M FINANCIAL ASSET MANAGEMENT, INC.
CRD #136694 SEC #801-66320 PORTLAND, OR 503-232-6960
SEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
Employees
5
Clients
0
Accounts
2,305
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 17, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BJORVIK, ERIK, JON | I | VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | VICE PRESIDENT | NA | |
| BJORVIK, ERIK, JON | I | VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | VICE PRESIDENT | NA | |
| BJORVIK, ERIK, JON | I | VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | VICE PRESIDENT | NA | |
| BJORVIK, ERIK, JON | I | VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | VICE PRESIDENT | NA | |
| BJORVIK, ERIK, JON | I | VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | DIRECTOR/PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | PRESIDENT | NA | Control |
| BJORVIK, ERIK, JON | I | PRESIDENT | NA | Control |
| BRAMER, BENJAMIN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| BYRNE, DANIEL, FRANCIS | I | DIRECTOR | NA | Control |
| Beckley, Dean, James | I | CHIEF INFORMATION & SECURITY OFFICER | NA | |
| Beckley, Dean, James | I | CHIEF INFORMATION & SECURITY OFFICER | NA | |
| Beckley, Dean, James | I | CHIEF INFORMATION & SECURITY OFFICER | NA | |
| Beckley, Dean, James | I | CHIEF INFORMATION & SECURITY OFFICER | NA | |
| Beckley, Dean, James | I | CHIEF INFORMATION & SECURITY OFFICER | NA | |
| DAY, FRANK, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAY, FRANK, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAY, FRANK, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAY, FRANK, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAY, FRANK, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAY, FRANK, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAY, FRANK, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAY, FRANK, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAY, FRANK, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAY, FRANK, EDMUND | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOUGHERTY, CASEY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGHERTY, CASEY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUDLEY, CHRIS | I | VICE PRESIDENT | NA | Control |
| DUDLEY, CHRIS | I | VICE PRESIDENT | NA | Control |
| DUDLEY, CHRIS | I | VICE PRESIDENT | NA | Control |
| EHRET, JILL, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EHRET, JILL, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAVES, GERALD, JAY | I | PRESIDENT | NA | Control |
| GRAVES, GERALD, JAY | I | PRESIDENT | NA | Control |
| GRAVES, GERALD, JAY | I | PRESIDENT | NA | Control |
| GRAVES, GERALD, JAY | I | PRESIDENT | NA | Control |
| Grambo, Brittany, Dorsey | I | TREASURER | NA | Control |
| Grambo, Brittany, Dorsey | I | TREASURER | NA | Control |
| Grambo, Brittany, Dorsey | I | TREASURER | NA | Control |
| Grambo, Brittany, Dorsey | I | TREASURER | NA | Control |
| HARTWELL, SHANNON, R | I | COMPLIANCE OFFICER | NA | |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTWELL, SHANNON, R | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEIKKINEN, DOUGLAS, JAMES | I | VICE PRESIDENT | NA | Control |
| HEIKKINEN, DOUGLAS, JAMES | I | VICE PRESIDENT | NA | Control |
| HEIKKINEN, DOUGLAS, JAMES | I | VICE PRESIDENT | NA | Control |
| HEIKKINEN, DOUGLAS, JAMES | I | VICE PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL, NMN | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL, NMN | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL, NMN | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL, NMN | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL, NMN | I | PRESIDENT | NA | Control |
| HERMANSON, JONELL, NMN | I | PRESIDENT | NA | Control |
| JACOBSEN, BRYAN, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| JONSKE, FRED, HENRY | I | DIRECTOR | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | Control |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | |
| KUKAR, KEVIN, BRUCE | I | TREASURER | NA | |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY/TREASURER | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY | NA | Control |
| LEES, DAVID, ROBERT | I | SECRETARY | NA | Control |
| LEGACY, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEGACY, ELIZABETH, ANNE | I | SENIOR DIRECTOR COMPLIANCE | NA | Control |
| LEGACY, ELIZABETH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEGACY, ELIZABETH, ANNE | I | SENIOR DIRECTOR COMPLIANCE | NA | Control |
| LEGACY, ELIZABETH, ANNE | I | SENIOR DIRECTOR COMPLIANCE | NA | Control |
| Ludwig, Steven, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| Ludwig, Steven, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| Ludwig, Steven, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| Ludwig, Steven, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| Ludwig, Steven, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| Ludwig, Steven, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| Ludwig, Steven, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| Ludwig, Steven, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| Ludwig, Steven, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| MCNAMARA-FENESY, BRIDGET, MARY | I | PRESIDENT | NA | Control |
| O'CONNOR, RANDALL, MARK | I | DIRECTOR | NA | Control |
| O'CONNOR, RANDALL, MARK | I | DIRECTOR | NA | Control |
| O'CONNOR, RANDALL, MARK | I | DIRECTOR | NA | Control |
| O'CONNOR, RANDALL, MARK | I | DIRECTOR | NA | Control |
| O'CONNOR, RANDALL, MARK | I | DIRECTOR | NA | Control |
| O'CONNOR, RANDALL, MARK | I | DIRECTOR | NA | Control |
| OLSON, ROBERT, PATRICK | I | PRESIDENT | NA | Control |
| OLSON, ROBERT, PATRICK | I | PRESIDENT | NA | Control |
| OLSON, ROBERT, PATRICK | I | PRESIDENT | NA | Control |
| OLSON, ROBERT, PATRICK | I | PRESIDENT | NA | Control |
| OLSON, ROBERT, PATRICK | I | PRESIDENT | NA | Control |
| OLSON, ROBERT, PATRICK | I | PRESIDENT | NA | Control |
| OLSON, ROBERT, PATRICK | I | PRESIDENT | NA | Control |
| Pelos, Constantine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pelos, Constantine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pelos, Constantine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pelos, Constantine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pelos, Constantine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pimenta, Valerie Rachelle, Bolch | I | VICE PRESIDENT | NA | Control |
| Pimenta, Valerie Rachelle, Bolch | I | VICE PRESIDENT | NA | Control |
| Pimenta, Valerie Rachelle, Bolch | I | VICE PRESIDENT | NA | Control |
| Pimenta, Valerie Rachelle, Bolch | I | VICE PRESIDENT | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | Control |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | |
| SCHUTT, DAVID, WALTER | I | SECRETARY | NA | |
| YOUHN, STEPHEN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUHN, STEPHEN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUHN, STEPHEN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
| M FINANCIAL HOLDINGS INCORPORATED | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
| MULLIN, PETER, WILLIAM | I | M FINANCIAL HOLDINGS INCORPORATED | C | Control |
Registrations
Federal
IA
Dec 17, 2025 REGISTERED
Notice Filings (37)
AR AZ CA CO CT DE FL GA HI IA ID IL IN KS LA MA MD MI MN MO MS NC NE NJ NM NV NY OH OR PA SC TN TX UT VA WA WI
Address
1125 NW COUCH STSTE 900
PORTLAND, OR 97209
United States
Phone: 503-232-6960