RIA Intelligence

INVESTMENT SECURITY GROUP, INC.

CRD #136568 SEC #801-64651 DENVER, CO 303-759-9808
SEC Registered
Total AUM
$798.2M
Discretionary
$798.2M
Employees
10
Clients
51
Accounts
2,661

Firm Details

Organization Type
Corporation
State of Formation
Colorado
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 10, 2021
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DIBALA, MICHAEL, WAYNEIPRESIDENT/CHIEF COMPLIANCE OFFICERC Control
DIBALA, MICHAEL, WAYNEIPRESIDENT/CHIEF COMPLIANCE OFFICERC Control
DIBALA, MICHAEL, WAYNEIPRESIDENT/CHIEF COMPLIANCE OFFICERC Control
DIBALA, MICHAEL, WAYNEIPRESIDENT/CHIEF COMPLIANCE OFFICERC Control
DIBALA, MICHAEL, WAYNEICIO / CHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEIPRESIDENT/CHIEF COMPLIANCE OFFICERC Control
DIBALA, MICHAEL, WAYNEIPRESIDENT/CHIEF COMPLIANCE OFFICERC Control
DIBALA, MICHAEL, WAYNEICIO / CHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEICIO / CHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEICIO / CHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEICIO / CHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEICIO / CHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEICIO / CHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEICIO / CHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEICIO / CHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEICIO / CHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEICIO / CHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEICIO / CHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEICHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEICHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
DIBALA, MICHAEL, WAYNEICHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDC Control
FRIEDMAN, MARC, EVANIPRINCIPAL/ CHIEF COMPLIANCE OFFICERC Control
FRIEDMAN, MARC, EVANIPRINCIPAL/ CHIEF COMPLIANCE OFFICERC Control
FRIEDMAN, MARC, EVANIPRINCIPAL/ CHIEF COMPLIANCE OFFICERC Control
FRIEDMAN, MARC, EVANIPRINCIPAL/ CHIEF COMPLIANCE OFFICERC Control
GIOCOMO, DAVID, MICHAELISECRETARY/TREASURERC Control
GIOCOMO, DAVID, MICHAELISECRETARY/TREASURERC Control
GIOCOMO, DAVID, MICHAELISECRETARY/TREASURERC Control
GIOCOMO, DAVID, MICHAELISECRETARY/TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELISECRETARY/TREASURERC Control
GIOCOMO, DAVID, MICHAELISECRETARY/TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERC Control
POWERS, MITCHELL, REESIPRINCIPAL / CEOC Control
POWERS, MITCHELL, REESIPRINCIPAL / CEOC Control
POWERS, MITCHELL, REESIPRINCIPAL / CEOC Control
POWERS, MITCHELL, REESIPRINCIPAL / CEOC Control
BECKWITH, DONALD, LEEIVICE PRESIDENTB Control
BECKWITH, DONALD, LEEIVICE PRESIDENTB Control
BECKWITH, DONALD, LEEIVICE PRESIDENTB Control
BECKWITH, DONALD, LEEIVICE PRESIDENTB Control
BECKWITH, DONALD, LEEIVICE PRESIDENTB Control
BECKWITH, DONALD, LEEIVICE PRESIDENTB Control
DIBALA, MICHAEL, WAYNEIPRINCIPALB Control
