EMPORIA CAPITAL MANAGEMENT, LLC

CRD #136895 SEC #801-64739 NEW YORK, NY 212-735-1492

SEC Registered

Total AUM

$726M

Discretionary

$726M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Feb 12, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BRADDISH, KEVIN, ROBERT	I	CHIEF INVESTMENT OFFICER	NA	Control
COHEN, DANIEL, GIDEON	I	PRESIDENT	NA	Control
COHEN, DANIEL, GIDEON	I	PRESIDENT	NA	Control
COHEN, DANIEL, GIDEON	I	PRESIDENT	NA	Control
COHEN, DANIEL, GIDEON	I	CHAIRMAN	NA	Control
COHEN, DANIEL, GIDEON	I	PRESIDENT	NA	Control
COHEN, DANIEL, GIDEON	I	PRESIDENT	NA	Control
MCENTEE, JAMES, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
MCENTEE, JAMES, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
MCENTEE, JAMES, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
MCENTEE, JAMES, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
MCENTEE, JAMES, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
MCENTEE, JAMES, JOSEPH	I	CHIEF OPERATIONS OFFICER	NA	Control
POOLER, JOSEPH	I	CHIEF FINANCIAL OFFICER	NA	Control
RICCIARDI, CHRISTOPHER	I	PRESIDENT	NA	Control
SHENKMAN, MICHAEL, CRAIG	I	CHIEF FINANCIAL OFFICER	NA	Control
SHENKMAN, MICHAEL, CRAIG	I	CHIEF FINANCIAL OFFICER	NA	Control
SHENKMAN, MICHAEL, CRAIG	I	CHIEF FINANCIAL OFFICER	NA	Control
SHENKMAN, MICHAEL, CRAIG	I	CHIEF FINANCIAL OFFICER	NA	Control
SHENKMAN, MICHAEL, CRAIG	I	CHIEF FINANCIAL OFFICER	NA	Control
SMITH, KENNETH, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, KENNETH, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, KENNETH, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, KENNETH, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, KENNETH, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
SMITH, KENNETH, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
DEKANIA INVESTOR'S, LLC	DE	MEMBER	E	Control
DEKANIA INVESTOR'S, LLC	DE	MEMBER	E	Control
DEKANIA INVESTOR'S, LLC	DE	MEMBER	E	Control
DEKANIA INVESTOR'S, LLC	DE	MEMBER	E	Control
DEKANIA INVESTOR'S, LLC	DE	MEMBER	E	Control
DEKANIA INVESTOR'S, LLC	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
COHEN BROS FINANCIAL, LLC	DE	COHEN BROTHERS, LLC	E	Control
COHEN BROS FINANCIAL, LLC	DE	COHEN BROTHERS, LLC	E	Control
COHEN BROS FINANCIAL, LLC	DE	COHEN BROTHERS, LLC	E	Control
COHEN BROS FINANCIAL, LLC	DE	COHEN BROTHERS, LLC	E	Control
COHEN BROS FINANCIAL, LLC	DE	COHEN BROTHERS, LLC	E	Control
COHEN BROTHERS, LLC	DE	DEKANIA INVESTORS, LLC	E	Control
COHEN BROTHERS, LLC	DE	DEKANIA INVESTORS, LLC	E	Control
COHEN BROTHERS, LLC	DE	DEKANIA INVESTORS, LLC	E	Control
COHEN BROTHERS, LLC	DE	DEKANIA INVESTORS, LLC	E	Control
COHEN BROTHERS, LLC	DE	DEKANIA INVESTORS, LLC	E	Control
COHEN BROTHERS, LLC	DE	DEKANIA INVESTORS, LLC	E	Control
COHEN, DANIEL, GIDEON	I	COHEN BROS. FINANCIAL, LLC	E	Control
COHEN, DANIEL, GIDEON	I	COHEN BROS. FINANCIAL, LLC	E	Control
COHEN, DANIEL, GIDEON	I	COHEN BROS. FINANCIAL, LLC	E	Control
COHEN, DANIEL, GIDEON	I	COHEN BROS. FINANCIAL, LLC	E	Control
COHEN, DANIEL, GIDEON	I	COHEN BROS. FINANCIAL, LLC	E	Control
COHEN, DANIEL, GIDEON	I	COHEN BROS. FINANCIAL, LLC	E	Control
COHEN BROS FINANCIAL, LLC	DE	COHEN BROTHERS, LLC	C	Control

Registrations

Federal

Feb 12, 2007 REGISTERED

Notice Filings (2)

CA NY

Address

135 EAST 57TH STREET
21ST FLOOR
NEW YORK, NY 10022
USA

Phone: 212-735-1492