RIA Intelligence

LAPIDES ASSET MANAGEMENT, LLC

CRD #136245 SEC #801-64518 GREENWICH, CT 203-422-7202
SEC Registered Private Funds
Total AUM
$204.6M
Discretionary
$204.6M
Employees
10
Clients
--
Accounts
8

Firm Details

Organization Type
Limited Liability Company
State of Formation
Connecticut
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2023
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
BETZ, JAMES, FRANCISICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
DUNN, CHARLES, PAULIVICE PRESIDENT, CLIENT RELATIONSNA Control
DUNN, CHARLES, PAULIVICE PRESIDENT, CLIENT RELATIONSNA Control
DUNN, CHARLES, PAULIVICE PRESIDENT, CLIENT RELATIONSNA
DUNN, CHARLES, PAULIVICE PRESIDENT, CLIENT RELATIONSNA
DUNN, CHARLES, PAULIVICE PRESIDENT, CLIENT RELATIONSNA Control
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATIONNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATIONNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATIONNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATIONNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATIONNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATIONNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATIONNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATIONNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONSNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONSNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONSNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONSNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONSNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONSNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONSNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONSNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONSNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONSNA
PELLEGRINO-FRANCIS, ANTOINETTEIVICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONSNA
REEVES, MICHAEL, SPENCERIMANAGING DIRECTOR, CLIENT SERVICESNA
REEVES, MICHAEL, SPENCERIMANAGING DIRECTOR, CLIENT SERVICESNA
SELKOVITS, ANNE, BELINDAICHIEF COMPLIANCE OFFICERNA
SELKOVITS, ANNE, BELINDAICHIEF COMPLIANCE OFFICERNA
SELKOVITS, ANNE, BELINDAICHIEF COMPLIANCE OFFICERNA
SELKOVITS, ANNE, BELINDAICHIEF COMPLIANCE OFFICERNA
WILSON, STEVEN, MARKIMANAGING DIRECTORE Control
WILSON, STEVEN, MARKIMANAGING DIRECTORE Control
WILSON, STEVEN, MARKIMANAGING MEMBERE Control
WILSON, STEVEN, MARKIMANAGING MEMBERE Control
WILSON, STEVEN, MARKIMANAGING MEMBERE Control
WILSON, STEVEN, MARKIMANAGING DIRECTORD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING DIRECTORD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
WILSON, STEVEN, MARKIMANAGING MEMBERD Control
SUSSMAN, GLENNIMANAGING DIRECTOR, INVESTMENTSC Control
SUSSMAN, GLENNIMANAGING DIRECTOR, INVESTMENTSC Control
SUSSMAN, GLENNIMANAGING DIRECTOR, INVESTMENTSC Control
SUSSMAN, GLENNIMANAGING DIRECTOR, INVESTMENTSC Control
SUSSMAN, GLENNIINCOME MEMBERC
SUSSMAN, GLENNIINCOME MEMBERC
SUSSMAN, GLENNIINCOME MEMBERC
SUSSMAN, GLENNIMANAGING DIRECTOR, INVESTMENTSC Control
SUSSMAN, GLENNIINCOME MEMBERC
SUSSMAN, GLENNIINCOME MEMBERC

Registrations

Federal

IA
Mar 29, 2023 REGISTERED

Notice Filings (1)

CT

Address

500 WEST PUTNAM AVENUE
SUITE 400
GREENWICH, CT 06830
United States
Phone: 203-422-7202