SUGARMAN, JASON ADAM
CRD #136736 SEC #801-64831 NEWPORT BEACH, CA 949-729-1660
SEC Registered
Total AUM
$215M
Discretionary
$215M
Employees
5
Clients
0
Accounts
3
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 13, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SUGARMAN, JASON, ADAM | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 13, 2005 REGISTERED
Notice Filings (1)
CA
Address
26 CORPORATE PLAZASUITE 250
NEWPORT BEACH, CA 92660
USA
Phone: 949-729-1660