TRAUB CAPITAL MANAGEMENT, LLC
Legal name: TRAUB CAPITAL MANAGEMENT
CRD #136851 SEC #801-70068 NEEDHAM, MA 781-453-3929
SEC Registered
Total AUM
$168.9M
Discretionary
$168.9M
Employees
4
Clients
51
Accounts
132
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRAUB, HEYDON, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 24, 2025 REGISTERED
Notice Filings (4)
FL MA NH TX
Address
97 CHAPEL STSUITE 7
NEEDHAM, MA 02492-2680
United States
Phone: 781-453-3929