BATTERY WEALTH MANAGEMENT, INC.
Legal name: BATTERY INVESTMENT COMPANY, INC.
CRD #136325 SEC #801-66226 MOUNT PLEASANT, SC 842-216-0446
SEC Registered
Total AUM
$45.3M
Discretionary
$44.7M
Employees
5
Clients
25
Accounts
370
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 9, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CASSADAY, WAYNE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CASSADAY, WAYNE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| CASSADAY, WAYNE | I | PRESIDENT | D | Control |
| PARISH, ALBERT, EUGENE | I | VICE PRESIDENT | C | Control |
| PARISH, ALBERT, EUGENE | I | VICE PRESIDENT | C | Control |
Registrations
Federal
IA
Apr 9, 2007 REGISTERED
Notice Filings (1)
SC
Address
1110-B QUEENSBOROUGH BOULEVARDMOUNT PLEASANT, SC 29464
USA
Phone: 842-216-0446