RIA Intelligence

AMERICAN GENERAL SECURITIES INCORPORATED

CRD #13626 SEC #801-56474 HOUSTON, TX 713-831-3806
SEC Registered Broker-Dealer
Total AUM
$298.9M
Discretionary
$0
Employees
51
Clients
101
Accounts
1,772

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 12, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BLEWS, LAURENCE EUGENEIVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARYNA Control
BLEWS, LAURENCE EUGENEIVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARYNA Control
BRITTON, DONALD W.IDIRECTORNA
BRITTON, DONALD W.IDIRECTORNA
BROWN, JAMES BURKEIVICE PRESIDENTNA
BROWN, JAMES BURKEIVICE PRESIDENTNA
BROWN, JAMES BURKEIVICE PRESIDENTNA
BROWN, JAMES BURKEIVICE PRESIDENTNA
BROWN, JAMES BURKEIVICE PRESIDENTNA
BROWN, JAMES BURKEIVICE PRESIDENTNA
BROWN, JAMES BURKEISENIOR VICE PRESIDENTNA Control
BROWN, JAMES BURKEIVICE PRESIDENTNA
BROWN, JAMES BURKEISENIOR VICE PRESIDENTNA Control
BROWN, JAMES BURKEIVICE PRESIDENTNA
BROWN, JAMES BURKEIVICE PRESIDENTNA
CANNON, JAMES RICHARDIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR, CHAIRMANNA Control
CANNON, JAMES RICHARDIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR, CHAIRMANNA Control
CANNON, JAMES RICHARDIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR, CHAIRMANNA Control
DENBY, SUSANNE MARIEIFIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
DENBY, SUSANNE MARIEIFIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
DENBY, SUSANNE MARIEIFIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
GAUGHAN, BRIDGET MARYISECRETARYNA Control
GAUGHAN, BRIDGET MARYISECRETARYNA Control
GAUGHAN, BRIDGET MARYISECRETARYNA Control
HARRELL, JERI MICHELLEIASSISTANT VICE PRESIDENT, PRODUCT SALES AND MARKETINGNA
HOLLAR, RICHARD ALLENIDIRECTORNA Control
HOLLAR, RICHARD ALLENIDIRECTORNA Control
HOLLAR, RICHARD ALLENIDIRECTORNA Control
IMHOFF, ROYCE GARFIELD IIIDIRECTORNA
IMHOFF, ROYCE GARFIELD IIIDIRECTORNA
ISHLER, BRETT ANTHONYIVICE PRESIDENTNA
ISHLER, BRETT ANTHONYIVICE PRESIDENTNA
ISHLER, BRETT ANTHONYIVICE PRESIDENTNA
JALLANS, LESLIE BERNARDIVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OFFICERNA Control
JALLANS, LESLIE BERNARDIVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OFFICERNA Control
JALLANS, LESLIE BERNARDIVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OFFICERNA Control
JALLANS, LESLIE BERNARDIVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OFFICERNA Control
JALLANS, LESLIE BERNARDIVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OFFICERNA Control
JALLANS, LESLIE BERNARDIVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OFFICERNA Control
JALLANS, LESLIE BERNARDIVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OFFICERNA Control
JALLANS, LESLIE BERNARDIVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OFFICERNA Control
