THALES FUND MANAGEMENT, LLC
CRD #136758 SEC #801-65441 NEW YORK, NY 212-509-3111
SEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
Employees
--
Clients
--
Accounts
118
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 14, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATTAGLIA, MARCO, AUGUSTUS | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| BATTAGLIA, MARCO, AUGUSTUS | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| BATTAGLIA, MARCO, AUGUSTUS | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| ERSHOV, KEVIN, OLEGOVICH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ERSHOV, KEVIN, OLEGOVICH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ERSHOV, KEVIN, OLEGOVICH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| INSLEY, ROGER, JAMES | I | CHIEF COMPLIANCE OFFICER AND CFO | NA | Control |
| INSLEY, ROGER, JAMES | I | CHIEF COMPLIANCE OFFICER AND CFO | NA | Control |
| INSLEY, ROGER, JAMES | I | CHIEF COMPLIANCE OFFICER AND CFO | NA | Control |
| FLUDZINSKI, MAREK, TADDEO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| FLUDZINSKI, MAREK, TADDEO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| FLUDZINSKI, MAREK, TADDEO | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GORBUSH,LLC | DE | MEMBER | B | |
| GORBUSH,LLC | DE | MEMBER | B | |
| GORBUSH,LLC | DE | MEMBER | B | |
| SOMERVILLE, LLC | DE | MEMBER | B | |
| SOMERVILLE, LLC | DE | MEMBER | B | |
| SOMERVILLE, LLC | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ACKERMAN, PETER | I | SOMERVILLE TRUST | F | Control |
| LERNER, PERRY, ALAN | I | SOMERVILLE TRUST | F | Control |
| LERNER, PERRY, ALAN | I | SOMERVILLE TRUST | F | Control |
| SANTA MONICA PICTURES, LLC | DE | SOMERVILLE, LLC | E | Control |
| SANTA MONICA PICTURES, LLC | DE | SOMERVILLE, LLC | E | Control |
| SANTA MONICA PICTURES, LLC | DE | SOMERVILLE, LLC | E | Control |
| SOMERVILLE TRUST | DE | SANTA MONICA PICTURES, LLC | E | Control |
| SOMERVILLE TRUST | DE | SANTA MONICA PICTURES, LLC | E | Control |
| SOMERVILLE TRUST | DE | SANTA MONICA PICTURES, LLC | E | Control |
| MILLS, DAVID, WILLIAM | I | GORBUSH, LLC | D | Control |
| MILLS, DAVID, WILLIAM | I | GORBUSH, LLC | D | Control |
| MILLS, DAVID, WILLIAM | I | GORBUSH, LLC | D | Control |
| REGAN, JAMES, SUTTON | I | GORBUSH, LLC | D | Control |
| REGAN, JAMES, SUTTON | I | GORBUSH, LLC | D | Control |
| REGAN, JAMES, SUTTON | I | GORBUSH, LLC | D | Control |
Registrations
Federal
IA
Dec 14, 2005 REGISTERED
Notice Filings (1)
NY
Address
140 BROADWAY, 45TH FLOORNEW YORK, NY 10005
USA
Phone: 212-509-3111