BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Legal name: BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
CRD #13609 SEC #801-62277 CEDAR RAPIDS, IA 319-447-5700
SEC Registered Broker-Dealer
Total AUM
$798.1M
Discretionary
$508.7M
Employees
100
Clients
25
Accounts
3,408
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $798.1M | $508.7M | $289.4M | 100 | 6 |
| Mar 2024 | $742.2M | $451.8M | $290.4M | 100 | 6 |
| Mar 2023 | $395.9M | $332.4M | $63.5M | 100 | 6 |
| Nov 2022 | $970.3M | $815M | $155.2M | 100 | 6 |
| Mar 2022 | $970.3M | $815M | $155.2M | 100 | 6 |
| Feb 2022 | $798.1M | $572.5M | $225.5M | 100 | 6 |
| Mar 2021 | $798.1M | $572.5M | $225.5M | 100 | 6 |
| Jan 2021 | $688M | $436.4M | $251.6M | 113 | 6 |
| Dec 2020 | $688M | $436.4M | $251.6M | 113 | 6 |
| Nov 2020 | $688M | $436.4M | $251.6M | 113 | 6 |
| Jun 2020 | $688M | $436.4M | $251.6M | 113 | 6 |
| May 2020 | $688M | $436.4M | $251.6M | 113 | 6 |
| Apr 2020 | $610.3M | $408.6M | $201.6M | 118 | 0 |
| Nov 2019 | $610.3M | $408.6M | $201.6M | 118 | 0 |
| Apr 2019 | $610.3M | $408.6M | $201.6M | 118 | 0 |
| Apr 2019 | $610.3M | $408.6M | $201.6M | 118 | 0 |
| Mar 2019 | $610.3M | $408.6M | $201.6M | 118 | 0 |
| Aug 2018 | $703M | $411M | $292M | 136 | 5,500 |
| Jun 2018 | $703M | $411M | $292M | 136 | 5,500 |
| Mar 2018 | $703M | $411M | $292M | 136 | 5,500 |
| Apr 2017 | $585.9M | $262.1M | $323.8M | 163 | 6,700 |
| Jan 2017 | $585.9M | $262.1M | $323.8M | 163 | 6,700 |
| Apr 2016 | $764.5M | $449M | $315.5M | 163 | 6,700 |
| Feb 2016 | $764.5M | $449M | $315.5M | 163 | 6,700 |
| Aug 2015 | $901M | $600M | $301M | 174 | 6,800 |
| Mar 2015 | $901M | $600M | $301M | 174 | 6,800 |
| Jun 2014 | $794M | $517M | $277M | 173 | 5,700 |
| Mar 2014 | $794M | $517M | $277M | 173 | 5,700 |
| Mar 2013 | $748M | $403M | $345M | 235 | 5,500 |
| Mar 2012 | $630.4M | $308.2M | $322.2M | 51 | 3,500 |
| Jul 2011 | $635.6M | $274M | $361.6M | 51 | -- |
| Jul 2011 | $635.6M | $274M | $361.6M | 51 | -- |
| Mar 2011 | $635.6M | $274M | $361.6M | 51 | -- |
| Jan 2011 | $450M | $50M | $400M | 51 | -- |
| Jan 2011 | $450M | $50M | $400M | 51 | -- |
| Oct 2010 | $450M | $50M | $400M | 51 | -- |
| Sep 2010 | $450M | $50M | $400M | 51 | -- |
| May 2010 | $450M | $50M | $400M | 51 | -- |
| Oct 2009 | $300M | $35M | $265M | 51 | -- |
| Dec 2007 | $376M | $20M | $356M | 51 | -- |
| Mar 2007 | $376M | $20M | $356M | 51 | -- |
| Jan 2007 | $323.7M | $64.7M | $258.9M | 51 | -- |
| Dec 2006 | $323.7M | $64.7M | $258.9M | 51 | -- |
| Mar 2006 | $323.7M | $64.7M | $258.9M | 51 | -- |
| Mar 2006 | $323.7M | $64.7M | $258.9M | 51 | -- |
| Aug 2004 | $33.9M | $15.2M | $18.7M | -- | -- |
| May 2004 | $33.9M | $15.2M | $18.7M | -- | -- |
| Oct 2003 | $25.7M | $20.3M | $5.4M | -- | -- |
DateMar 2025
Total AUM$798.1M
Discretionary$508.7M
Non-Disc.$289.4M
Employees100
Clients6
DateMar 2024
Total AUM$742.2M
Discretionary$451.8M
Non-Disc.$290.4M
Employees100
Clients6
DateMar 2023
Total AUM$395.9M
Discretionary$332.4M
Non-Disc.$63.5M
Employees100
Clients6
DateNov 2022
Total AUM$970.3M
Discretionary$815M
Non-Disc.$155.2M
Employees100
Clients6
DateMar 2022
Total AUM$970.3M
Discretionary$815M
Non-Disc.$155.2M
Employees100
Clients6
DateFeb 2022
Total AUM$798.1M
Discretionary$572.5M
Non-Disc.$225.5M
Employees100
Clients6
DateMar 2021
Total AUM$798.1M
Discretionary$572.5M
Non-Disc.$225.5M
Employees100
Clients6
DateJan 2021
Total AUM$688M
Discretionary$436.4M
Non-Disc.$251.6M
Employees113
Clients6
DateDec 2020