KALBAUGH, JOHN ANDREWIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR,CHAIRMANNA Control
KALBAUGH, JOHN ANDREWIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR,CHAIRMANNA Control
KALBAUGH, JOHN ANDREWIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR,CHAIRMANNA Control
KALBAUGH, JOHN ANDREWIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR,CHAIRMANNA Control
KALBAUGH, JOHN ANDREWIVP/CHIEF MARKETING OFFICERNA Control
KALBAUGH, JOHN ANDREWIVP/CHIEF MARKETING OFFICERNA Control
KALBAUGH, JOHN ANDREWIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTORNA Control
KALBAUGH, JOHN ANDREWIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTORNA Control
KALBAUGH, JOHN ANDREWIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR,CHAIRMANNA Control
KALBAUGH, JOHN ANDREWIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTORNA Control
KALBAUGH, JOHN ANDREWIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTORNA Control
KALBAUGH, JOHN ANDREWIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTORNA Control
KANE, ALICE THERESAIDIRECTORNA
KANE, ALICE THERESAIDIRECTORNA
KOVACH, FRANK PAUL JRICHAIRMAN/PRESIDENT/CEO/DIRECTORNA Control
KOVACH, FRANK PAUL JRICHAIRMAN/PRESIDENT/CEO/DIRECTORNA Control
LIANG, BRANDON JUNGHWAIDIRECTOR OF ADMINISTRATION, SROP, ASSISTANT VPNA
LIANG, BRANDON JUNGHWAIDIRECTOR OF ADMINISTRATION, SROP, ASSISTANT VPNA
LONG, CRAIG MCCUTCHEONIANTI-MONEY LAUNDERING OFFICERNA
LONG, CRAIG MCCUTCHEONIANTI-MONEY LAUNDERING OFFICERNA
LONG, CRAIG MCCUTCHEONIANTI-MONEY LAUNDERING COMPLIANCE OFFICERNA
MARTIN, RODNEY OWEN JRIDIRECTORNA Control
MARTIN, RODNEY OWEN JRIDIRECTORNA Control
MARTIN, RODNEY OWEN JRIVICE CHAIRMAN/DIRECTORNA Control
MARTIN, RODNEY OWEN JRIVICE CHAIRMAN/DIRECTORNA Control
MARTIN, RODNEY OWEN JRIDIRECTORNA Control
MARTIN, RODNEY OWEN JRIDIRECTORNA Control
MARTIN, RODNEY OWEN JRIDIRECTORNA Control
MARTIN, RODNEY OWEN JRIDIRECTORNA Control
MARTIN, RODNEY OWEN JRIDIRECTORNA Control
MARTINEZ, LUCILLE SIMMONSITREASURER/CONTROLLER/FINOPNA
MARTINEZ, LUCILLE SIMMONSITREASURER/CONTROLLER/FINOPNA
MARTINEZ, LUCILLE SIMMONSIVICE PRESIDENT, TREASURER, CONTROLLER, FNOPNA
MARTINEZ, LUCILLE SIMMONSIVICE PRESIDENT, TREASURER, CONTROLLER, FNOPNA
MARTINEZ, LUCILLE SIMMONSIVICE PRESIDENT, TREASURER, CONTROLLER, FNOPNA
MARTINEZ, LUCILLE SIMMONSIVICE PRESIDENT, TREASURER, CONTROLLER, FNOPNA
MARTINEZ, LUCILLE SIMMONSIVICE PRESIDENT, TREASURER, CONTROLLER, FNOPNA
MILLER, RICHARD JOSEPHIDIRECTOR, CHAIRMANNA Control
MILLER, RICHARD JOSEPHIDIRECTOR, CHAIRMANNA Control
MILLER, RICHARD JOSEPHIDIRECTOR, CHAIRMANNA Control
MILLER, RICHARD JOSEPHIDIRECTOR, CHAIRMANNA Control
MILLER, RICHARD JOSEPHIDIRECTOR, CHAIRMANNA Control
MUELLER, CHRISTOPHER BRIANIVICE PRESIDENTNA
MUELLER, CHRISTOPHER BRIANIVICE PRESIDENTNA
