UMBAUGH CASH ADVISORY SERVICES, LLC

CRD #136904 SEC #801-64788 INDIANAPOLIS, IN 317-465-1500

SEC Registered

Total AUM

$1B

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Indiana
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 1, 2019
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
COLTON, BRIAN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
COLTON, BRIAN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
COLTON, BRIAN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
COLTON, BRIAN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
COLTON, BRIAN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
COLTON, BRIAN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
COLTON, BRIAN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
COLTON, BRIAN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
COLTON, BRIAN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
COLTON, BRIAN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
COLTON, BRIAN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
COLTON, BRIAN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
FREDERICK, DAVID, C.	I	CHIEF COMPLIANCE OFFICER	NA
FREDERICK, DAVID, CLARENCE	I	CHIEF COMPLIANCE OFFICER	NA
JULIEN, JOHN, DONAHER	I	MANAGING MEMBER	NA	Control
JULIEN, JOHN, DONAHER	I	MANAGING MEMBER	NA	Control
JULIEN, JOHN, DONAHER	I	MANAGING MEMBER	NA	Control
JULIEN, JOHN, DONAHER	I	MANAGING MEMBER	NA	Control
JULIEN, JOHN, DONAHER	I	MANAGING MEMBER	NA	Control
JULIEN, JOHN, DONAHER	I	MANAGING MEMBER	NA	Control
JULIEN, JOHN, DONAHER	I	MANAGING MEMBER	NA	Control
JULIEN, JOHN, DONAHER	I	MANAGING MEMBER	NA	Control
JULIEN, JOHN, DONAHER	I	MANAGING MEMBER	NA	Control
JULIEN, JOHN, DONAHER	I	MANAGING MEMBER	NA	Control
JULIEN, JOHN, DONAHER	I	MANAGING MEMBER	NA	Control
JULIEN, JOHN, DONAHER	I	MANAGING MEMBER	NA	Control
JULIEN, JOHN, DONAHER	I	MANAGING MEMBER	NA	Control
MALONE, GERALD, GENE	I	MANAGING MEMBER	NA	Control
MALONE, GERALD, GENE	I	MANAGING MEMBER	NA	Control
MALONE, GERALD, GENE	I	MANAGING MEMBER	NA	Control
MALONE, GERALD, GENE	I	MANAGING MEMBER	NA	Control
MALONE, GERALD, GENE	I	MANAGING MEMBER	NA	Control
MALONE, GERALD, GENE	I	MANAGING MEMBER	NA	Control
MALONE, GERALD, GENE	I	MANAGING MEMBER	NA	Control
MALONE, GERALD, GENE	I	MANAGING MEMBER	NA	Control
MALONE, GERALD, GENE	I	MANAGING MEMBER	NA	Control
SAMUELSON, TODD, A.	I	PARTNER	NA
SAMUELSON, TODD, A.	I	PARTNER	NA
SAMUELSON, TODD, A.	I	PARTNER	NA
SAMUELSON, TODD, ANDREW	I	MANAGING MEMBER	NA	Control
SAMUELSON, TODD, ANDREW	I	MANAGING MEMBER	NA	Control
SAMUELSON, TODD, ANDREW	I	MANAGING MEMBER	NA	Control
SAMUELSON, TODD, ANDREW	I	MANAGING MEMBER	NA	Control
SAMUELSON, TODD, ANDREW	I	MANAGING MEMBER	NA	Control
SAMUELSON, TODD, ANDREW	I	MANAGING MEMBER	NA	Control
SAMUELSON, TODD, ANDREW	I	MANAGING MEMBER	NA	Control
SAMUELSON, TODD, ANDREW	I	MANAGING MEMBER	NA	Control
SAMUELSON, TODD, ANDREW	I	MANAGING MEMBER	NA	Control
SAMUELSON, TODD, ANDREW	I	MANAGING MEMBER	NA	Control
SAMUELSON, TODD, ANDREW	I	MANAGING MEMBER	NA	Control
SAMUELSON, TODD, ANDREW	I	MANAGING MEMBER	NA	Control
SAMUELSON, TODD, ANDREW	I	MANAGING MEMBER	NA	Control
SEEVER, JOHN, M.	I	MANAGING MEMBER	NA	Control
SEEVER, JOHN, M.	I	MANAGING MEMBER	NA	Control
SEEVER, JOHN, M.	I	MANAGING MEMBER	NA	Control
