PALISADE ASSET MANAGEMENT, LLC
CRD #136089 SEC #801-64471 MINNEAPOLIS, MN 612-455-2900
SEC Registered
Total AUM
$1.3B
Discretionary
$1.2B
Employees
10
Clients
26
Accounts
773
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 29, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERAN, SUSAN, CAROLINE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERAN, SUSAN, CAROLINE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERAN, SUSAN, CAROLINE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERAN, SUSAN, CAROLINE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERAN, SUSAN, CAROLINE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EELLS, SHAWN, KEVIN | I | PRINCIPAL | NA | Control |
| EELLS, SHAWN, KEVIN | I | PRINCIPAL | NA | Control |
| EELLS, SHAWN, KEVIN | I | PRINCIPAL | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER AND PRINCIPAL | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | NA | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | NA | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | NA | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCORD, JENNIFER, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| WELCH, EUGENE, THOMAS | I | PRINCIPAL | NA | Control |
| KENWORTHY, PAUL, RICHARD | I | PRESIDENT AND PRINCIPAL | C | Control |
| KENWORTHY, PAUL, RICHARD | I | VICE PRESIDENT AND PRINCIPAL | C | Control |
| KENWORTHY, PAUL, RICHARD | I | PRESIDENT AND PRINCIPAL | C | Control |
| KENWORTHY, PAUL, RICHARD | I | PRESIDENT AND PRINCIPAL | C | Control |
| KENWORTHY, PAUL, RICHARD | I | PRESIDENT AND PRINCIPAL | C | Control |
| KENWORTHY, PAUL, RICHARD | I | PRESIDENT AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | CHAIRMAN AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | PRESIDENT AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | PRESIDENT AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | CHAIRMAN AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | CHAIRMAN AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | PRESIDENT AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | PRESIDENT AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | CHAIRMAN AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | PRESIDENT AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | CHAIRMAN AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | PRESIDENT AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | PRESIDENT AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | PRESIDENT AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | PRESIDENT AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | PRESIDENT AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | PRESIDENT AND PRINCIPAL | C | Control |
| KING, JAMES, COBLEY | I | PRESIDENT AND PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL AND MANAGING PARTNER | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | C | Control |
| STEVEN E. LANDBERG REVOCABLE TRUST | DE | OWNER | C | Control |
| STEVEN E. LANDBERG REVOCABLE TRUST | DE | OWNER | C | Control |
| STEVEN E. LANDBERG REVOCABLE TRUST | DE | OWNER | C | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| KRONLOKKEN, PAUL, JAMES | I | PRINCIPAL | B | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL | B | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL | B | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL | B | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL | B | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL | B | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL | B | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL | B | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL | B | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL | B | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL | B | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL | B | Control |
| LAWSON, ROBERT, PAUL | I | PRINCIPAL | B | Control |
| LAWSON, ROBERT, PAUL | I | PRINCIPAL | B | Control |
| LAWSON, ROBERT, PAUL | I | PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, SECRETARY, TREASURER AND PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, SECRETARY, TREASURER AND PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, SECRETARY, TREASURER AND PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, SECRETARY, TREASURER AND PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, SECRETARY, TREASURER AND PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | B | Control |
| ROCCA, PETER, DRAKE | I | DIRECTOR OF MARKETING, PRINCIPAL | B | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| FISCHER, JENNIFER, LYNN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| LANDBERG, STEVEN, ERIK | I | PRINCIPAL | A | Control |
| LAWSON, ROBERT, PAUL | I | PRINCIPAL | A | Control |
| LAWSON, ROBERT, PAUL | I | PRINCIPAL | A | Control |
| LAWSON, ROBERT, PAUL | I | PRINCIPAL | A | Control |
| LAWSON, ROBERT, PAUL | I | PRINCIPAL | A | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | A | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | A | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | A | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | A | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | A | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | A | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | A | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | A | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | A | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | A | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | A | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | A | Control |
| OTT, DENNIS, MCKAY | I | PRINCIPAL | A | Control |
| ROCCA, PETER, DRAKE | I | PRINCIPAL, DIRECTOR OF MARKETING | A | Control |
| ROCCA, PETER, DRAKE | I | PRINCIPAL, DIRECTOR OF MARKETING | A | Control |
| ROCCA, PETER, DRAKE | I | PRINCIPAL, DIRECTOR OF MARKETING | A | Control |
| ROCCA, PETER, DRAKE | I | PRINCIPAL, DIRECTOR OF MARKETING | A | Control |
| ROCCA, PETER, DRAKE | I | PRINCIPAL, DIRECTOR OF MARKETING | A | Control |
Registrations
Federal
IA
Aug 29, 2025 REGISTERED
Notice Filings (14)
AZ CA CO DE FL IL MN ND NE NH PA SD TX WI
Address
100 SOUTH FIFTH STREETSUITE 420
MINNEAPOLIS, MN 55402
United States
Phone: 612-455-2900