BERTHY CAPITAL MANAGEMENT, LLC
CRD #136019 SEC #801-64434 DAYTON, OH 937-439-1339 EXT 117
SEC Registered
Total AUM
$27.4M
Discretionary
$27.4M
Employees
5
Clients
--
Accounts
50
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 24, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERTHY, JOHN, DOUGLAS | I | VICE PRES, MANAGER | NA | Control |
| BERTHY, JOHN, DOUGLAS | I | VICE PRESIDENT / CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| BERTHY, JOHN, DOUGLAS | I | VICE PRESIDENT / CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| BERTHY, JOHN, DOUGLAS | I | VICE PRESIDENT / CHIEF OPERATING OFFICER, ELECTED MANAGER | NA | Control |
| BERTHY, JOHN, DOUGLAS | I | VICE PRES, MANAGER | NA | Control |
| BERTHY, JOHN, DOUGLAS | I | VICE PRES, MANAGER | NA | Control |
| BERTHY, JOHN, DOUGLAS | I | VICE PRESIDENT, MANAGER | NA | Control |
| BERTHY, JOHN, DOUGLAS | I | VICE PRES, MANAGER | NA | Control |
| BERTHY, JOHN, DOUGLAS | I | VICE PRESIDENT, MANAGER | NA | Control |
| BERTHY, JOHN, DOUGLAS | I | VICE PRES, MANAGER | NA | Control |
| BERTHY, JOHN, DOUGLAS | I | VICE PRESIDENT, MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VICE PRESIDENT, MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VICE PRESIDENT, ELECTED MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VICE PRESIDENT, ELECTED MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VICE PRESIDENT, ELECTED MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VICE PRESIDENT, MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VICE PRESIDENT, MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VICE PRESIDENT, MANAGER | NA | Control |
| BERTHY, LESLIE, CHARLES | I | VICE PRESIDENT, MANAGER | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT, SECRETARY, TREASURER, MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT/CHIEF EXECUTIVE OFFICER, SECRETARY, TREASURER / CHIEF FINANCIAL OFFICER, ELECTED MANAGER / CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT/CEO, SECRETARY, TREASURER / CHIEF FINANCIAL OFFICER, ELECTED MANAGER / CHAIRMAN OF THE BOARD, CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT/CHIEF EXECUTIVE OFFICER, SECRETARY, TREASURER / CHIEF FINANCIAL OFFICER, ELECTED MANAGER / CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT, MANAGING MEMBER, SECRETARY, TREASURER, MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT, SECRETARY, TREASURER, MANAGER | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT, SECRETARY, TREASURER, MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTHY, RICHARD, JOHN | I | PRESIDENT, MANAGING MEMBER, SECRETARY, TREASURER, MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VICE PRES, MANAGER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VICE PRESIDENT, ELECTED MANAGER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VICE PRESIDENT, ELECTED MANAGER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VICE PRESIDENT, ELECTED MANAGER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VICE PRES, MANAGER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VICE PRES, MANAGER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VICE PRESIDENT, MANAGER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VICE PRES, MANAGER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VICE PRESIDENT, MANAGER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VICE PRES, MANAGER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | VICE PRESIDENT, MANAGER | NA | Control |
| BAINBRIDGE HOLDINGS LCB, LLC | DE | 25% OWNER | C | Control |
| BAINBRIDGE HOLDINGS LCB, LLC | DE | 25% MEMBER | C | Control |
| BAINBRIDGE HOLDINGS LCB, LLC | DE | 25% MEMBER | C | Control |
| BAINBRIDGE HOLDINGS LCB, LLC | DE | 25% MEMBER | C | Control |
| BAINBRIDGE HOLDINGS LCB, LLC | DE | 25% OWNER | C | Control |
| BAINBRIDGE HOLDINGS LCB, LLC | DE | 25% OWNER | C | Control |
| BAINBRIDGE HOLDINGS LCB, LLC | DE | 25% OWNER | C | Control |
| BAINBRIDGE HOLDINGS LCB, LLC | DE | 25% OWNER | C | Control |
| FORESIDE SOLUTIONS, LLC | DE | 25% OWNER | C | Control |
| FORESIDE SOLUTIONS, LLC | DE | 25% MEMBER | C | Control |
| FORESIDE SOLUTIONS, LLC | DE | 25% MEMBER | C | Control |
| FORESIDE SOLUTIONS, LLC | DE | 25% MEMBER | C | Control |
| FORESIDE SOLUTIONS, LLC | DE | 25% OWNER | C | Control |
| FORESIDE SOLUTIONS, LLC | DE | 25% OWNER | C | Control |
| FORESIDE SOLUTIONS, LLC | DE | 25% OWNER | C | Control |
| FORESIDE SOLUTIONS, LLC | DE | 25% OWNER | C | Control |
| MAJAR, LLC | DE | 25% OWNER | C | Control |
| MAJAR, LLC | DE | 25% MEMBER | C | Control |
| MAJAR, LLC | DE | 25% MEMBER | C | Control |
| MAJAR, LLC | DE | 25% MEMBER | C | Control |
| MAJAR, LLC | DE | 25% OWNER | C | Control |
| MAJAR, LLC | DE | 25% OWNER | C | Control |
| MAJAR, LLC | DE | 25% OWNER | C | Control |
| MAJAR, LLC | DE | 25% OWNER | C | Control |
| RJB,LLC | DE | 25% OWNER | C | Control |
| RJB,LLC | DE | 25% MEMBER | C | Control |
| RJB,LLC | DE | 25% MEMBER | C | Control |
| RJB,LLC | DE | 25% MEMBER | C | Control |
| RJB,LLC | DE | 25% OWNER | C | Control |
| RJB,LLC | DE | 25% OWNER | C | Control |
| RJB,LLC | DE | 25% OWNER | C | Control |
| RJB,LLC | DE | 25% OWNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BERTHY, RICHARD, JOHN | I | RJB,LLC | F | Control |
| BERTHY, RICHARD, JOHN | I | RJB,LLC | F | Control |
| BERTHY, RICHARD, JOHN | I | RJB,LLC | F | Control |
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, JOHN, DOUGLAS | I | MAJAR, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, LESLIE, CHARLES | I | BAINBRIDGE HOLDINGS LCB, LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB,LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB,LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB,LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB,LLC | E | Control |
| BERTHY, RICHARD, JOHN | I | RJB,LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
| BRIGHT, CARL, ANTHONY | I | FORESIDE SOLUTIONS, LLC | E | Control |
Registrations
Federal
IA
Oct 24, 2005 REGISTERED
Notice Filings (4)
FL IN OH WA
Address
77 WEST ELMWOOD DRIVESUITE 301
DAYTON, OH 45459-4263
USA
Phone: 937-439-1339 EXT 117