OXLEY, HARRY KEIR
Legal name: DOUBLE BAY MANAGEMENT & PLANNING
CRD #136373 SEC #801-106587 SAN FRANCISCO, CA 800-494-3267
SEC Registered
Total AUM
$111.2M
Discretionary
$111.2M
Employees
1
Clients
25
Accounts
81
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OXLEY, HARRY, KEIR | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| OXLEY, HARRY, KEIR | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| OXLEY, HARRY, KEIR | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| OXLEY, HARRY, KEIR | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| OXLEY, HARRY, KEIR | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| OXLEY, HARRY, KEIR | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| OXLEY, HARRY, KEIR | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| OXLEY, HARRY, KEIR | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| OXLEY, HARRY, KEIR | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| OXLEY, HARRY, KEIR | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| OXLEY, HARRY, KEIR | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| OXLEY, HARRY, KEIR | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| OXLEY, HARRY, KEIR | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (1)
CA
Address
50 CALIFORNIA STREETSUITE 1500
SAN FRANCISCO, CA 94111
United States
Phone: 800-494-3267