MUELLER, CHRISTOPHER BRIANIVICE PRESIDENTNA
MUELLER, CHRISTOPHER BRIANIVICE PRESIDENTNA
MUELLER, CHRISTOPHER BRIANIVICE PRESIDENTNA
MUELLER, CHRISTOPHER BRIANIVICE PRESIDENTNA
NIXON, CHRISTINEIDIRECTORNA Control
NIXON, CHRISTINEIDIRECTORNA Control
NIXON, CHRISTINEIDIRECTORNA Control
NIXON, CHRISTINEIDIRECTORNA Control
NIXON, CHRISTINEIDIRECTORNA Control
NIXON, CHRISTINEIDIRECTORNA Control
PARKER, RALPH JOELIASSISTANT VICE PRESIDENTNA
PATRIKIS, ERNEST THEODOREIDIRECTORNA Control
PATRIKIS, ERNEST THEODOREIDIRECTORNA Control
PATRIKIS, ERNEST THEODOREIDIRECTORNA Control
PATRIKIS, ERNEST THEODOREIDIRECTORNA Control
PATRIKIS, ERNEST THEODOREIDIRECTORNA Control
PATRIKIS, ERNEST THEODOREIDIRECTORNA Control
PATRIKIS, ERNEST THEODOREIDIRECTORNA Control
RESSLER, SANDER J.IVICE PRESIDENT/CCO/SROP/CROPNA Control
RESSLER, SANDER J.IVICE PRESIDENT/CCO/SROP/CROPNA Control
RICHARD HOLLARIDIRECTORNA Control
RICHARD HOLLARIDIRECTORNA Control
RICHARD HOLLARIDIRECTORNA Control
ROTHSTEIN, STEVEN ELLIOTICHIEF FINANCIAL OFFICER, DIRECTORNA Control
ROTHSTEIN, STEVEN ELLIOTICHIEF FINANCIAL OFFICER, DIRECTORNA Control
ROTHSTEIN, STEVEN ELLIOTICHIEF FINANCIAL OFFICER, DIRECTORNA Control
ROTHSTEIN, STEVEN ELLIOTICHIEF FINANCIAL OFFICER, DIRECTORNA Control
ROTHSTEIN, STEVEN ELLIOTICHIEF FINANCIAL OFFICER, DIRECTORNA Control
ROTHSTEIN, STEVEN ELLIOTICHIEF FINANCIAL OFFICER, DIRECTORNA Control
TUCK, ELIZABETH MARGARETISECRETARYNA
TUCK, ELIZABETH MARGARETISECRETARYNA
TUCK, ELIZABETH MARGARETISECRETARYNA
TUCK, ELIZABETH MARGARETISECRETARYNA
TUCK, ELIZABETH MARGARETISECRETARYNA
TUCK, ELIZABETH MARGARETISECRETARYNA
TUCK, ELIZABETH MARGARETISECRETARYNA
TUCK, ELIZABETH MARGARETIASSISTANT SECRETARYNA
TUCK, ELIZABETH MARGARETIASSISTANT SECRETARYNA
TUCK, ELIZABETH MARGARETIASSISTANT SECRETARYNA
TUCK, ELIZABETH MARGARETISECRETARYNA
TUCK, ELIZABETH MARGARETISECRETARYNA
TUCK, ELIZABETH MARGARETISECRETARYNA
WASHINGTON, RHONDA SINNETTEIFINOP,SENIOR ACCOUNTANTNA Control
WASHINGTON, RHONDA SINNETTEIFINOP,SENIOR ACCOUNTANTNA Control
WASHINGTON, RHONDA SINNETTEIFINOP,SENIOR ACCOUNTANTNA Control
WASHINGTON, RHONDA SINNETTEIFINOP,SENIOR ACCOUNTANTNA Control
WASHINGTON, RHONDA SINNETTEIFINOP,SENIOR ACCOUNTANTNA Control
WASHINGTON, RHONDA SINNETTEIFINOP,SENIOR ACCOUNTANTNA Control
WILLIAMS, DANIEL ONIELIVICE PRESIDENT, TREASURERNA Control
WILLIAMS, DANIEL ONIELIVICE PRESIDENT, TREASURERNA Control
WILLIAMS, DANIEL ONIELIVICE PRESIDENT, TREASURERNA Control
WILLIAMS, DANIEL ONIELIVICE PRESIDENT, TREASURERNA Control
WILLIAMS, DANIEL ONIELIVICE PRESIDENT, TREASURERNA Control
WILLIAMS, DANIEL ONIELIVICE PRESIDENT, TREASURERNA Control
WILLY, TAMMIE LYNNIDIRECTOR OF FINANCE,TREASURER,FINOPNA
WILLY, TAMMIE LYNNIDIRECTOR OF FINANCE,TREASURER,FINOPNA
WINTER, MATTHEW EVANIDIRECTORNA Control
WINTER, MATTHEW EVANIDIRECTORNA Control
