THE OAK GROUP, INC.
CRD #136767 SEC #801-65006 CHICAGO, IL 312-274-1350
SEC Registered
Total AUM
$41M
Discretionary
$41M
Employees
5
Clients
--
Accounts
188
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Nov 17, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MACIEL, AUREA, FERREIRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACIEL, AUREA, FERREIRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACIEL, AUREA, FERREIRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACIEL, AUREA, FERREIRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACIEL, AUREA, FERREIRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAMES, JOHN, WAYNE | I | MANAGING DIRECTOR | E | Control |
| ACHENBACH, WILLIAM, LEE | I | DIRECTOR | D | Control |
| ACHENBACH, WILLIAM, LEE | I | DIRECTOR | D | Control |
| ACHENBACH, WILLIAM, LEE | I | DIRECTOR | D | Control |
| ACHENBACH, WILLIAM, LEE | I | DIRECTOR | D | Control |
| JAMES, JOHN, WAYNE | I | MANAGING DIRECTOR | D | Control |
| JAMES, JOHN, WAYNE | I | MANAGING DIRECTOR | D | Control |
| JAMES, JOHN, WAYNE | I | MANAGING DIRECTOR | D | Control |
| JAMES, JOHN, WAYNE | I | MANAGING DIRECTOR | D | Control |
Registrations
Federal
IA
Nov 17, 2005 REGISTERED
Notice Filings (1)
IL
Address
200 WEST SUPERIOR ST.SUITE 300
CHICAGO, IL 60610
USA
Phone: 312-274-1350