L.D. LOWE WEALTH ADVISORY, INC.
Legal name: LD LOWE WEALTH ADVISORY
CRD #136596 SEC #801-64775 RICHARDSON, TX 972-335-2523
SEC Registered
Total AUM
$119.2M
Discretionary
$119.2M
Employees
7
Clients
0
Accounts
684
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BONAR, ETHAN, ARROW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONAR, ETHAN, ARROW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONAR, ETHAN, ARROW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONAR, ETHAN, ARROW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brewer, Taylor, Nicole | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | NA | |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | NA | |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | NA | |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, SHARON, MARLA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | NA | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | NA | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | NA | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | NA | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | NA | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | NA | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | NA | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | NA | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | NA | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | NA | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | NA | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | NA | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | NA | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | NA | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | NA | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | NA | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | NA | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | NA | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | NA | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | NA | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | NA | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | NA | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | NA | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | NA | Control |
| PANTUSO, WILLIAM, M | I | CCO | NA | Control |
| PANTUSO, WILLIAM, M | I | CCO | NA | Control |
| PANTUSO, WILLIAM, M | I | CCO | NA | Control |
| PANTUSO, WILLIAM, M | I | CCO | NA | Control |
| PANTUSO, WILLIAM, M | I | CCO | NA | Control |
| PANTUSO, WILLIAM, M | I | CCO | NA | Control |
| PANTUSO, WILLIAM, M | I | CCO | NA | Control |
| PANTUSO, WILLIAM, M | I | CCO | NA | Control |
| PANTUSO, WILLIAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PANTUSO, WILLIAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
| Brewer, Taylor, Nicole | I | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER (CCO AS OF 5/2023) | D | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | D | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | D | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | D | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LOWE, LLOYD, DANIEL | I | PRESIDENT | D | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | D | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | D | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | D | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | D | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | D | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | D | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | D | Control |
| LOWE, LUCINDA, ANN | I | VICE PRESIDENT | D | Control |
| MCCARTHY, MOLLY, RENEE | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER AND AML OFFICER | D | Control |
| Brewer, Taylor, Nicole | I | CHIEF OPERATIONS OFFICER | C | Control |
| Brewer, Taylor, Nicole | I | CHIEF OPERATIONS OFFICER | C | Control |
| Brewer, Taylor, Nicole | I | CHIEF OPERATIONS OFFICER | C | Control |
| Brewer, Taylor, Nicole | I | CHIEF OPERATIONS OFFICER | C | Control |
| Brewer, Taylor, Nicole | I | CHIEF OPERATIONS OFFICER | C | Control |
| Brewer, Taylor, Nicole | I | CHIEF OPERATIONS OFFICER | C | Control |
| Brewer, Taylor, Nicole | I | CHIEF OPERATIONS OFFICER | C | Control |
| Brewer, Taylor, Nicole | I | CHIEF OPERATIONS OFFICER | C | Control |
| Brewer, Taylor, Nicole | I | CHIEF OPERATIONS OFFICER | C | Control |
| Brewer, Taylor, Nicole | I | CHIEF OPERATIONS OFFICER | C | Control |
| Brewer, Taylor, Nicole | I | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER (CCO AS OF 5/2023) | C | Control |
| Brewer, Taylor, Nicole | I | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER (CCO AS OF 5/2023) | C | Control |
| MCCARTHY, MOLLY, RENEE | I | CHIEF FINANCIAL OFFICER | C | Control |
| MCCARTHY, MOLLY, RENEE | I | CHIEF FINANCIAL OFFICER | C | Control |
| MCCARTHY, MOLLY, RENEE | I | CHIEF FINANCIAL OFFICER | C | Control |
| MCCARTHY, MOLLY, RENEE | I | CHIEF FINANCIAL OFFICER | C | Control |
| MCCARTHY, MOLLY, RENEE | I | CHIEF FINANCIAL OFFICER | C | Control |
| MCCARTHY, MOLLY, RENEE | I | CHIEF FINANCIAL OFFICER AND SENIOR MANAGER | C | Control |
| MCCARTHY, MOLLY, RENEE | I | CHIEF FINANCIAL OFFICER AND SENIOR MANAGER | C | Control |
| MCCARTHY, MOLLY, RENEE | I | CHIEF FINANCIAL OFFICER | C | Control |
| MCCARTHY, MOLLY, RENEE | I | CHIEF FINANCIAL OFFICER | C | Control |
| MCCARTHY, MOLLY, RENEE | I | CHIEF FINANCIAL OFFICER AND SENIOR MANAGER | C | Control |
| MCCARTHY, MOLLY, RENEE | I | CHIEF FINANCIAL OFFICER AND SENIOR MANAGER | C | Control |
| MCCARTHY, MOLLY, RENEE | I | CHIEF FINANCIAL OFFICER AND SENIOR MANAGER | C | Control |
| BREWER, WILLIAM, KELLY | I | CHIEF INFORMATION SECURITY OFFICER, SECRETARY | B | Control |
| BREWER, WILLIAM, KELLY | I | CHIEF INFORMATION SECURITY OFFICER, SECRETARY | B | Control |
| BREWER, WILLIAM, KELLY | I | CHIEF INFORMATION SECURITY OFFICER, SECRETARY | B | Control |
| BREWER, WILLIAM, KELLY | I | CHIEF INFORMATION SECURITY OFFICER, SECRETARY | B | Control |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | B | Control |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | B | Control |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | B | Control |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | B | Control |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | B | Control |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | B | Control |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | B | Control |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | B | Control |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | B | Control |
| Chastant, Lauren | I | CHIEF COMPLIANCE OFFICER | B | Control |
| BREWER, WILLIAM, SHANE | I | LEAD WEALTH ADVISOR | A | Control |
| BREWER, WILLIAM, SHANE | I | LEAD WEALTH ADVISOR | A | Control |
Registrations
Federal
IA
Mar 25, 2025 REGISTERED
Notice Filings (4)
IL MI OK TX
Address
1100 EAST CAMPBELL ROADSUITE 200
RICHARDSON, TX 75081
United States
Phone: 972-335-2523