WINTER, MATTHEW EVANIDIRECTORNA Control
WINTER, MATTHEW EVANIDIRECTORNA Control
WINTER, MATTHEW EVANIDIRECTORNA Control
WINTER, MATTHEW EVANIDIRECTORNA Control
AIG ADVISOR GROUP, INC.DEOWNERE Control
AIG ADVISOR GROUP, INC.DEOWNERE Control
AIG ADVISOR GROUP, INC.DEOWNERE Control
AIG ADVISOR GROUP, INC.DEOWNERE Control
AIG ADVISOR GROUP, INC.DEOWNERE Control
AIG ADVISOR GROUP, INC.DEOWNERE Control
AMERICAN GENERAL EQUITY SERVICES CORPORATIONDEOWNERE Control
AMERICAN GENERAL EQUITY SERVICES CORPORATIONDEOWNERE Control
AMERICAN GENERAL EQUITY SERVICES CORPORATIONDEOWNERE Control
AMERICAN GENERAL EQUITY SERVICES CORPORATIONDEOWNERE Control
AMERICAN GENERAL EQUITY SERVICES CORPORATIONDEOWNERE Control
AMERICAN GENERAL EQUITY SERVICES CORPORATIONDEOWNERE Control
AMERICAN GENERAL EQUITY SERVICES CORPORATIONDEOWNERE Control
AMERICAN GENERAL LIFE INSURANCE COMPANYDESHAREHOLDERE Control
AMERICAN GENERAL LIFE INSURANCE COMPANYDESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
AGC LIFE INSURANCE COMPANYDEAMERICAN GENERAL LIFE INSURANCE COMPANYE Control
AGC LIFE INSURANCE COMPANYDEAMERICAN GENERAL LIFE INSURANCE COMPANYE Control
AGC LIFE INSURANCE COMPANYDEAMERICAN GENERAL LIFE INSURANCE COMPANYE Control
AGC LIFE INSURANCE COMPANYDEAMERICAN GENERAL LIFE INSURANCE COMPANYE Control
AGC LIFE INSURANCE COMPANYDEAMERICAN GENERAL LIFE INSURANCE COMPANYE Control
AGC LIFE INSURANCE COMPANYDEAMERICAN GENERAL LIFE INSURANCE COMPANYE Control
AGC LIFE INSURANCE COMPANYDEAMERICAN GENERAL LIFE INSURANCE COMPANYE Control
AIG RETIREMENT SERVICES, INC.DESUNAMERICA LIFE INSURANCE CO.E Control
AIG RETIREMENT SERVICES, INC.DESUNAMERICA LIFE INSURANCE CO.E Control
AIG RETIREMENT SERVICES, INC.DESUNAMERICA LIFE INSURANCE CO.E Control
AIG RETIREMENT SERVICES, INC.DESUNAMERICA LIFE INSURANCE CO.E Control
AIG RETIREMENT SERVICES, INC.DESUNAMERICA LIFE INSURANCE CO.E Control
AIG RETIREMENT SERVICES, INC.DESUNAMERICA LIFE INSURANCE CO.E Control
AMERICAN GENERAL CORPORATIONDEAGC LIFE INSURANCE COMPANYE Control
AMERICAN GENERAL CORPORATIONDEAGC LIFE INSURANCE COMPANYE Control
AMERICAN GENERAL CORPORATIONDEAMERICAN GENERAL LIFE INSURANCE CORPORATIONE Control
AMERICAN GENERAL CORPORATIONDEAMERICAN GENERAL LIFE INSURANCE CORPORATIONE Control
AMERICAN GENERAL CORPORATIONDEAGC LIFE INSURANCE COMPANYE Control
AMERICAN GENERAL CORPORATIONDEAGC LIFE INSURANCE COMPANYE Control
AMERICAN GENERAL CORPORATIONDEAGC LIFE INSURANCE COMPANYE Control
AMERICAN GENERAL CORPORATIONDEAGC LIFE INSURANCE COMPANYE Control
AMERICAN GENERAL CORPORATIONDEAGC LIFE INSURANCE COMPANYE Control
AMERICAN GENERAL LIFE INSURANCE COMPANYDEAMERICAN GENERAL EQUITY SERVICES CORPORATIONE Control
AMERICAN GENERAL LIFE INSURANCE COMPANYDEAMERICAN GENERAL EQUITY SERVICES CORPORATIONE Control
