ING PRIVATE WEALTH MANAGEMENT LLC
CRD #136080 SEC #801-64370 NEW YORK, NY 212-309-8609
SEC Registered Broker-Dealer
Total AUM
$235M
Discretionary
$235M
Employees
10
Clients
0
Accounts
27
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 1, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EGAN, JOHN KELLY | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| EGAN, JOHN KELLY | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| EGAN, JOHN KELLY | I | DIRECTOR | NA | Control |
| EGAN, JOHN KELLY | I | DIRECTOR | NA | Control |
| KOSKE, GERARD THOMAS | I | CHIEF COMPLIANCE OFFICER, CROP | NA | Control |
| KOSKE, GERARD THOMAS | I | CHIEF COMPLIANCE OFFICER, CROP | NA | Control |
| KOSKE, GERARD THOMAS | I | CHIEF COMPLIANCE OFFICER, CROP | NA | Control |
| KOSKE, GERARD THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOSKE, GERARD THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOSKE, GERARD THOMAS | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| KOSKE, GERARD THOMAS | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| KOSKE, GERARD THOMAS | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| KOSKE, GERARD THOMAS | I | CHIEF COMPLIANCE OFFICER, CROP | NA | Control |
| KOSKE, GERARD THOMAS | I | CHIEF COMPLIANCE OFFICER, CROP | NA | Control |
| KOSKE, GERARD THOMAS | I | CHIEF COMPLIANCE OFFICER, CROP | NA | Control |
| PERAZA, CARLOS J. | I | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR, SROP | NA | Control |
| PERAZA, CARLOS J. | I | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR, SROP | NA | Control |
| PERAZA, CARLOS J. | I | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR, SROP | NA | Control |
| PERAZA, CARLOS J. | I | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR | NA | Control |
| PERAZA, CARLOS J. | I | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR | NA | Control |
| PERAZA, CARLOS J. | I | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR, SROP | NA | Control |
| PERAZA, CARLOS J. | I | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR, SROP | NA | Control |
| PERAZA, CARLOS J. | I | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR, SROP | NA | Control |
| PERAZA, CARLOS J. | I | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR, SROP | NA | Control |
| PERAZA, CARLOS J. | I | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR, SROP | NA | Control |
| PERAZA, CARLOS J. | I | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR, SROP | NA | Control |
| RUSE, STEVEN P | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| RUSE, STEVEN P | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| RUSE, STEVEN P | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| RUSE, STEVEN P | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| RUSE, STEVEN P | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| RUSE, STEVEN P | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| RUSE, STEVEN P | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| RUSE, STEVEN P | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| RUSE, STEVEN P | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| SUAREZ-VELEZ, JORGE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUAREZ-VELEZ, JORGE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUAREZ-VELEZ, JORGE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUAREZ-VELEZ, JORGE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUAREZ-VELEZ, JORGE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUAREZ-VELEZ, JORGE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUAREZ-VELEZ, JORGE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUAREZ-VELEZ, JORGE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUAREZ-VELEZ, JORGE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUAREZ-VELEZ, JORGE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SUAREZ-VELEZ, JORGE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| VAN HAAFTEN, RENE MR. | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| VAN HAAFTEN, RENE MR. | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| VAN HAAFTEN, RENE MR. | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| VAN HAAFTEN, RENE MR. | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| VAN HAAFTEN, RENE MR. | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| VAN HAAFTEN, RENE MR. | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ING FINANCIAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| ING FINANCIAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| ING FINANCIAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| ING FINANCIAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| ING FINANCIAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| ING FINANCIAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| ING FINANCIAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| ING FINANCIAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| ING FINANCIAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| ING FINANCIAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| ING FINANCIAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ING BANK NV | FE | ING FINANCIAL HOLDINGS CORPORATION | E | Control |
| ING BANK NV | FE | ING FINANCIAL HOLDINGS CORPORATION | E | Control |
| ING BANK NV | FE | ING FINANCIAL HOLDINGS CORPORATION | E | Control |
| ING BANK NV | FE | ING FINANCIAL HOLDINGS CORPORATION | E | Control |
| ING BANK NV | FE | ING FINANCIAL HOLDINGS CORPORATION | E | Control |
| ING BANK NV | FE | ING FINANCIAL HOLDINGS CORPORATION | E | Control |
| ING BANK NV | FE | ING FINANCIAL HOLDINGS CORPORATION | E | Control |
| ING BANK NV | FE | ING FINANCIAL HOLDINGS CORPORATION | E | Control |
| ING BANK NV | FE | ING FINANCIAL HOLDINGS CORPORATION | E | Control |
| ING GROEP NV | FE | ING FINANCIAL HOLDINGS CORPORATION | E | Control |
| ING GROEP NV | FE | ING FINANCIAL HOLDINGS CORPORATION | E | Control |
Registrations
Federal
IA
Mar 1, 2007 REGISTERED
Notice Filings (4)
CA FL NY TX
Address
230 PARK AVENUE, 14TH FLOORNEW YORK, NY 10169
USA
Phone: 212-309-8609