RIA Intelligence

MATTHES CAPITAL MANAGEMENT, LLC

CRD #136144 SEC #801-65101 SAN FRANCISCO, CA 415-765-5155
SEC Registered
Total AUM
$196.4M
Discretionary
$196.4M
Employees
5
Clients
--
Accounts
6

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CANNON, CYNTHIAICCONA Control
CANNON, CYNTHIAICCONA Control
CANNON, CYNTHIAICHIEF COMPLIANCE OFFICERNA Control
DANZIGER, MATTHEW, DANIELICHIEF COMPLIANCE OFFICERNA Control
MATTHES CAPITAL MANAGEMENT, INC.DEMANAGERNA Control
MATTHES CAPITAL MANAGEMENT, INC.DEMANAGERNA Control
MATTHES CAPITAL MANAGEMENT, INC.DEMANAGERNA Control
MATTHES, ANDREW, GESELLIMEMBERNA Control
MATTHES CAPITAL MANAGEMENT, INC.DEMANAGER/MEMBERE Control
MATTHES, ANDREW, GESELLIMEMBERE Control
MATTHES, ANDREW, GESELLIMEMBERE Control
MATTHES, ANDREW, GESELLIMEMBERE Control
MARIANACCI, MICHAELIMEMBERC Control
MARIANACCI, MICHAELIMEMBERC Control
MARIANACCI, MICHAELIMEMBERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
MATTHES, ANDREW, GESELLIMATTHES CAPITAL MANAGEMENT, INC.E Control
MATTHES, ANDREW, GESELLIMATTHES CAPITAL MANAGEMENT, INC.E Control
MATTHES, ANDREW, GESELLIMATTHES CAPITAL MANAGEMENT, INC.E Control
MATTHES, ANDREW, GESELLIMATTHES CAPITAL MANAGEMENT, INC.E Control

Registrations

Federal

IA
Mar 30, 2007 REGISTERED

Notice Filings (1)

CA

Address

ONE MARITIME PLAZA SUITE, 1425
SAN FRANCISCO, CA 94111
USA
Phone: 415-765-5155