RIVERBEND CAPITAL GROUP, LLC
Legal name: RIVERBEND CAPITAL GROUP
CRD #136146 SEC #801-64458 NEW YORK, NY 212-545-0729
SEC Registered
Total AUM
$25M
Discretionary
$25M
Employees
5
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 22, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEE, DEREK, WAI-JAI | I | MANAGING PARTNER | E | Control |
| LEE, DEREK, WAI-JAI | I | MANAGING PARTNER | E | Control |
| LEE, DEREK, WAI-JAI | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 22, 2005 REGISTERED
Notice Filings (1)
VA
Address
10 WEST STREETSUITE 18A
NEW YORK, NY 10004-1072
USA
Phone: 212-545-0729