CAPITAL ONE ADVISORS, LLC
CRD #136865 SEC #801-64662 MCLEAN, VA 800-747-2537
SEC Registered
Total AUM
--
Discretionary
--
Employees
98
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 23, 2019
- Branch Offices
- 228
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDRES, SARA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRES, SARA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRES, SARA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRES, SARA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRES, SARA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRES, SARA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRES, SARA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRES, SARA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRES, SARA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRES, SARA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRES, SARA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRES, SARA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRES, SARA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| APPLEGATE, BRIAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| APPLEGATE, BRIAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| APPLEGATE, BRIAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| APPLEGATE, BRIAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| APPLEGATE, BRIAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| APPLEGATE, BRIAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| APPLEGATE, BRIAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| APPLEGATE, BRIAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| APPLEGATE, BRIAN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE | I | PRESIDENT & DIRECTOR | NA | Control |
| BUTLER, YVETTE | I | PRESIDENT & DIRECTOR | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE | I | CO-PRESIDENT & MANAGER | NA | Control |
| BUTLER, YVETTE, SADLER | I | ELECTED MANAGER & CO-PRESIDENT | NA | Control |
| BUTLER, YVETTE, SADLER | I | ELECTED MANAGER & CO-PRESIDENT | NA | Control |
| BUTLER, YVETTE, SADLER | I | MANAGER & CO-PRESIDENT | NA | Control |
| BUTLER, YVETTE, SADLER | I | ELECTED MANAGER & CO-PRESIDENT | NA | Control |
| BUTLER, YVETTE, SADLER | I | ELECTED MANAGER & CO-PRESIDENT | NA | Control |
| BUTLER, YVETTE, SADLER | I | ELECTED MANAGER & CO-PRESIDENT | NA | Control |
| BUTLER, YVETTE, SADLER | I | ELECTED MANAGER & CO-PRESIDENT | NA | Control |
| BUTLER, YVETTE, SADLER | I | ELECTED MANAGER & CO-PRESIDENT | NA | Control |
| BUTLER, YVETTE, SADLER | I | ELECTED MANAGER & CO-PRESIDENT | NA | Control |
| BUTLER, YVETTE, SADLER | I | ELECTED MANAGER & CO-PRESIDENT | NA | Control |
| BUTLER, YVETTE, SADLER | I | ELECTED MANAGER & CO-PRESIDENT | NA | Control |
| BUTLER, YVETTE, SADLER | I | ELECTED MANAGER & CO-PRESIDENT | NA | Control |
| BUTLER, YVETTE, SADLER | I | ELECTED MANAGER & CO-PRESIDENT | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| COMO, MONALISA, RAASS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONSTANTINO, KRISTEN, DANIELLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONSTANTINO, KRISTEN, DANIELLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONSTANTINO, KRISTEN, DANIELLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, NICHOLAS, JOSEPH | I | MANAGER | NA | Control |
| DAVIS, NICHOLAS, JOSEPH | I | MANAGER | NA | Control |
| DAVIS, NICHOLAS, JOSEPH | I | MANAGER | NA | Control |
| DAVIS, NICHOLAS, JOSEPH | I | MANAGER | NA | Control |
| DAVIS, NICHOLAS, JOSEPH | I | MANAGER | NA | Control |
| DAVIS, NICHOLAS, JOSEPH | I | MANAGER | NA | Control |
| DAVIS, NICHOLAS, JOSEPH | I | MANAGER | NA | Control |
| DAVIS, NICHOLAS, JOSEPH | I | MANAGER | NA | Control |
| DEVANEY, CHARLES, ROBERT | I | HEAD OF CAPITAL ONE ADVISORS, LLC | NA | Control |
| DEVANEY, CHARLES, ROBERT | I | CO-PRESIDENT | NA | |
| DEVANEY, CHARLES, ROBERT | I | HEAD OF CAPITAL ONE ADVISORS, LLC | NA | |
| DEVANEY, CHARLES, ROBERT | I | HEAD OF CAPITAL ONE ADVISORS, LLC | NA | Control |
| DEVANEY, CHARLES, ROBERT | I | HEAD OF CAPITAL ONE ADVISORS, LLC | NA | Control |
| DEVANEY, CHARLES, ROBERT | I | PRESIDENT OF CAPITAL ONE ADVISORS, LLC | NA | Control |
| DEVANEY, CHARLES, ROBERT | I | PRESIDENT OF CAPITAL ONE ADVISORS, LLC | NA | Control |
| DEVANEY, CHARLES, ROBERT | I | PRESIDENT OF CAPITAL ONE ADVISORS, LLC | NA | Control |
| DEVANEY, CHARLES, ROBERT | I | HEAD OF CAPITAL ONE ADVISORS, LLC | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| FERKO, ALLISON, ANN | I | COA GENERAL COUNSEL | NA | Control |
| FERKO, ALLISON, ANN | I | COA GENERAL COUNSEL | NA | Control |
| FERKO, ALLISON, ANN | I | COA GENERAL COUNSEL | NA | Control |
| FERKO, ALLISON, ANN | I | CHIEF LEGAL OFFICER | NA | Control |
