HARMONIC INVESTMENT MANAGEMENT, INC.
CRD #136964 SEC #801-65439 MEMPHIS, TN 901-522-8282
SEC Registered
Total AUM
$94.7M
Discretionary
$15.7M
Employees
5
Clients
--
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 14, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, BETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CASALS, GREGORY, JOEL | I | SENIOR VICE PRESIDENT | NA | |
| CORCORAN, GERALD, F | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DANIEL, MATTHEW, ALLEN | I | SENIOR VICE PRESIDENT | NA | |
| MICELI, JEFFREY | I | CHIEF FINANCIAL OFFICER | NA | |
| MITCHELL, COLLEEN, MARIE | I | PRESIDENT | NA | |
| NORTHUP, KAREN, LOUISE | I | SENIOR VICE PRESIDENT | NA | |
| R.J. O'BRIEN & ASSOCIATES, INC. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OBRIEN, JOHN, WILLIAM | I | RJ O'BRIEN ASSOCIATES | D | Control |
Registrations
Federal
IA
Dec 14, 2005 REGISTERED
Notice Filings (1)
TN
Address
BRINKLEY PLAZA, 80 MONROE AVENUESUITE 610
MEMPHIS, TN 38103
USA
Phone: 901-522-8282