MATRIX INVESTMENT RESEARCH LLC
CRD #136048 SEC #801-67389 NEW YORK, NY 212-220-5153
SEC Registered
Total AUM
$26.4M
Discretionary
$26.4M
Employees
5
Clients
0
Accounts
62
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 29, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TRAUTMAN WASSERMAN PRIVATE EQUITY CORP. | DE | MEMBER | C | Control |
| WASSERMAN, SAMUEL, MORTON | I | MANAGING MEMBER | C | Control |
| FEINSETH, IVAN, PHILIP | I | DIRECTOR OF RESEARCH | B | |
| SCALZI, DANIEL, THOMAS | I | CHIEF COMPLIANCE OFFICER, CEO | B | Control |
| STERN STEWART & CO. | DE | MEMBER | B | |
| BAGATELLE, WARREN, DENIS | I | MEMBER | A | |
| PAWLICK, RALPH, LOCKWOOD | I | PRESIDENT & CHIEF OPERATIONS OFFICER (COO) | A | Control |
Registrations
Federal
IA
Nov 29, 2006 REGISTERED
Notice Filings (7)
CA CT IL MA NJ NY PA
Address
16 EAST 40TH STREETNEW YORK, NY 10016
USA
Phone: 212-220-5153