HEARTWOOD FUNDS, LLC
Legal name: CENTRE ASSET MANAGEMENT
CRD #136940 SEC #801-66295 NEW YORK, NY 347-541-2579
SEC Registered Private Funds
Total AUM
$292.2M
Discretionary
$72.6M
Employees
3
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 31, 2025
- Branch Offices
- 0
- LEI
- 5493007VTTOXXM54LN22
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRIESIES, REECE | I | DIRECTOR | NA | Control |
| BRIESIES, REECE | I | DIRECTOR | NA | Control |
| BRIESIES, REECE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| BRIESIES, REECE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| BRIESIES, REECE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| BRIESIES, REECE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| BRIESIES, REECE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| KRIEL, DANIEL | I | DIRECTOR | NA | Control |
| KRIEL, DANIEL | I | DIRECTOR | NA | Control |
| PFAFF, HENDRIK, JURGENS | I | CHAIRMAN | NA | Control |
| PFAFF, HENDRIK, JURGENS | I | CHAIRMAN | NA | Control |
| PFAFF, HENDRIK, JURGENS | I | CHAIRMAN | NA | Control |
| PFAFF, HENDRIK, JURGENS | I | CHAIRMAN | NA | Control |
| PFAFF, HENDRIK, JURGENS | I | CHAIRMAN | NA | Control |
| PFAFF, HENDRIK, JURGENS | I | CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | DIRECTOR | NA | Control |
| ROUX, ROBERT | I | DIRECTOR | NA | Control |
| ROUX, ROBERT | I | DIRECTOR | NA | Control |
| ROUX, ROBERT | I | DIRECTOR | NA | Control |
| ROUX, ROBERT | I | DIRECTOR | NA | Control |
| ROUX, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | DIRECTOR | NA | Control |
| ROUX, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | NON-EXECUTIVE DIRECTOR & CHAIRMAN | NA | Control |
| ROUX, ROBERT | I | NON-EXECUTIVE DIRECTOR & CHAIRMAN | NA | Control |
| RUGGIRELLO, ROBERT | I | MEMBER, ANALYST | NA | |
| RUGGIRELLO, ROBERT | I | MEMBER, ANALYST | NA | |
| VAN HEERDEN, THOMAS | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| VAN HEERDEN, THOMAS | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| VAN HEERDEN, THOMAS | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| VAN HEERDEN, THOMAS | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| VAN HEERDEN, THOMAS | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| VAN HEERDEN, THOMAS | I | NON-EXECUTIVE DIRECTOR | NA | |
| ABATE, JAMES, ALBERT | I | CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| ABATE, JAMES, ALBERT | I | CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| ABATE, JAMES, ALBERT | I | CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | E | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | E | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | E | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | E | Control |
| STITT, GREGORY, JOHN | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| STITT, GREGORY, JOHN | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| ABATE, JAMES, ALBERT | I | PRESIDENT/INVESTMENT DIRECTOR/CCO | D | Control |
| ABATE, JAMES, ALBERT | I | CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | D | Control |
| BOTHWELL, MARC | I | INVESTMENT MANAGER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | D | Control |
| ABATE, JAMES, ALBERT | I | CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | CEO/INVESTMENT DIRECTOR/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ABATE, JAMES, ALBERT | I | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| PSIGMA ASSET MANAGEMENT HOLDINGS LIMITED | FE | OWNER | C | Control |
| PSIGMA ASSET MANAGEMENT HOLDINGS LIMITED | FE | OWNER | C | Control |
| BOTHWELL, MARC | I | INVESTMENT MANAGER | B | Control |
| BOTHWELL, MARC, EDWARD | I | INVESTMENT MANAGER, MEMBER | B | Control |
| BOTHWELL, MARC, EDWARD | I | INVESTMENT MANAGER, MEMBER | B | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | B | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | B | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | B | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | B | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | B | Control |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | B | |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | B | |
| SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | DE | MEMBER | B | |
