB, ROBERT, CHARLESIPRESIDENT & CEO & MANAGING MEMBERD Control
LAMB, ROBERT, CHARLESIPRESIDENT & CEO & MANAGING MEMBERD Control
LAMB, ROBERT, CHARLESIPRESIDENT & CEO & MANAGING MEMBERD Control
SULLIVAN, PETER, ANTHONYICHAIRMAN & CHIEF COMPLIANCE OFFICER & MEMBERC Control
SULLIVAN, PETER, ANTHONYICHARIMANC Control
SULLIVAN, PETER, ANTHONYICHAIRMAN & CHIEF COMPLIANCE OFFICER & MEMBERC Control
SULLIVAN, PETER, ANTHONYICHAIRMAN & CHIEF COMPLIANCE OFFICER & MEMBERC Control
SULLIVAN, PETER, ANTHONYICHAIRMAN & CHIEF COMPLIANCE OFFICER & MEMBERC Control
SULLIVAN, PETER, ANTHONYICHAIRMAN & CHIEF COMPLIANCE OFFICER & MEMBERC Control

Registrations

Federal

IA
Sep 30, 2005 REGISTERED

Notice Filings (1)

RI

Address

37 THURBER BOULEVARD
SUITE 108
SMITHFIELD, RI 2917
USA
Phone: 401-349-2645