| GLESSING, LEEANNA, GRACE KRAUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLESSING, LEEANNA, GRACE KRAUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLESSING, LEEANNA, GRACE KRAUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLESSING, LEEANNA, GRACE KRAUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLESSING, LEEANNA, GRACE KRAUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLESSING, LEEANNA, GRACE KRAUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLESSING, LEEANNA, GRACE KRAUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLESSING, LEEANNA, GRACE KRAUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT, MANAGER & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT, MANAGER & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT, MANAGER & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | MANAGER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | MANAGER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT, MANAGER & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT, MANAGER & CHIEF INVESTMENT OFFICER | NA | Control |
| GREENSHIELDS, ANDREW, DANIEL | I | PRESIDENT, MANAGER & CHIEF INVESTMENT OFFICER | NA | Control |
| Guthrie, James, Brian | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Guthrie, James, Brian | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Guthrie, James, Brian | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Guthrie, James, Brian | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Guthrie, James, Brian | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Guthrie, James, Brian | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Guthrie, James, Brian | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Guthrie, James, Brian | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURICIO, JERROLD, GONZALEZ | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF OPERATING OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF OPERATING OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF OPERATING OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF OPERATING OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF OPERATING OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF OPERATING OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF OPERATING OFFICER | NA | Control |
| MILLER, ROBERT, TORPY | I | CHIEF OPERATING OFFICER | NA | Control |
| MUKHERJEE, PRIYOTOSH | I | MANAGER | NA | Control |
| MUKHERJEE, PRIYOTOSH | I | MANAGER | NA | Control |
| PAPA, MARY | I | FINANCIAL OFFICER | NA | |
| PAPA, MARY | I | FINANCIAL OFFICER | NA | |
| PAPA, MARY | I | FINANCIAL OFFICER | NA | |
| PAPA, MARY | I | FINANCIAL OFFICER | NA | |
| PAPA, MARY | I | FINANCIAL OFFICER | NA | |
| PAPA, MARY | I | FINANCIAL OFFICER | NA | |
| PAPA, MARY | I | FINANCIAL OFFICER | NA | |
| PAPA, MARY | I | FINANCIAL OFFICER | NA | |
| PIRAK, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIRAK, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIRAK, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIRAK, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | PRESIDENT & GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | PRESIDENT & GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | GENERAL MANAGER | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, R | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | HEAD OF 401K ADVISOR SERVICES | NA | Control |
| ROBERTSON, STUART, REMLEY | I | CO-PRESIDENT | NA | Control |
| ROBERTSON, STUART, REMLEY | I | HEAD OF 401K ADVISOR SERVICES | NA | Control |
| ROBERTSON, STUART, REMLEY | I | HEAD OF 401K ADVISOR SERVICES | NA | Control |
| ROBERTSON, STUART, REMLEY | I | HEAD OF 401K ADVISOR SERVICES | NA | Control |
| ROBERTSON, STUART, REMLEY | I | HEAD OF 401K ADVISOR SERVICES | NA | Control |
| ROSENTHAL, TODD, RYAN | I | MANAGER | NA | Control |
| ROSENTHAL, TODD, RYAN | I | MANAGER | NA | Control |
| ROSENTHAL, TODD, RYAN | I | MANAGER | NA | Control |
| ROSENTHAL, TODD, RYAN | I | MANAGER | NA | Control |
| ROSENTHAL, TODD, RYAN | I | MANAGER | NA | Control |
| ROSENTHAL, TODD, RYAN | I | MANAGER | NA | Control |
| ROSENTHAL, TODD, RYAN | I | MANAGER | NA | Control |
| ROSENTHAL, TODD, RYAN | I | MANAGER | NA | Control |
| ROSENTHAL, TODD, RYAN | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | ELECTED MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| SILVER, GARRETT, WILLIS | I | MANAGER | NA | Control |
| THOMPSON-SEVIGNY, JENNIFER, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON-SEVIGNY, JENNIFER, ELAINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE FINANCIAL INVESTING, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| CAPITAL ONE HOLDINGS, LLC | DE | MEMBER, PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
