RIA Intelligence

RAIT SECURITIES, LLC

CRD #136622 SEC #801-70626 PHILADELPHIA, PA 215-243-9000
SEC Registered Broker-Dealer
Total AUM
$0
Discretionary
$0
Employees
10
Clients
0
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GARRARD, JAMES WAYNEIFINOP/CFONA Control
LICHT, RAPHAEL AICOONA Control
LICHT, RAPHAEL AICHIEF OPERATING OFFICERNA Control
LICHT, RAPHAEL AICHIEF OPERATING OFFICERNA Control
PLUMMER, CHRISTOPHER GEORGEICHIEF COMPLIANCE OFFICERNA Control
PLUMMER, CHRISTOPHER GEORGEICHIEF COMPLIANCE OFFICERNA Control
PLUMMER, CHRISTOPHER GEORGEICHIEF COMPLIANCE OFFICERNA Control
PLUMMER, CHRISTOPHER GEORGEICHIEF COMPLIANCE OFFICERNA Control
PLUMMER, CHRISTOPHER GEORGEICHIEF COMPLIANCE OFFICERNA Control
SHENKMAN, MICHAEL CRAIGIFINOPNA Control
SHENKMAN, MICHAEL CRAIGIFINOPNA Control
SHENKMAN, MICHAEL CRAIGIFINOPNA Control
SHENKMAN, MICHAEL CRAIGIFINOPNA Control
TABERNA REALTY FINANCE TRUSTDEMEMBERE Control
TABERNA REALTY FINANCE TRUSTDEMEMBERE Control
TABERNA REALTY FINANCE TRUSTDEMEMBERE Control
TABERNA REALTY FINANCE TRUSTDEMEMBERE Control
TABERNA REALTY FINANCE TRUSTDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
RAIT FINANCIAL TRUSTDETABERNA REALTY FINANCE TRUSTE Control
RAIT FINANCIAL TRUSTDETABERNA REALTY FINANCE TRUSTE Control
RAIT FINANCIAL TRUSTDETABERNA REALTY FINANCE TRUSTE Control
RAIT FINANCIAL TRUSTDETABERNA REALTY FINANCE TRUSTE Control
RAIT FINANCIAL TRUSTDETABERNA REALTY FINANCE TRUSTE Control

Registrations

Federal

IA
Mar 31, 2011 REGISTERED

Notice Filings (6)

MO NJ NV NY PA TX

Address

2929 ARCH STREET
PHILADELPHIA, PA 19104
United States
Phone: 215-243-9000