SEEVER, JOHN, M.	I	MANAGING MEMBER	NA	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	DE	MEMBER	E	Control
GUNTZ, EDWARD, W.	I	PARTNER	C	Control
GUNTZ, EDWARD, W.	I	PARTNER	C	Control
GUNTZ, EDWARD, W.	I	PARTNER	C	Control
MALONE, GERALD, G.	I	PARTNER	C	Control
MALONE, GERALD, G.	I	PARTNER	C	Control
MALONE, GERALD, G.	I	PARTNER	C	Control
MALONE, GERALD, G.	I	PARTNER	C	Control
FREDERICK, DAVID, C.	I	CHIEF COMPLIANCE OFFICER/PARTNER	B
FREDERICK, DAVID, C.	I	CHIEF COMPLIANCE OFFICER/PARTNER	B
FREDERICK, DAVID, C.	I	PARTNER	B
FREDERICK, DAVID, C.	I	PARTNER/CHEIF COMPLIANCE OFFICER	B
FREDERICK, DAVID, C.	I	CHIEF COMPLIANCE OFFICER/PARTNER	B
FREDERICK, DAVID, C.	I	PARTNER/CHEIF COMPLIANCE OFFICER	B
FREDERICK, DAVID, C.	I	CHIEF COMPLIANCE OFFICER/PARTNER	B
IRWIN-KNOTT, COLETTE, J.	I	PARTNER	B
IRWIN-KNOTT, COLETTE, J.	I	PARTNER	B
IRWIN-KNOTT, COLETTE, J.	I	PARTNER	B
IRWIN-KNOTT, COLETTE, J.	I	PARTNER	B
JULIEN, JOHN, D.	I	PARTNER	B
JULIEN, JOHN, D.	I	PARTNER	B
JULIEN, JOHN, D.	I	PARTNER	B
JULIEN, JOHN, D.	I	PARTNER	B
JULIEN, JOHN, D.	I	PARTNER	B
JULIEN, JOHN, D.	I	PARTNER	B
JULIEN, JOHN, D.	I	PARTNER	B
MALONE, GERALD, G.	I	PARTNER	B
MALONE, GERALD, G.	I	PARTNER	B
MALONE, GERALD, G.	I	PARTNER	B
SEEVER, JOHN, M.	I	PARTNER	B
SEEVER, JOHN, M.	I	PARTNER	B
SEEVER, JOHN, M.	I	PARTNER	B
SEEVER, JOHN, M.	I	PARTNER	B
SEEVER, JOHN, M.	I	PARTNER	B
SEEVER, JOHN, M.	I	PARTNER	B
SEEVER, JOHN, M.	I	PARTNER	B
IRWIN-KNOTT, COLETTE, J.	I	PARTNER	A
IRWIN-KNOTT, COLETTE, J.	I	PARTNER	A
IRWIN-KNOTT, COLETTE, J.	I	PARTNER	A
SAMUELSON, TODD, A.	I	PARTNER	A
SAMUELSON, TODD, A.	I	PARTNER	A
SAMUELSON, TODD, A.	I	PARTNER	A
SAMUELSON, TODD, A.	I	PARTNER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
JULIEN, JOHN, DONAHER	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
JULIEN, JOHN, DONAHER	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
JULIEN, JOHN, DONAHER	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
JULIEN, JOHN, DONAHER	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
MALONE, GERALD, G.	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
MALONE, GERALD, GENE	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
MALONE, GERALD, GENE	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
MALONE, GERALD, GENE	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
MALONE, GERALD, GENE	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
MALONE, GERALD, GENE	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
MALONE, GERALD, GENE	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
MALONE, GERALD, GENE	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
MALONE, GERALD, GENE	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
MALONE, GERALD, GENE	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
SEEVER, JOHN, M.	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
SEEVER, JOHN, M.	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
SEEVER, JOHN, M.	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control
SEEVER, JOHN, M.	I	H.J. UMBAUGH & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, LLP	C	Control

Registrations

Federal

Mar 1, 2019 REGISTERED

Notice Filings (5)

DE IL IN MI OH

Address

8365 KEYSTONE CROSSING/SUITE 300
INDIANAPOLIS, IN 46240-0458
United States

Phone: 317-465-1500