Total AUM$688M
Discretionary$436.4M
Non-Disc.$251.6M
Employees113
Clients6
DateNov 2020
Total AUM$688M
Discretionary$436.4M
Non-Disc.$251.6M
Employees113
Clients6
DateJun 2020
Total AUM$688M
Discretionary$436.4M
Non-Disc.$251.6M
Employees113
Clients6
DateMay 2020
Total AUM$688M
Discretionary$436.4M
Non-Disc.$251.6M
Employees113
Clients6
DateApr 2020
Total AUM$610.3M
Discretionary$408.6M
Non-Disc.$201.6M
Employees118
Clients0
DateNov 2019
Total AUM$610.3M
Discretionary$408.6M
Non-Disc.$201.6M
Employees118
Clients0
DateApr 2019
Total AUM$610.3M
Discretionary$408.6M
Non-Disc.$201.6M
Employees118
Clients0
DateApr 2019
Total AUM$610.3M
Discretionary$408.6M
Non-Disc.$201.6M
Employees118
Clients0
DateMar 2019
Total AUM$610.3M
Discretionary$408.6M
Non-Disc.$201.6M
Employees118
Clients0
DateAug 2018
Total AUM$703M
Discretionary$411M
Non-Disc.$292M
Employees136
Clients5,500
DateJun 2018
Total AUM$703M
Discretionary$411M
Non-Disc.$292M
Employees136
Clients5,500
DateMar 2018
Total AUM$703M
Discretionary$411M
Non-Disc.$292M
Employees136
Clients5,500
DateApr 2017
Total AUM$585.9M
Discretionary$262.1M
Non-Disc.$323.8M
Employees163
Clients6,700
DateJan 2017
Total AUM$585.9M
Discretionary$262.1M
Non-Disc.$323.8M
Employees163
Clients6,700
DateApr 2016
Total AUM$764.5M
Discretionary$449M
Non-Disc.$315.5M
Employees163
Clients6,700
DateFeb 2016
Total AUM$764.5M
Discretionary$449M
Non-Disc.$315.5M
Employees163
Clients6,700
DateAug 2015
Total AUM$901M
Discretionary$600M
Non-Disc.$301M
Employees174
Clients6,800
DateMar 2015
Total AUM$901M
Discretionary$600M
Non-Disc.$301M
Employees174
Clients6,800
DateJun 2014
Total AUM$794M
Discretionary$517M
Non-Disc.$277M
Employees173
Clients5,700
DateMar 2014
Total AUM$794M
Discretionary$517M
Non-Disc.$277M
Employees173
Clients5,700
DateMar 2013
Total AUM$748M
Discretionary$403M
Non-Disc.$345M
Employees235
Clients5,500
DateMar 2012
Total AUM$630.4M
Discretionary$308.2M
Non-Disc.$322.2M
Employees51
Clients3,500
DateJul 2011
Total AUM$635.6M
Discretionary$274M
Non-Disc.$361.6M
Employees51
Clients--
DateJul 2011
Total AUM$635.6M
Discretionary$274M
Non-Disc.$361.6M
Employees51
Clients--
DateMar 2011
Total AUM$635.6M
Discretionary$274M
Non-Disc.$361.6M
Employees51
Clients--
DateJan 2011
Total AUM$450M
Discretionary$50M
Non-Disc.$400M
Employees51
Clients--
DateJan 2011
Total AUM$450M
Discretionary$50M
Non-Disc.$400M
Employees51
Clients--
DateOct 2010
Total AUM$450M
Discretionary$50M
Non-Disc.$400M
Employees51
Clients--
DateSep 2010
Total AUM$450M
Discretionary$50M
Non-Disc.$400M
Employees51
Clients--
DateMay 2010
Total AUM$450M
Discretionary$50M
Non-Disc.$400M
Employees51
Clients--
DateOct 2009
Total AUM$300M
Discretionary$35M
Non-Disc.$265M
Employees51
Clients--
DateDec 2007
Total AUM$376M
Discretionary$20M
Non-Disc.$356M
Employees51
Clients--
DateMar 2007
Total AUM$376M
Discretionary$20M
Non-Disc.$356M
Employees51
Clients--
DateJan 2007
Total AUM$323.7M
Discretionary$64.7M
Non-Disc.$258.9M
Employees51
Clients--
DateDec 2006
Total AUM$323.7M
Discretionary$64.7M
Non-Disc.$258.9M
Employees51
Clients--
DateMar 2006
Total AUM$323.7M
Discretionary$64.7M
Non-Disc.$258.9M
Employees51
Clients--
DateMar 2006
Total AUM$323.7M
Discretionary$64.7M
Non-Disc.$258.9M
Employees51
Clients--
DateAug 2004
Total AUM$33.9M
Discretionary$15.2M
Non-Disc.$18.7M
Employees--
Clients--
DateMay 2004
Total AUM$33.9M
Discretionary$15.2M
Non-Disc.$18.7M
Employees--
Clients--
DateOct 2003
Total AUM$25.7M
Discretionary$20.3M
Non-Disc.$5.4M
Employees--
Clients--