BAUGH & ASSOCIATES, LLC
CRD #136342 SEC #801-64569 ATLANTA, GA 404-256-0268
SEC Registered
Total AUM
$264.3M
Discretionary
$264.3M
Employees
3
Clients
25
Accounts
432
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Baugh, Derek, Hunter | I | VICE PRESIDENT | NA | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BAUGH, LARRY, JACK | I | OWNER/PRESIDENT | D | Control |
| BAUGH, LARRY, JACK | I | OWNER/PRESIDENT | D | Control |
| BAUGH, LARRY, JACK | I | OWNER/PRESIDENT | D | Control |
| Baugh, Derek, Hunter | I | OWNER/CHIEF COMPLIANCE OFFICER | C | Control |
| Baugh, Derek, Hunter | I | OWNER/CHIEF COMPLIANCE OFFICER | C | Control |
| Baugh, Derek, Hunter | I | OWNER/CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Mar 14, 2025 REGISTERED
Notice Filings (1)
GA
Address
6065 ROSWELL RDSUITE 980
ATLANTA, GA 30328
United States
Phone: 404-256-0268