RIA Intelligence

GRIFFITH & WERNER, INC.

CRD #136380 SEC #801-117889 CANTON, GA 678-901-4167
SEC Registered
Total AUM
$195.2M
Discretionary
$195.2M
Employees
4
Clients
11
Accounts
402

Firm Details

Organization Type
Corporation
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 9, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
PHELPS, GREGORY, SCOTTICHIEF COMPLIANCE OFFICERNA Control
PHELPS, GREGORY, SCOTTICHIEF COMPLIANCE OFFICERNA Control
PHELPS, GREGORY, SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
PHELPS, GREGORY, SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
PHELPS, GREGORY, SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
PHELPS, GREGORY, SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
PHELPS, GREGORY, SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
PHELPS, GREGORY, SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
PHELPS, GREGORY, SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
PHELPS, GREGORY, SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
PHELPS, GREGORY, SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
PHELPS, GREGORY, SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
PHELPS, GREGORY, SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
PHELPS, GREGORY, SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
PHELPS, GREGORY, SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERE Control
WERNER, DARRYL, CRAIGIPRESIDENTE Control
WERNER, DARRYL, CRAIGIPRESIDENTE Control

Registrations

Federal

IA
Sep 9, 2025 REGISTERED

Notice Filings (3)

FL GA NE

Address

111 MOUNTAIN BROOK DRIVE
SUITE 208
CANTON, GA 30115
United States
Phone: 678-901-4167