RIA Intelligence

PALO CAPITAL, INC.

CRD #136478 SEC #801-69026 NEWPORT BEACH, CA 949-715-2126
SEC Registered
Total AUM
$341.4M
Discretionary
$341.4M
Employees
7
Clients
--
Accounts
475

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 26, 2018
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BROWN, MICHELLE, MARIEICHIEF COMPLIANCE OFFICERNA Control
BROWN, MICHELLE, MARIEICHIEF COMPLIANCE OFFICERNA Control
BROWN, MICHELLE, MARIEICHIEF COMPLIANCE OFFICERNA Control
BROWN, MICHELLE, MARIEICHIEF COMPLIANCE OFFICERNA Control
BROWN, MICHELLE, MARIEICHIEF COMPLIANCE OFFICERNA Control
O'GRADY, KEVIN, FRANCISIPRESIDENTNA Control
O'GRADY, KEVIN, FRANCISITRUSTEE, OGRADY WEBSTER TRUST DATED MAY 2, 2005NA Control
O'GRADY, KEVIN, FRANCISIPRESIDENTNA Control
O'GRADY, KEVIN, FRANCISICHIEF COMPLIANCE OFFICERNA Control
O'GRADY, KEVIN, FRANCISITRUSTEE, OGRADY WEBSTER TRUST DATED MAY 2, 2005NA Control
O'GRADY, KEVIN, FRANCISIPRESIDENTNA Control
O'GRADY, KEVIN, FRANCISITRUSTEE, OGRADY WEBSTER TRUST DATED MAY 2, 2005NA Control
O'GRADY, KEVIN, FRANCISIPRESIDENTNA Control
O'GRADY, KEVIN, FRANCISITRUSTEE, OGRADY WEBSTER TRUST DATED MAY 2, 2005NA Control
WEBSTER, NELLA, ALLENITRUSTEE, OGRADY WEBSTER TRUST DATED MAY 2, 2005NA Control
WEBSTER, NELLA, ALLENITRUSTEE, OGRADY WEBSTER TRUST DATED MAY 2, 2005NA Control
WEBSTER, NELLA, ALLENITRUSTEE, OGRADY WEBSTER TRUST DATED MAY 2, 2005NA Control
WEBSTER, NELLA, ALLENITRUSTEE, OGRADY WEBSTER TRUST DATED MAY 2, 2005NA Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DEOWNERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DEOWNERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DEOWNERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DEOWNERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DEOWNERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DESHAREHOLDERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DEOWNERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DEOWNERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DESHAREHOLDERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DESHAREHOLDERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DESHAREHOLDERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DESHAREHOLDERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DESHAREHOLDERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DESHAREHOLDERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DESHAREHOLDERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DESHAREHOLDERD Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DESHAREHOLDERD Control
O'GRADY, KEVIN, FRANCISIPRESIDENTD Control
O'GRADY, KEVIN, FRANCISIPRESIDENTD Control
O'GRADY, KEVIN, FRANCISIPRESIDENTD Control
O'GRADY, KEVIN, FRANCISITRUSTEE, OGRADY WEBSTER TRUST DATED MAY 2, 2005D Control
O'GRADY, KEVIN, FRANCISIPRESIDENTD Control
O'GRADY, KEVIN, FRANCISITRUSTEE, OGRADY WEBSTER TRUST DATED MAY 2, 2005D Control
O'GRADY, KEVIN, FRANCISIPRESIDENTD Control
O'GRADY, KEVIN, FRANCISIPRESIDENTD Control
O'GRADY, KEVIN, FRANCISICHIEF COMPLIANCE OFFICERD Control
O'GRADY, KEVIN, FRANCISIPRESIDENTD Control
O'GRADY, KEVIN, FRANCISICHIEF COMPLIANCE OFFICERD Control
O'GRADY, KEVIN, FRANCISIPRESIDENTD Control
O'GRADY, KEVIN, FRANCISIPRESIDENTD Control
O'GRADY, KEVIN, FRANCISIPRESIDENT & CHIEF COMPLIANCE OFFICERD Control
O'GRADY, KEVIN, FRANCISIPRESIDENT & CHIEF COMPLIANCE OFFICERD Control
O'GRADY, KEVIN, FRANCISIPRESIDENT & CHIEF COMPLIANCE OFFICERD Control
O'GRADY, KEVIN, FRANCISITRUSTEE, O'GRADY WEBSTER TRUST DATED MAY 2, 2005D Control
O'GRADY, KEVIN, FRANCISIPRESIDENT & CHIEF COMPLIANCE OFFICERD Control
O'GRADY, KEVIN, FRANCISITRUSTEE, O'GRADY WEBSTER TRUST DATED MAY 2, 2005D Control
WEBSTER, NELLA, ALLENITRUSTEE, OGRADY WEBSTER TRUST DATED MAY 2, 2005D Control
