SOUTHRIDGE WEALTH MANAGEMENT LLC
CRD #136707 SEC #801-67366 NEW YORK, NY 212-994-9870
SEC Registered
Total AUM
$2.5M
Discretionary
$2.5M
Employees
5
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 3, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BYL, MICHAEL, JAMES | I | MANAGING MEMBER, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| BYL, MICHAEL, JAMES | I | MANAGING MEMBER, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| CARRARA, MATTHEW, ANTHONY | I | CEO | NA | Control |
| GEORGE, MICHAEL, MARKOFF | I | SENIOR VICE PRESIDENT | NA | |
| GEORGE, MICHAEL, MARKOFF | I | SENIOR VICE PRESIDENT | NA | |
| HOWARD, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HOWARD, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| NORTH, THADDEUS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORTH, THADDEUS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| SUNODIA PARTNERS L.P. | DE | DIRECT OWNER | D | Control |
| SUNODIA PARTNERS L.P. | DE | DIRECT OWNER | D | Control |
| SUNODIA PARTNERS L.P. | DE | DIRECT OWNER | D | Control |
| SUNODIA PARTNERS L.P. | DE | DIRECT OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HICKS, STEPHEN, MURRAY | I | LAUREL GROVE MANAGEMENT LLC | E | Control |
| HICKS, STEPHEN, MURRAY | I | LAUREL GROVE MANAGEMENT LLC | E | Control |
| HICKS, STEPHEN, MURRAY | I | LAUREL GROVE MANAGEMENT LLC | E | Control |
| HICKS, STEPHEN, MURRAY | I | LAUREL GROVE MANAGEMENT LLC | E | Control |
| LAUREL GROVE MANAGEMENT LLC | DE | SUNODIA PARTNERS L.P. | E | Control |
| LAUREL GROVE MANAGEMENT LLC | DE | SUNODIA PARTNERS L.P. | E | Control |
| LAUREL GROVE MANAGEMENT LLC | DE | SUNODIA PARTNERS L.P. | E | Control |
| LAUREL GROVE MANAGEMENT LLC | DE | SUNODIA PARTNERS L.P. | E | Control |
Registrations
Federal
IA
Feb 3, 2011 REGISTERED
Notice Filings (14)
AZ CA CT DC FL MD ME NC NJ NY PA TX VT WA
Address
850 THIRD AVENUE16TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-994-9870