BERKELEY CAPITAL ADVISERS, LLC
CRD #136663 SEC #801-72730 SAN FRANCISCO, CA 415-295-8080
SEC Registered
Total AUM
$82.1M
Discretionary
$82.1M
Employees
--
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 2, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| VILLARINA, NORMAN, DINO | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BERKELEY ADVISORS GROUP, L.L.C. | DE | OWNER | E | |
| INDUSTRY CAPITAL HOLDINGS, LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VILLARINA, NORMAN, DINO | I | INDUSTRY CAPITAL HOLDINGS, LLC | E | Control |
| AARON SNEGG | DE | SNEGG FAMILY REVOCABLE LIVING TRUST | D | Control |
| INDUSTRY CAPITAL HOLDINGS, LLC | DE | INDUSTRY CAPITAL R.E. PARTNERS, LLC | D | Control |
| MICHEL SNEGG | DE | SNEGG FAMILY REVOCABLE LIVING TRUST | D | Control |
| WERTHEIMER, DOUGLAS, STEPHEN | I | INDUSTRY CAPITAL R.E. PARTNERS, LLC | D | Control |
| INDUSTRY CAPITAL R.E. PARTNERS, LLC | DE | BERKELY ADVISORS GROUP, LLC | C | Control |
| SNEGG FAMILY REVOCABLE LIVING TRUST | DE | BERKELY ADVISORS GROUP, LLC | C | Control |
Registrations
Federal
IA
Sep 2, 2011 REGISTERED
Notice Filings (1)
CA
Address
555 MONTGOMERY STREETSUITE 1550
SAN FRANCISCO, CA 94111
United States
Phone: 415-295-8080