| RUGGIRELLO, ROBERT | I | MEMBER, ANALYST | A | |
| RUGGIRELLO, ROBERT | I | MEMBER, ANALYST | A | |
| RUGGIRELLO, ROBERT | I | MEMBER, ANALYST | A | |
| SUN, JING, HUA | I | INVESTMENT DIRECTOR - GLOBAL EQUITIES, MEMBER | A | Control |
| SUN, JING, HUA | I | INVESTMENT DIRECTOR - GLOBAL EQUITIES, MEMBER | A | Control |
| SUN, JING, HUA | I | INVESTMENT DIRECTOR - GLOBAL EQUITIES, MEMBER | A | Control |
| SUN, JING, HUA | I | INVESTMENT DIRECTOR - GLOBAL EQUITIES, MEMBER | A | Control |
| SUN, JING, HUA | I | INVESTMENT DIRECTOR - GLOBAL EQUITIES, MEMBER | A | Control |
| SUN, JING, HUA | I | INVESTMENT DIRECTOR - GLOBAL EQUITIES, MEMBER | A | Control |
| SUN, JING, HUA | I | INVESTMENT DIRECTOR - GLOBAL EQUITIES, MEMBER | A | Control |
| SUN, JING, HUA | I | INVESTMENT DIRECTOR - GLOBAL EQUITIES, MEMBER | A | Control |
| SUN, JING, HUA | I | INVESTMENT DIRECTOR - GLOBAL EQUITIES, MEMBER | A | Control |
| SUN, JING, HUA | I | INVESTMENT DIRECTOR - GLOBAL EQUITIES, MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ABATE, JAMES, ALBERT | I | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | Control |
| SANLAM INVESTMENT HOLDINGS UK LIMITED | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM INVESTMENT HOLDINGS UK LIMITED | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM INVESTMENT HOLDINGS UK LIMITED | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM LIMITED | FE | SANLAM NETHERLANDS HOLDING BV | E | |
| SANLAM LIMITED | FE | SANLAM NETHERLANDS HOLDING BV | E | |
| SANLAM LIMITED | FE | SANLAM NETHERLANDS HOLDING BV | E | |
| SANLAM LIMITED | FE | SALAN INVESTMENT HOLDINGS UK LIMITED | E | |
| SANLAM LIMITED | FE | SANLAM NETHERLANDS HOLDING BV | E | |
| SANLAM LIMITED | FE | SANLAM NETHERLANDS HOLDING BV | E | |
| SANLAM LIMITED | FE | SANLAM NETHERLANDS HOLDING BV | E | |
| SANLAM LIMITED | FE | SANLAM NETHERLANDS HOLDING BV | E | |
| SANLAM LIMITED | FE | SANLAM NETHERLANDS HOLDING BV | E | |
| SANLAM LIMITED | FE | SALAN INVESTMENT HOLDINGS UK LIMITED | E | |
| SANLAM LIMITED | FE | SALAN INVESTMENT HOLDINGS UK LIMITED | E | |
| SANLAM LIMITED | FE | SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | E | |
| SANLAM LIMITED | FE | SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | E | |
| SANLAM LIMITED | FE | SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | E | |
| SANLAM LIMITED | FE | SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | E | |
| SANLAM LIMITED | FE | SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | E | |
| SANLAM LIMITED | FE | SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | E | |
| SANLAM LIMITED | FE | SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | E | |
| SANLAM LIMITED | FE | SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | E | |
| SANLAM LIMITED | FE | SANLAM INVESTMENT MANAGEMENT HOLDINGS (PTY) LTD | E | |
| SANLAM NETHERLANDS HOLDING BV | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM NETHERLANDS HOLDING BV | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM NETHERLANDS HOLDING BV | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM NETHERLANDS HOLDING BV | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM NETHERLANDS HOLDING BV | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM NETHERLANDS HOLDING BV | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM NETHERLANDS HOLDING BV | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM NETHERLANDS HOLDING BV | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | E | |
| SANLAM LIMITED | FE | SANLAM NETHERLANDS HOLDING BV | D | |
| SANLAM LIMITED | FE | SANLAM NETHERLANDS HOLDING BV | D | |
| SANLAM LIMITED | FE | SANLAM NETHERLANDS HOLDING BV | D | |
| SANLAM LIMITED | FE | SANLAM NETHERLANDS HOLDING BV | D | |
| SANLAM NETHERLANDS HOLDING BV | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | D | |
| SANLAM NETHERLANDS HOLDING BV | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | D | |
| SANLAM NETHERLANDS HOLDING BV | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | D | |
| SANLAM NETHERLANDS HOLDING BV | FE | SANLAM INTERNATIONAL INVESTMENTS USA HOLDINGS, INC. | D |
Registrations
Federal
IA
Jul 31, 2025 REGISTERED
Notice Filings (5)
CT DE IL NJ NY
Address
48 WALL STREETSUITE 1100
NEW YORK, NY 10005
United States
Phone: 347-541-2579