MAXAM CAPITAL MANAGEMENT LLC

CRD #136396 SEC #801-64564 DARIEN, CT 203-851-3500

SEC Registered

Total AUM

$1.5B

Discretionary

$665.4M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jan 23, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BUKOFSER, APRIL, ELIZABETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
BUKOFSER, APRIL, ELIZABETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
GILCHRIST, ROSEMARY	I	MANAGING DIRECTOR	NA	Control
HAMMOND, SUZANNE, SIMON	I	MANAGING DIRECTOR	NA	Control
JENNINGS, DAVID, WADE	I	MANAGING DIRECTOR	NA	Control
JENNINGS, DAVID, WADE	I	MANAGING DIRECTOR	NA	Control
JENNINGS, DAVID, WADE	I	MANAGING DIRECTOR	NA	Control
PHELAN, RICHARD, ANTHONY	I	CHIEF FINANCIAL OFFICER	NA	Control
PHELAN, RICHARD, ANTHONY	I	CHIEF FINANCIAL OFFICER	NA	Control
PHELAN, RICHARD, ANTHONY	I	CHIEF FINANCIAL OFFICER	NA	Control
SOARES, JOSEPH, ANTHONY	I	MANAGING DIRECTOR	NA	Control
SWEENEY, CATHERINE, GILCHRIST	I	MANAGING DIRECTOR	NA	Control
MANZKE, SANDRA, LEE	I	CHIEF EXECUTIVE OFFICIER	E	Control
MANZKE, SANDRA, LEE	I	CHIEF EXECUTIVE OFFICIER	E	Control
MANZKE, SANDRA, LEE	I	CHIEF EXECUTIVE OFFICIER	E	Control
MANZKE, SANDRA, LEE	I	CHIEF EXECUTIVE OFFICIER	E	Control
MANZKE, SANDRA, LEE	I	CHIEF EXECUTIVE OFFICIER	E	Control
MANZKE, SANDRA, LEE	I	CHIEF EXECUTIVE OFFICIER	E	Control
MANZKE, SANDRA, LEE	I	CHIEF EXECUTIVE OFFICIER	E	Control
MANZKE, SANDRA, LEE	I	CHIEF EXECUTIVE OFFICIER	E	Control
MANZKE, SANDRA, LEE	I	CHIEF EXECUTIVE OFFICIER	C	Control
MANZKE, SANDRA, LEE	I	CHIEF EXECUTIVE OFFICIER	C	Control
DUDLEY, SPOTTSWOOD, PAYNE	I	CHIEF COMPLIANCE OFFICER	B	Control
DUDLEY, SPOTTSWOOD, PAYNE	I	DIRECTOR/CHIEF COMPLIANCE OFFICER	B	Control
DUDLEY, SPOTTSWOOD, PAYNE	I	DIRECTOR/CHIEF COMPLIANCE OFFICER	B	Control
DUDLEY, SPOTTSWOOD, PAYNE	I	DIRECTOR/CHIEF COMPLIANCE OFFICER	B	Control
DUDLEY, SPOTTSWOOD, PAYNE	I	DIRECTOR/CHIEF COMPLIANCE OFFICER	B	Control
DUDLEY, SPOTTSWOOD, PAYNE	I	DIRECTOR/CHIEF COMPLIANCE OFFICER	B	Control
DUDLEY, SPOTTSWOOD, PAYNE	I	MANAGING DIRECTOR	B	Control
DUDLEY, SPOTTSWOOD, PAYNE	I	MANAGING DIRECTOR	B	Control
DUDLEY, SPOTTSWOOD, PAYNE	I	DIRECTOR/CHIEF COMPLIANCE OFFICER	B	Control
DUDLEY, SPOTTSWOOD, PAYNE	I	DIRECTOR/CHIEF COMPLIANCE OFFICER	B	Control
CAMPFIRE FAMILY, LLC	DE	MEMBER	A
CAMPFIRE FAMILY, LLC	DE	MEMBER	A
CAMPFIRE FAMILY, LLC	DE	MEMBER	A
CAMPFIRE FAMILY, LLC	DE	MEMBER	A
CLANCY, SHEILA, JOAN	I	MEMBER	A
CLANCY, SHEILA, JOAN	I	MEMBER	A
CLANCY, SHEILA, JOAN	I	MEMBER	A
