RIA Intelligence

FINANCIAL LEGACY MANAGEMENT, INC.

Legal name: FINANCIAL LEGACY MANAGEMENT, NC.

CRD #136348 SEC #801-131149 LITTLE ROCK, AR 501-224-7526
SEC Registered
Total AUM
$135M
Discretionary
$135M
Employees
2
Clients
26
Accounts
600

Firm Details

Organization Type
Corporation
State of Formation
Arkansas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
KELLEY, JOHN, WAYNEICEO/ CHIEF COMPLIANCE OFFICERD Control
KELLEY, JOHN, WAYNEICEO/ CHIEF COMPLIANCE OFFICERD Control
KELLEY, JOHN, WAYNEICEO/ CHIEF COMPLIANCE OFFICERD Control
KELLEY, JOHN, WAYNEICEO/ CHIEF COMPLIANCE OFFICERD Control
KELLEY, JOHN, WAYNEICEO/ CHIEF COMPLIANCE OFFICERD Control
ROGERS, ALVINICFOD Control
ROGERS, ALVINICFOD Control
ROGERS, ALVINICFOD Control
ROGERS, ALVINICFOD Control
ROGERS, ALVINICFOD Control

Registrations

Federal

IA
Mar 27, 2025 REGISTERED

Notice Filings (2)

AR LA

Address

13 OFFICE PARK DRIVE
LITTLE ROCK, AR 72211
United States
Phone: 501-224-7526