CIRCLE T EXPLORER ASSET MANAGEMENT LLC
CRD #136299 SEC #801-64670 NEW YORK, NY 212-808-3950
SEC Registered
Total AUM
$106.4M
Discretionary
$106.4M
Employees
5
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PLATT, SETH, PHILLIP | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLATT, SETH, PHILLIP | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLATT, SETH, PHILLIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PLATT, SETH, PHILLIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, STEPHEN, HALEY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CIRCLE SSS LLC | DE | MANAGING MEMBER | D | Control |
| CIRCLE SSS LLC | DE | MANAGING MEMBER | D | Control |
| CIRCLE SSS LLC | DE | MEMBER | C | Control |
| PROCTOR INVESTMENT MANAGERS LLC | DE | MEMBER | C | Control |
| SCOTT, STEPHEN, HALEY | I | CHIEF INVESTMENT OFFICER | C | Control |
| SCOTT, STEPHEN, HALEY | I | CHIEF INVESTMENT OFFICER | C | Control |
| SCOTT, STEPHEN, HALEY | I | CHIEF INVESTMENT OFFICER | C | Control |
| HAZEN, RICHARD, CLINTON | I | MEMBER | B | |
| HAZEN, RICHARD, CLINTON | I | MEMBER | B | |
| HAZEN, RICHARD, CLINTON | I | MEMBER | B | |
| PROCTOR INVESTMENT MANAGERS LLC | DE | MEMBER | B | |
| S & EP HOLDING CORP | DE | MEMBER | B | |
| SHS2, INC. | DE | MEMBER | B | |
| S & EP HOLDING CORP | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ABOELNAGA, MONA | I | PROCTOR INVESTMENT MANAGERS LLC | F | Control |
| COLEY, JAMES, CRAIG | I | PROCTOR INVESTMENT MANAGERS LLC | F | Control |
| PLATT, SETH, PHILLIP | I | CIRCLE SSS LLC | F | |
| PLATT, SETH, PHILLIP | I | CIRCLE SSS LLC | F | |
| TOBIAS, SAM | I | CIRCLE SSS LLC | F | |
| TOBIAS, SAM | I | CIRCLE SSS LLC | F | |
| TOBIAS, SAM | I | CIRCLE SSS LLC | F | |
| NBF PRIVATE EQUITY HOLDINGS INC | DE | PROCTOR INVESTMENT MANAGERS LLC | E | |
| NBF PRIVATE EQUITY HOLDINGS INC | DE | PROCTOR INVESTMENT MANAGERS LLC | E | |
| PLATT, SETH, PHILLIP | I | S & EP HOLDING CORP | E | |
| PLATT, SETH, PHILLIP | I | S & EP HOLDING CORP | E | Control |
| SCOTT, STEPHEN, HALEY | I | SHS2, INC | E | |
| TOBIAS, SETH | I | CIRCLE SSS LLC | D | Control |
| TOBIAS, SETH | I | CIRCLE SSS LLC | D | Control |
| TOBIAS, SETH | I | CIRCLE SSS LLC | D | Control |
Registrations
Federal
IA
Mar 28, 2007 REGISTERED
Notice Filings (3)
AZ GA NY
Address
237 PARK AVENUE SUITE 900NEW YORK, NY 10017
USA
Phone: 212-808-3950