AMERICAN GENERAL LIFE INSURANCE COMPANYDEAMERICAN GENERAL EQUITY SERVICES CORPORATIONE Control
AMERICAN GENERAL LIFE INSURANCE COMPANYDEAMERICAN GENERAL EQUITY SERVICES CORPORATIONE Control
AMERICAN GENERAL LIFE INSURANCE COMPANYDEAMERICAN GENERAL EQUITY SERVICES CORPORATIONE Control
AMERICAN GENERAL LIFE INSURANCE COMPANYDEAMERICAN GENERAL EQUITY SERVICES CORPORATIONE Control
AMERICAN GENERAL LIFE INSURANCE COMPANYDEAMERICAN GENERAL EQUITY SERVICES CORPORATIONE Control
AMERICAN INTERNATIONAL GROUP, INC.DEAMERICAN GENERAL CORP.E Control
AMERICAN INTERNATIONAL GROUP, INC.DEAMERICAN GENERAL CORP.E Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG RETIRMENT SERVICES INC.E Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG RETIRMENT SERVICES INC.E Control
AMERICAN INTERNATIONAL GROUP, INC.DEAMERICAN GENERAL CORP.E Control
AMERICAN INTERNATIONAL GROUP, INC.DEAMERICAN GENERAL CORP.E Control
AMERICAN INTERNATIONAL GROUP, INC.DEAMERICAN GENERAL CORP.E Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG RETIRMENT SERVICES INC.E Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG RETIRMENT SERVICES INC.E Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG RETIRMENT SERVICES INC.E Control
AMERICAN INTERNATIONAL GROUP, INC.DEAIG RETIRMENT SERVICES INC.E Control
AMERICAN INTERNATIONAL GROUP, INC.DEAMERICAN GENERAL CORP.E Control
AMERICAN INTERNATIONAL GROUP, INC.DEAMERICAN GENERAL CORP.E Control
AMERICAN INTERNATIONAL GROUP, INC.DEAMERICAN GENERAL CORP.E Control
SUNAMERICA INVESTMENTS INC.DEAIG ADVISOR GROUP, INC.E Control
SUNAMERICA INVESTMENTS INC.DEAIG ADVISOR GROUP, INC.E Control
SUNAMERICA INVESTMENTS INC.DEAIG ADVISOR GROUP, INC.E Control
SUNAMERICA INVESTMENTS INC.DEAIG ADVISOR GROUP, INC.E Control
SUNAMERICA INVESTMENTS INC.DEAIG ADVISOR GROUP, INC.E Control
SUNAMERICA INVESTMENTS INC.DEAIG ADVISOR GROUP, INC.E Control
SUNAMERICA LIFE INSURANCE CO.DESUNAMERICA INVESTMENTS INC.D Control
SUNAMERICA LIFE INSURANCE CO.DESUNAMERICA INVESTMENTS INC.D Control
SUNAMERICA LIFE INSURANCE CO.DESUNAMERICA INVESTMENTS INC.D Control
SUNAMERICA LIFE INSURANCE CO.DESUNAMERICA INVESTMENTS INC.D Control
SUNAMERICA LIFE INSURANCE CO.DESUNAMERICA INVESTMENTS INC.D Control
AIG RETIREMENT SERVICES, INC.DESUNAMERICA INVESTMENTS INC.C Control
AIG RETIREMENT SERVICES, INC.DESUNAMERICA INVESTMENTS INC.C Control
AIG RETIREMENT SERVICES, INC.DESUNAMERICA INVESTMENTS INC.C Control
AIG RETIREMENT SERVICES, INC.DESUNAMERICA INVESTMENTS INC.C Control
AIG RETIREMENT SERVICES, INC.DESUNAMERICA INVESTMENTS INC.C Control
AIG RETIREMENT SERVICES, INC.DESUNAMERICA INVESTMENTS INC.C Control

Registrations

Federal

IA
Feb 12, 2007 REGISTERED

Notice Filings (51)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

2727 ALLEN PARKWAY, SUITE 290
HOUSTON, TX 77019
USA
Phone: 713-831-3806