FIRST WESTERN ADVISORS
CRD #13623 SEC #801-58158 HOLLADAY, UT 801-930-6500
SEC Registered Broker-Dealer
Total AUM
$261.9M
Discretionary
$260.3M
Employees
20
Clients
51
Accounts
1,664
Firm Details
- Organization Type
- Corporation
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 25, 2019
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| ANDERSEN, DEE ALLEN | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| BURTON, KIRK WATTIS | I | DIRECTOR | NA | |
| EVANS, WILLIAM BURT | I | CHIEF COMPLIANCE OFFICER | NA | |
| EVANS, WILLIAM BURT | I | CHIEF COMPLIANCE OFFICER | NA | |
| EVANS, WILLIAM BURT | I | CHIEF COMPLIANCE OFFICER | NA | |
| EVANS, WILLIAM BURT | I | CHIEF COMPLIANCE OFFICER | NA | |
| EVANS, WILLIAM BURT | I | CHIEF COMPLIANCE OFFICER | NA | |
| EVANS, WILLIAM BURT | I | CHIEF COMPLIANCE OFFICER | NA | |
| EVANS, WILLIAM BURT | I | CHIEF COMPLIANCE OFFICER | NA | |
| EVANS, WILLIAM BURT | I | CHIEF COMPLIANCE OFFICER | NA | |
| EVANS, WILLIAM BURT | I | CHIEF COMPLIANCE OFFICER | NA | |
| EVANS, WILLIAM BURT | I | CHIEF COMPLIANCE OFFICER | NA | |
| EVANS, WILLIAM BURT | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| GUNDERSEN, BRIAN EDDINGTON | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| HOER, MICHAEL A. | I | DIRECTOR | NA | |
| KOFOED, ALFRED JAMES | I | DIRECTOR | NA | |
| KOFOED, ALFRED JAMES | I | DIRECTOR | NA | |
| KOFOED, ALFRED JAMES | I | DIRECTOR | NA | |
| KOFOED, ALFRED JAMES | I | DIRECTOR | NA | |
| KOFOED, ALFRED JAMES | I | DIRECTOR | NA | |
| KOFOED, ALFRED JAMES | I | DIRECTOR | NA | |
| KOFOED, ALFRED JAMES | I | DIRECTOR | NA | |
| KOFOED, ALFRED JAMES | I | DIRECTOR | NA | |
| KOFOED, ALFRED JAMES | I | DIRECTOR | NA | |
| KOFOED, ALFRED JAMES | I | DIRECTOR | NA | |
| KOFOED, ALFRED JAMES | I | DIRECTOR | NA | |
| KOFOED, ALFRED JAMES | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| LUNNEN, ROBERT C | I | DIRECTOR | NA | |
| OLLIVIER, DEREK JOSEPH | I | VP/EXECUTIVE OFFICER | NA | |
| OLLIVIER, DEREK JOSEPH | I | VP/EXECUTIVE OFFICER | NA | |
| OLLIVIER, DEREK JOSEPH | I | VP/EXECUTIVE OFFICER | NA | |
| OLLIVIER, DEREK JOSEPH | I | VP/EXECUTIVE OFFICER | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOP | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOP | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOP | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOP | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOP | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOPS PRINCIPAL | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOP | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOPS PRINCIPAL | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOP | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOPS PRINCIPAL | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOPS PRINCIPAL | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOPS PRINCIPAL | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOP | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOPS PRINCIPAL | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOPS PRINCIPAL | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOPS PRINCIPAL | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOPS PRINCIPAL | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOP | NA | |
| PERRINE, CHARLEEN MOJWID | I | FINOPS PRINCIPAL | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| PUGSLEY, MARK W. | I | DIRECTOR | NA | |
| RUSSON, DAVID ALLAN | I | VP/EXECUTIVE OFFICER | NA | |
| RUSSON, DAVID ALLAN | I | VP/EXECUTIVE OFFICER | NA | |
| RUSSON, DAVID ALLAN | I | VP/EXECUTIVE OFFICER | NA | |
| RUSSON, DAVID ALLAN | I | VP/EXECUTIVE OFFICER | NA | |
| RUSSON, DAVID ALLAN | I | VP/EXECUTIVE OFFICER | NA | |
| RUSSON, DAVID ALLAN | I | VP/EXECUTIVE OFFICER | NA | |
| RUSSON, DAVID ALLAN | I | VP/EXECUTIVE OFFICER | NA | |
| RUSSON, DAVID ALLAN | I | VP/EXECUTIVE OFFICER | NA | |
| RUSSON, DAVID ALLAN | I | VP/EXECUTIVE OFFICER | NA | |
| RUSSON, DAVID ALLAN | I | VP/EXECUTIVE OFFICER | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| SMART, DAVID HOLT | I | DIRECTOR | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, JEFFREY WAYNE | I | FINOP | NA | |
| TERAN, ROBERT D SR | I | VICE PRESIDENT/SECRETARY | NA | |
| TERAN, ROBERT D SR | I | VICE PRESIDENT/SECRETARY | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WADE, WILLIAM DAVID | I | DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | COMPLIANCE OFFICER | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | COMPLIANCE OFFICER | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | SECRETARY / TREASURER / DIRECTOR | NA | |
| WALLACE, EMILY MARVA | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WEISENBURGER, GUY DAVID | I | DIRECTOR | NA | |
| WOOD, RENEE ELIZABETH | I | COMPLIANCE OFFICER | NA | |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | GARY WAYNE TERAN, GENERAL PARTNER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | GARY WAYNE TERAN, GENERAL PARTNER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | GARY WAYNE TERAN, GENERAL PARTNER | E | Control |
| CARMEL SANDS, LLC | DE | GARY WAYNE TERAN, GENERAL PARTNER | E | Control |
| CARMEL SANDS, LLC | DE | GARY WAYNE TERAN, GENERAL PARTNER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | GARY WAYNE TERAN, GENERAL PARTNER | E | Control |
| CARMEL SANDS, LLC | DE | GARY WAYNE TERAN, GENERAL PARTNER | E | Control |
| CARMEL SANDS, LLC | DE | GARY WAYNE TERAN, GENERAL PARTNER | E | Control |
| CARMEL SANDS, LLC | DE | GARY WAYNE TERAN, GENERAL PARTNER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | GARY WAYNE TERAN, GENERAL PARTNER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| CARMEL SANDS, LLC | DE | MEMBER | E | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR | A | Control |
| TERAN, GARY WAYNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| TERAN, GARY WAYNE | I | PRESIDENT / DIRECTOR / CEO | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, GARY WAYNE | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
| TERAN, LISA I | I | CARMEL SANDS, LLC | C | Control |
Registrations
Federal
IA
Apr 25, 2019 REGISTERED
Notice Filings (23)
AK AZ CA CO FL GA ID LA MD MI MO NC NH NV NY OH OK OR TX UT VA WA WI
Address
3165 EAST MILLROCK DRIVESUITE 340
HOLLADAY, UT 84121
United States
Phone: 801-930-6500