| SHAREBUILDER CORPORATION | DE | PARENT COMPANY, TOTAL EQUITY OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE HOLDINGS, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE FINANCIAL INVESTING, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE FINANCIAL INVESTING, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE FINANCIAL INVESTING, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE FINANCIAL INVESTING, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE FINANCIAL INVESTING, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE FINANCIAL INVESTING, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE FINANCIAL INVESTING, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE FINANCIAL INVESTING, LLC | E | Control |
| CAPITAL ONE DIRECT SECURITIES INC. | DE | CAPITAL ONE FINANCIAL INVESTING, LLC | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | ING DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE, N.A. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE, N.A. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | ING DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | ING DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | ING DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE, N.A. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | ING BANK, FSB | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | ING BANK, FSB | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | ING BANK, FSB | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | ING BANK, FSB | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | ING BANK, FSB | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | ING BANK, FSB | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE, N.A. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE, N.A. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE, N.A. | DE | ING DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE, N.A. | DE | ING DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE, N.A. | DE | ING DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE, N.A. | DE | ING DIRECT SECURITIES, INC. | E | Control |
| CAPITAL ONE, N.A. | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, FSB | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, FSB | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, FSB | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, FSB | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, FSB | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, FSB | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, FSB | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, FSB | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, FSB | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, FSB | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, FSB | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, FSB | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, FSB | DE | ING DIRECT SECURITIES, INC. | E | Control |
| ING BANK, N.V. | FE | ING DIRECT N.V. | E | Control |
| ING BANK, N.V. | FE | ING DIRECT N.V. | E | Control |
| ING BANK, N.V. | FE | ING DIRECT N.V. | E | Control |
| ING BANK, N.V. | FE | ING DIRECT N.V. | E | Control |
| ING BANK, N.V. | FE | ING DIRECT N.V. | E | Control |
| ING BANK, N.V. | FE | ING DIRECT N.V. | E | Control |
| ING BANK, N.V. | FE | ING DIRECT N.V. | E | Control |
| ING DIRECT BANCORP | DE | ING BANK, FSB | E | Control |
| ING DIRECT BANCORP | DE | ING BANK, FSB | E | Control |
| ING DIRECT BANCORP | DE | ING BANK, FSB | E | Control |
| ING DIRECT BANCORP | DE | ING BANK, FSB | E | Control |
| ING DIRECT BANCORP | DE | ING BANK, FSB | E | Control |
| ING DIRECT BANCORP | DE | ING BANK, FSB | E | Control |
| ING DIRECT BANCORP | DE | ING BANK, FSB | E | Control |
| ING DIRECT N.V. | FE | ING DIRECT BANCORP | E | Control |
| ING DIRECT N.V. | FE | ING DIRECT BANCORP | E | Control |
| ING DIRECT N.V. | FE | ING DIRECT BANCORP | E | Control |
| ING DIRECT N.V. | FE | ING DIRECT BANCORP | E | Control |
| ING DIRECT N.V. | FE | ING DIRECT BANCORP | E | Control |
| ING DIRECT N.V. | FE | ING DIRECT BANCORP | E | Control |
| ING DIRECT N.V. | FE | ING DIRECT BANCORP | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING DIRECT SECURITIES INC. | DE | SHAREBUILDER CORPORATION | E | Control |
| ING GROEP N.V. | FE | ING BANK N.V. | E | Control |
| ING GROEP N.V. | FE | ING BANK N.V. | E | Control |
| ING GROEP N.V. | FE | ING BANK N.V. | E | Control |
| ING GROEP N.V. | FE | ING BANK N.V. | E | Control |
| ING GROEP N.V. | FE | ING BANK N.V. | E | Control |
| ING GROEP N.V. | FE | ING BANK N.V. | E | Control |
| ING GROEP N.V. | FE | ING BANK N.V. | E | Control |
Registrations
Federal
IA
Jan 23, 2019 REGISTERED
Notice Filings (50)
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Address
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