DIBALA, MICHAEL, WAYNEICHIEF COMPLIANCE OFFICER / CHAIRMAN OF THE BOARDB Control
DIBALA, MICHAEL, WAYNEICHAIRMAN OF THE BOARDB Control
FRIEDMAN, MARC, EVANIPRINCIPAL/ CHIEF COMPLIANCE OFFICERB Control
FRIEDMAN, MARC, EVANIPRINCIPALB
FRIEDMAN, MARC, EVANIPRINCIPAL/ CHIEF COMPLIANCE OFFICERB Control
GIOCOMO, DAVID, MICHAELIPRINCIPALB Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERB Control
GIOCOMO, DAVID, MICHAELIPRESIDENT / CEO / CFO / COO / TREASURERB Control
KRAUSE, BARBARA, JEANIPRINCIPAL / CFOB Control
KRAUSE, BARBARA, JEANIPRINCIPAL / CFOB Control
KRAUSE, BARBARA, JEANIPRINCIPALB
KRAUSE, BARBARA, JEANIPRINCIPALB Control
KRAUSE, BARBARA, JEANIPRINCIPAL / CFOB Control
KRAUSE, BARBARA, JEANIPRINCIPAL / CFOB Control
KRAUSE, BARBARA, JEANIPRINCIPAL / CFOB Control
POWERS, MITCHELL, REESISECRETARYB Control
POWERS, MITCHELL, REESISECRETARYB Control
POWERS, MITCHELL, REESISECRETARYB Control
POWERS, MITCHELL, REESISECRETARYB Control
POWERS, MITCHELL, REESISECRETARY / CIOB Control
POWERS, MITCHELL, REESISECRETARY / CIOB Control
POWERS, MITCHELL, REESISECRETARY / CIOB Control
POWERS, MITCHELL, REESIPRINCIPAL / CEOB Control
POWERS, MITCHELL, REESISECRETARY / CIOB Control
POWERS, MITCHELL, REESISECRETARY / CIOB Control
RUST, RICHARD, ROLANDIVICE PRESIDENTB Control
RUST, RICHARD, ROLANDIVICE PRESIDENTB Control
RUST, RICHARD, ROLANDIVICE PRESIDENTB Control
RUST, RICHARD, ROLANDIVICE PRESIDENTB Control
RUST, RICHARD, ROLANDIVICE PRESIDENTB Control
RUST, RICHARD, ROLANDIVICE PRESIDENTB Control
RUST, RICHARD, ROLANDIVICE PRESIDENTB Control
RUST, RICHARD, ROLANDIVICE PRESIDENTB Control
RUST, RICHARD, ROLANDIVICE PRESIDENTB Control
RUST, RICHARD, ROLANDIVICE PRESIDENTB Control
SAHAKIAN, ODETTE, MARIAMIPRINCIPALB Control
SAHAKIAN, ODETTE, MARIAMIPRINCIPALB Control
SAHAKIAN, ODETTE, MARIAMIPRINCIPALB
SAHAKIAN, ODETTE, MARIAMIPRINCIPALB Control
SAHAKIAN, ODETTE, MARIAMIPRINCIPALB Control
SAHAKIAN, ODETTE, MARIAMIPRINCIPALB Control
SAHAKIAN, ODETTE, MARIAMIPRINCIPALB Control
KRAUSE, BARABRA, JEANIPRINCIPALA
KRAUSE, BARABRA, JEANIPRINCIPALA
KRAUSE, BARABRA, JEANIPRINCIPALA
KRAUSE, BARABRA, JEANIPRINCIPALA
KRAUSE, BARABRA, JEANIPRINCIPALA
POWERS, MITCHELL, REESISECRETARYA Control
POWERS, MITCHELL, REESISECRETARYA Control
POWERS, MITCHELL, REESISECRETARYA Control
POWERS, MITCHELL, REESISECRETARYA Control
POWERS, MITCHELL, REESISECRETARYA Control
POWERS, MITCHELL, REESISECRETARYA Control
POWERS, MITCHELL, REESISECRETARYA Control
POWERS, MITCHELL, REESISECRETARYA Control
RUST, RICHARD, ROLANDIVICE PRESIDENTA Control
RUST, RICHARD, ROLANDIVICE PRESIDENTA Control
RUST, RICHARD, ROLANDIVICE PRESIDENTA Control
RUST, RICHARD, ROLANDIVICE PRESIDENTA Control
RUST, RICHARD, ROLANDIVICE PRESIDENTA Control

Registrations

Federal

IA
Mar 10, 2021 REGISTERED

Notice Filings (21)

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Address

4601 DTC BLVD # 600
DENVER, CO 80237
United States
Phone: 303-759-9808