RIA Intelligence

SNL INVESTMENTS, LLC

CRD #136786 SEC #801-65112 FORT COLLINS, CO 970-232-3080
SEC Registered
Total AUM
$43.4M
Discretionary
$43.4M
Employees
5
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 6, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
NAUMAN, SPENCER, LYNNIPRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICERE Control
NAUMAN, SPENCER, LYNNIPRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICERE Control
NAUMAN, SPENCER, LYNNIPRINCIPAL, MEMBER, CCOE Control
NAUMAN, SPENCER, LYNNIPRINCIPAL, MEMBER, CCOE Control

Registrations

Federal

IA
Dec 6, 2005 REGISTERED

Notice Filings (1)

CO

Address

155 E. BOARDWALK DRIVE
SUITE 400
FORT COLLINS, CO 80525
USA
Phone: 970-232-3080