WEBSTER, NELLA, ALLENITRUSTEE, OGRADY WEBSTER TRUST DATED MAY 2, 2005D Control
WEBSTER, NELLA, ALLENITRUSTEE, O'GRADY WEBSTER TRUST DATED MAY 2, 2005D Control
WEBSTER, NELLA, ALLENITRUSTEE, O'GRADY WEBSTER TRUST DATED MAY 2, 2005D Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DESHAREHOLDERC Control
O'GRADY WEBSTER TRUST DATED MAY 2, 2005DESHAREHOLDERC Control
O'GRADY, KEVIN, FRANCISICHIEF COMPLIANCE OFFICERC Control
O'GRADY, KEVIN, FRANCISICHIEF COMPLIANCE OFFICERC Control
O'GRADY, KEVIN, FRANCISICHIEF COMPLIANCE OFFICERC Control
O'GRADY, KEVIN, FRANCISICHIEF COMPLIANCE OFFICERC Control
O'GRADY, KEVIN, FRANCISICHIEF COMPLIANCE OFFICERC Control
O'GRADY, KEVIN, FRANCISIPRESIDENT & CHIEF COMPLIANCE OFFICERC Control
O'GRADY, KEVIN, FRANCISITRUSTEE, O'GRADY WEBSTER TRUST DATED MAY 2, 2005C Control
O'GRADY, KEVIN, FRANCISIPRESIDENT & CHIEF COMPLIANCE OFFICERC Control
O'GRADY, KEVIN, FRANCISITRUSTEE, O'GRADY WEBSTER TRUST DATED MAY 2, 2005C Control
WEBSTER, DEREK, ALLENIOWNERC Control
WEBSTER, DEREK, ALLENIOWNERC Control
WEBSTER, DEREK, ALLENIOWNERC Control
WEBSTER, DEREK, ALLENIOWNERC Control
WEBSTER, DEREK, ALLENIOWNERC Control
WEBSTER, DEREK, ALLENISHAREHOLDERC Control
WEBSTER, DEREK, ALLENIOWNERC Control
WEBSTER, DEREK, ALLENIOWNERC Control
WEBSTER, DEREK, ALLENISHAREHOLDERC Control
WEBSTER, DEREK, ALLENISHAREHOLDERC Control
WEBSTER, DEREK, ALLENISHAREHOLDERC Control
WEBSTER, DEREK, ALLENISHAREHOLDERC Control
WEBSTER, DEREK, ALLENISHAREHOLDERC Control
WEBSTER, DEREK, ALLENISHAREHOLDERC Control
WEBSTER, DEREK, ALLENISHAREHOLDERC Control
WEBSTER, DEREK, ALLENISHAREHOLDERC Control
WEBSTER, DEREK, ALLENISHAREHOLDERC Control
WEBSTER, DEREK, ALLENISHAREHOLDERC Control
WEBSTER, DEREK, ALLENISHAREHOLDERC Control
WEBSTER, NELLA, ALLENIPRINCIPALC Control
WEBSTER, NELLA, ALLENIPRINCIPALC Control
WEBSTER, NELLA, ALLENITRUSTEE, O'GRADY WEBSTER TRUST DATED MAY 2, 2005C Control
WEBSTER, NELLA, ALLENITRUSTEE, O'GRADY WEBSTER TRUST DATED MAY 2, 2005C Control
BARLOW, KEVIN, PATRICKIMANAGING DIRECTORB Control
BARLOW, KEVIN, PATRICKIMANAGING DIRECTORB Control
BARLOW, KEVIN, PATRICKIMANAGING DIRECTORB Control
SAHI, PUNEET, SINGHICO-CHIEF INVESTMENT OFFICERB Control
SAHI, PUNEET, SINGHICO-CHIEF INVESTMENT OFFICERB Control
SAHI, PUNEET, SINGHICO-CHIEF INVESTMENT OFFICERB Control
CANNIVET, MICHAEL, JOHNISHAREHOLDERA Control
CANNIVET, MICHAEL, JOHNISHAREHOLDERA Control
CANNIVET, MICHAEL, JOHNISHAREHOLDERA Control
CANNIVET, MICHAEL, JOHNISHAREHOLDERA Control
CANNIVET, MICHAEL, JOHNISHAREHOLDERA Control
CANNIVET, MICHAEL, JOHNISHAREHOLDERA Control
CANNIVET, MICHAEL, JOHNISHAREHOLDERA Control
CANNIVET, MICHAEL, JOHNISHAREHOLDERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
O'GRADY, KEVIN, FRANCISIO'GRADY WEBSTER TRUST DATED MAY 2, 2005F Control
O'GRADY, KEVIN, FRANCISIO'GRADY WEBSTER TRUST DATED MAY 2, 2005F Control
O'GRADY, KEVIN, FRANCISIO'GRADY WEBSTER TRUST DATED MAY 2, 2005F Control
O'GRADY, KEVIN, FRANCISIO'GRADY WEBSTER TRUST DATED MAY 2, 2005F Control
WEBSTER, NELLA, ALLENIO'GRADY WEBSTER TRUST DATED MAY 2, 2005F Control
WEBSTER, NELLA, ALLENIO'GRADY WEBSTER TRUST DATED MAY 2, 2005F Control
WEBSTER, NELLA, ALLENIO'GRADY WEBSTER TRUST DATED MAY 2, 2005F Control
WEBSTER, NELLA, ALLENIO'GRADY WEBSTER TRUST DATED MAY 2, 2005F Control
O'GRADY, KEVIN, FRANCISDEPALO CAPITAL, INC.D
O'GRADY, KEVIN, FRANCISDEPALO CAPITAL, INC.D
O'GRADY, KEVIN, FRANCISDEPALO CAPITAL, INC.D
WEBSTER, NELLA, ALLENDEPALO CAPITAL, INC.D Control
WEBSTER, NELLA, ALLENDEPALO CAPITAL, INC.D Control
WEBSTER, NELLA, ALLENDEPALO CAPITAL, INC.D Control

Registrations

Federal

IA
Mar 26, 2018 REGISTERED

Notice Filings (3)

CA NH TX

Address

888 SAN CLEMENTE DRIVE
SUITE 150
NEWPORT BEACH, CA 92660
United States
Phone: 949-715-2126