PROZAN, LAWRENCE IRA
Legal name: PROZAN FINANCIAL SERVICES
CRD #136237 SEC #801-120869 WALNUT CREEK, CA 925-930-3994
SEC Registered
Total AUM
$147.8M
Discretionary
$147.8M
Employees
2
Clients
0
Accounts
243
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 16, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PROZAN, LAWRENCE, IRA | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| PROZAN, LAWRENCE, IRA | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| PROZAN, LAWRENCE, IRA | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| PROZAN, LAWRENCE, IRA | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| PROZAN, LAWRENCE, IRA | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| PROZAN, LAWRENCE, IRA | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| PROZAN, LAWRENCE, IRA | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 16, 2023 REGISTERED
Notice Filings (3)
CA NY TX
Address
1990 N CALIFORNIA BLVD8TH FLOOR
WALNUT CREEK, CA 94596
United States
Phone: 925-930-3994