RIA Intelligence

REFLOW MANAGEMENT CO., LLC

Legal name: REFLOW MANAGEMENT LLC

CRD #136130 SEC #801-64591 SAN FRANCISCO, CA 415-869-6300
SEC Registered
Total AUM
$88M
Discretionary
$88M
Employees
--
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 22, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CURRAN, MARY, ELLENIGENERAL COUNSELNA Control
CURRAN, MARY, ELLENIGENERAL COUNSELNA Control
CURRAN, MARY, ELLENIGENERAL COUNSELNA Control
DEEMS, JEREMY, WYATTICHIEF FINANCIAL OFFICERNA Control
DEEMS, JEREMY, WYATTICHIEF FINANCIAL OFFICERNA Control
DEEMS, JEREMY, WYATTICHIEF FINANCIAL OFFICERNA Control
DEFEO, PHILIP, DANIELIDIRECTORNA Control
GETTY, GORDON, PETERIDIRECTORNA Control
GETTY, GORDON, PETERIDIRECTORNA Control
GETTY, WILLIAMIDIRECTORNA Control
HALLIGAN, JAMES, JOSEPHIDIRECTORNA Control
JOYCE, THOMAS, MICHAELIDIRECTORNA Control
PREZANT, WILLIAMIDIRECTORNA Control
REID, JEROME, ALANIPRESIDENTNA Control
REID, JEROME, ALANIPRESIDENT, DIRECTORNA Control
REID, JEROME, ALANIPRESIDENTNA Control
ROSENBERG, JUDITH, MARILYNICHIEF COMPLIANCE OFFICERNA Control
ROSENBERG, JUDITH, MARILYNICHIEF COMPLIANCE OFFICERNA Control
ROSENBERG, JUDITH, MARILYNICHIEF COMPLIANCE OFFICERNA Control
SEIGERMAN, ALAN, ARTHURICHIEF OPERATING OFFICERNA Control
SEIGERMAN, ALAN, ARTHURICHIEF OPERATING OFFICERNA Control
WAGNER, WAYNE, HILBERTIDIRECTORNA Control
WOODHOUSE, THOMASIDIRECTORNA Control
GORDON P. GETTY SPECIAL 2005 REFLOW/FORWARD MANAGEMENT TRUSTDEMEMBERE Control
GORDON P. GETTY SPECIAL 2005 REFLOW/FORWARD MANAGEMENT TRUSTDEMEMBERE Control
REFLOW FORWARD FAMILY HOLDING COMPANY, LLCDEMEMBERC Control
KNIGHT CAPITAL GROUP, INC.DEMEMBER CLASS AB
KNIGHT CAPITAL GROUP, INC.DEMEMBER CLASS AB
ORPHEUS TRUSTDEMEMBER CLASS AB
ORPHEUS TRUSTDEMEMBER CLASS AB
PLEIADES TRUSTDEMEMBER CLASS AB
PLEIADES TRUSTDEMEMBER CLASS AB
RONALD FAMILY TRUST ADEMEMBER CLASS AB
RONALD FAMILY TRUST ADEMEMBER CLASS AB

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
A. RORK INVESTMENT, INC.DEORPHEUS TRUST, PLEIADES TRUSTF
ASG INVESTMENT, INC.DEPLEIADES TRUSTF
BROADWAY INVESTMENTS, INC.DEORPHEUS TRUST, PLEIADES TRUSTF
GETTY, GORDON, PETERINAF Control
GETTY, GORDON, PETERIREFLOW FORWARD FAMILY HOLDING COMPANY, LLCF Control
GETTY, GORDON, PETERIGORDON P. GETTY SPECIAL 2005 REFLOW/FORWARD MANAGEMENT TRUSTF Control
GFT LLCDERONALD FAMILY TRUST AF
GPG INVESTMENTS, INC.DEORPHEUS TRUSTF
KPG INVESTMENTS, INC.DEPLEIADES TRUSTF
NEWSOM INVESTMENTS, LTD.DERONALD FAMILY TRUST AF
NEWSOM, WILLIAM, AIGETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUSTF Control
NG INVESTMENTS, INC.DEPLEIADES TRUSTF
PREZANT, WILLIAMIGETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUSTF Control
WG INVESTMENTS, INC.DEORPHEUS TRUSTF
WOODHOUSE, THOMASIGETTY FAMILY I 2006 IRREVOCABLE TRUST, GETTY FAMILY II 2006 IRREVOCABLE TRUSTF Control
GETTY FAMILY I 2006 REVOCABLE TRUSTDEREFLOW FORWARD FAMILY HOLDING COMPANY, LLCD Control
GETTY FAMILY II 2006 REVOCABLE TRUSTDEREFLOW FORWARD FAMILY HOLDING COMPANY, LLCD Control

Registrations

Federal

IA
Mar 22, 2007 REGISTERED

Notice Filings (1)

CA

Address

433 CALIFORNIA STREET
SAN FRANCISCO, CA 94104
USA
Phone: 415-869-6300