NORTHERN ASSET MANAGEMENT, INC.
CRD #136096 SEC #801-64835 DULUTH, MN (218) 722-3112
SEC Registered
Total AUM
$50M
Discretionary
$50M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 13, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, COLIN, BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDERSON, COLIN, BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDERSON, COLIN, BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DODD, GERALD, STEVEN | I | PRESIDENT | E | Control |
| DODD, GERALD, STEVEN | I | PRESIDENT | E | Control |
| DODD, GERALD, STEVEN | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Oct 13, 2005 REGISTERED
Notice Filings (1)
MN
Address
104 W. SUPERIOR STREETDULUTH, MN 55802
USA
Phone: (218) 722-3112