FOUNTAINHEAD PARTNERS L.P.
CRD #136728 SEC #801-65730 ARLINGTON, TX 817-649-2100
SEC Registered
Total AUM
$27.5M
Discretionary
$27.5M
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Partnership
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERS, MAEGAN, MARIE | I | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDERS, MAEGAN, MARIE | I | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDERS, MAEGAN, MARIE | I | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| POMEROY, JIMMY, CHRISTOPHER | I | SENIOR PORTFOLIO MANAGER AND VICE-PRESIDENT OF RAND FINANCIAL INC. | NA | Control |
| POMEROY, JIMMY, CHRISTOPHER | I | SENIOR PORTFOLIO MANAGER AND VICE-PRESIDENT OF RAND FINANCIAL INC. | NA | Control |
| POMEROY, JIMMY, CHRISTOPHER | I | SENIOR PORTFOLIO MANAGER AND VICE-PRESIDENT OF RAND FINANCIAL INC. | NA | Control |
| RAND FINANCIAL, INC. | DE | GENERAL PARTNER | NA | Control |
| RAND FINANCIAL, INC. | DE | GENERAL PARTNER | NA | Control |
| RAND FINANCIAL, INC. | DE | GENERAL PARTNER | NA | Control |
| RAND, LAWRENCE, SCOTT | I | CHIEF INVESTMENT OFFICER, LIMITED PARTNER OF FOUNTAINHEAD PARTNERS LP, PRESIDENT OF RAND FINANCIAL INC. | E | Control |
| RAND, LAWRENCE, SCOTT | I | CHIEF INVESTMENT OFFICER, LIMITED PARTNER OF FOUNTAINHEAD PARTNERS LP, PRESIDENT OF RAND FINANCIAL INC. | E | Control |
| RAND, LAWRENCE, SCOTT | I | CHIEF INVESTMENT OFFICER, LIMITED PARTNER OF FOUNTAINHEAD PARTNERS LP, PRESIDENT OF RAND FINANCIAL INC. | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RAND, LAWRENCE, SCOTT | I | RAND FINANCIAL INC. | E | Control |
| RAND, LAWRENCE, SCOTT | I | FOUNTAINHEAD PARTNERS L.P. | E | Control |
| RAND, LAWRENCE, SCOTT | I | RAND FINANCIAL INC. | E | Control |
| RAND, LAWRENCE, SCOTT | I | FOUNTAINHEAD PARTNERS L.P. | E | Control |
| RAND, LAWRENCE, SCOTT | I | RAND FINANCIAL INC. | E | Control |
| RAND, LAWRENCE, SCOTT | I | FOUNTAINHEAD PARTNERS L.P. | E | Control |
Registrations
Federal
IA
Mar 31, 2011 REGISTERED
Notice Filings (1)
TX
Address
2201 E LAMAR STE 260ARLINGTON, TX 76006
United States
Phone: 817-649-2100