CLANCY, SHEILA, JOAN	I	MEMBER	A
DARTLEY FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A
DARTLEY FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A
DARTLEY FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A
DARTLEY FAMILY LIMITED PARTNERSHIP	DE	MEMBER	A
GILCHRIST, ROSEMARY	I	MANAGING DIRECTOR	A	Control
GILCHRIST, ROSEMARY	I	MANAGING DIRECTOR	A	Control
HAMMOND, SUZANNE, SIMON	I	MANAGING DIRECTOR	A	Control
HAMMOND, SUZANNE, SIMON	I	MANAGING DIRECTOR	A	Control
SAMBERG, ARTHUR, J	I	MEMBER	A
SAMBERG, ARTHUR, J	I	MEMBER	A
SAMBERG, ARTHUR, J	I	MEMBER	A
SAMBERG, ARTHUR, J	I	MEMBER	A
SOARES, JOSEPH, ANTHONY	I	MANAGING DIRECTOR	A	Control
SOARES, JOSEPH, ANTHONY	I	MANAGING DIRECTOR	A	Control
SWEENEY, CATHERINE, GILCHRIST	I	MANAGING DIRECTOR	A	Control
SWEENEY, CATHERINE, GILCHRIST	I	MANAGING DIRECTOR	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
DARTLEY, ALEC	I	DARTLEY FAMILY LIMITED PARTNERSHIP	C	Control
DARTLEY, ALEC	I	DARTLEY FAMILY LIMITED PARTNERSHIP	C	Control
DARTLEY, ALEC	I	DARTLEY FAMILY LIMITED PARTNERSHIP	C	Control
DARTLEY, ALEC	I	DARTLEY FAMILY LIMITED PARTNERSHIP	C	Control
DARTLEY, CHRISTOPHER, ALAN	I	DARTLEY FAMILY LIMITED PARTNERSHIP	C	Control
DARTLEY, CHRISTOPHER, ALAN	I	DARTLEY FAMILY LIMITED PARTNERSHIP	C	Control
DARTLEY, CHRISTOPHER, ALAN	I	DARTLEY FAMILY LIMITED PARTNERSHIP	C	Control
DARTLEY, CHRISTOPHER, ALAN	I	DARTLEY FAMILY LIMITED PARTNERSHIP	C	Control
DARTLEY, PETER	I	DARTLEY FAMILY LIMITED PARTNERSHIP	C	Control
DARTLEY, PETER	I	DARTLEY FAMILY LIMITED PARTNERSHIP	C	Control
DARTLEY, PETER	I	DARTLEY FAMILY LIMITED PARTNERSHIP	C	Control
DARTLEY, PETER	I	DARTLEY FAMILY LIMITED PARTNERSHIP	C	Control
SAMBERG, JEFFREY	I	CAMPFIRE FAMILY, LLC	C	Control
SAMBERG, JEFFREY	I	CAMPFIRE FAMILY, LLC	C	Control
SAMBERG, JEFFREY	I	CAMPFIRE FAMILY, LLC	C	Control
SAMBERG, JEFFREY	I	CAMPFIRE FAMILY, LLC	C	Control
SAMBERG, JOSEPH, DANIEL	I	CAMPFIRE FAMILY, LLC	C	Control
SAMBERG, JOSEPH, DANIEL	I	CAMPFIRE FAMILY, LLC	C	Control
SAMBERG, JOSEPH, DANIEL	I	CAMPFIRE FAMILY, LLC	C	Control
SAMBERG, JOSEPH, DANIEL	I	CAMPFIRE FAMILY, LLC	C	Control
SAMBERG, LAURA	I	CAMPFIRE FAMILY, LLC	C	Control
SAMBERG, LAURA	I	CAMPFIRE FAMILY, LLC	C	Control
SAMBERG, LAURA	I	CAMPFIRE FAMILY, LLC	C	Control
SAMBERG, LAURA	I	CAMPFIRE FAMILY, LLC	C	Control

Registrations

Federal

Jan 23, 2007 REGISTERED

Notice Filings (1)

Address

16 THORNDAL CIRCLE 1ST FLOOR
DARIEN, CT 6820
USA

Phone: 203-851-3500