RICHEY ADVISORS, INC.
CRD #136005 SEC #801-67100 FULLERTON, CA 714-449-9696
SEC Registered
Total AUM
$69.2M
Discretionary
$69.2M
Employees
1
Clients
0
Accounts
465
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- FEBRUARY
- Registration Date
- --
- Latest Filing
- May 14, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RIPLEY, JAMES, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPLEY, JAMES, PATRICK | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| RIPLEY, JAMES, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIPLEY, JAMES, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIPLEY, JAMES, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPLEY, JAMES, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPLEY, JAMES, PATRICK | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| RIPLEY, JAMES, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPLEY, JAMES, PATRICK | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| RIPLEY, JAMES, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPLEY, JAMES, PATRICK | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| RIPLEY, JAMES, PATRICK | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| RIPLEY, JAMES, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPLEY, JAMES, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPLEY, JAMES, PATRICK | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| RIPLEY, JAMES, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIPLEY, JAMES, PATRICK | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| RICHEY, J, HUGH | I | PRESIDENT | E | Control |
| RICHEY, J, HUGH | I | PRESIDENT | E | Control |
| RICHEY, J, HUGH | I | PRESIDENT | E | Control |
| RICHEY, J, HUGH | I | PRESIDENT | E | Control |
| RICHEY, J, HUGH | I | PRESIDENT | E | Control |
| RICHEY, J, HUGH | I | PRESIDENT | E | Control |
| RICHEY, J, HUGH | I | PRESIDENT | E | Control |
| RICHEY, J, HUGH | I | PRESIDENT | E | Control |
| RICHEY, J, HUGH | I | PRESIDENT | E | Control |
| RICHEY, J, HUGH | I | PRESIDENT | E | Control |
Registrations
Federal
IA
May 14, 2012 REGISTERED
Notice Filings (1)
CA
Address
110 E. WILSHIRE AVE.STE. 307
FULLERTON, CA 92832-1959
United States
Phone: 714-449-9696