MGM LLC
CRD #136725 SEC #801-64672 ALBUQUERQUE, NM 505-346-3434
SEC Registered
Total AUM
$144.7M
Discretionary
$144.7M
Employees
4
Clients
1
Accounts
261
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Mexico
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2023
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SAKODA, TODD, KIYOSHI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| SAKODA, TODD, KIYOSHI | I | CHIEF OPERATING OFFICER | NA | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER | D | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER | D | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER | D | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER | D | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER | D | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER | D | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER | D | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER | D | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER | D | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER | D | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, CHRISTOPHER, KEIL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| MACGILLIVRAY, JAMES, FRANK | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MACGILLIVRAY, JAMES, FRANK | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MACGILLIVRAY, JAMES, FRANK | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MACGILLIVRAY, JAMES, FRANK | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MACGILLIVRAY, JAMES, FRANK | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MACGILLIVRAY, JAMES, FRANK | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MACGILLIVRAY, JAMES, FRANK | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GROSJEAN, DAVID, CLAYTON | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| GROSJEAN, DAVID, CLAYTON | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| GROSJEAN, DAVID, CLAYTON | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| GROSJEAN, DAVID, CLAYTON | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MACGILLIVRAY, JAMES, FRANK | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MACGILLIVRAY, JAMES, FRANK | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MACGILLIVRAY, JAMES, FRANK | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MACGILLIVRAY, JAMES, FRANK | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, O'CONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, OCONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, OCONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, OCONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, OCONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MAHONEY, MARY, OCONNELL | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| COOK, MICHAEL, DAVID | I | INVESTMENT ADVISOR REPRESENTATIVE | A | Control |
| COOK, MICHAEL, DAVID | I | INVESTMENT ADVISOR REPRESENTATIVE | A | Control |
| COOK, MICHAEL, DAVID | I | INVESTMENT ADVISOR REPRESENTATIVE | A | Control |
| COOK, MICHAEL, DAVID | I | INVESTMENT ADVISOR REPRESENTATIVE | A | Control |
Registrations
Federal
IA
Mar 31, 2023 REGISTERED
Notice Filings (8)
AZ CA CO LA NE NM OR TX
Address
5600 EUBANK BLVD NESUITE 260
ALBUQUERQUE, NM 87111
United States
Phone: 505-346-3434