INDUSINO RESEARCH & MANAGEMENT, LLC
CRD #136666 SEC #801-64642 SAN FRANCISCO, CA 415-659-2243
SEC Registered
Total AUM
$38.1M
Discretionary
$38.1M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 24, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KAPADIA, KALPESH, GOPALPAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SUTHERLAND, HOWARD, RAMSEY | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| INDUSINO CAPITAL MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| UTCM, LLC | DE | MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| C.E. UNTERBERG, TOWBIN HOLDINGS, LLC | DE | UTCM, LLC | E | Control |
| KAPADIA, KALPESH, GOPALPAS | I | INDUSINO CAPITAL MANAGEMENT, LLC | E | Control |
Registrations
Federal
IA
Jan 24, 2007 REGISTERED
Notice Filings (1)
CA
Address
C/O C.E. UNTERBERG, TOWBIN456 MONTGOMERY STREET, STE 2200
SAN FRANCISCO, CA 94104
USA
Phone: 415-659-2243