YIM INVESTMENT MANAGEMENT, LLC
CRD #136984 SEC #801-64818 HONOLULU, HI 808-955-8800
SEC Registered
Total AUM
$248M
Discretionary
$239.4M
Employees
5
Clients
0
Accounts
1,650
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Hawaii
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABAMONGA, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ABAMONGA, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ABAMONGA, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ABAMONGA, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ABAMONGA, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | |
| ABAMONGA, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | |
| ING, SUSIE, LAU | I | MARKETING MANAGER | NA | Control |
| ING, SUSIE, LAU | I | MARKETING MANAGER | NA | Control |
| ING, SUSIE, LAU | I | MARKETING MANAGER | NA | Control |
| ING, SUSIE, LAU | I | MARKETING MANAGER | NA | Control |
| Liu, Kaide | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | |
| Liu, Kaide | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | |
| Liu, Kaide | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | |
| Liu, Kaide | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | |
| Liu, Kaide | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | |
| NIP, LINDSEY, KYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| NIP, LINDSEY, KYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| NIP, LINDSEY, KYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| NIP, LINDSEY, KYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| NIP, LINDSEY, KYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| NIP, LINDSEY, KYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| NIP, LINDSEY, KYLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| Uyeda, Jonathan, Saburo | I | CHIEF COMPLIANCE OFFICER | NA | |
| Uyeda, Jonathan, Saburo | I | CHIEF COMPLIANCE OFFICER | NA | |
| WONG, GINETTE, MEILING | I | CHIEF COMPLIANCE OFFICER | NA | |
| ING, SUSIE, LAU | I | MEMBER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER; CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | MANAGER MEMBER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER/CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | MANAGER MEMBER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER; CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER; CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER; CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER; CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER; CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER; CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER; CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER; CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER; CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER; CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER; CHIEF COMPLIANCE OFFICER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER | D | Control |
| ING, SUSIE, LAU | I | CO-OWNER | D | Control |
| ING, SUSIE, LAU | I | MANAGING MEMBER | D | Control |
| ING, SUSIE, LAU | I | MANAGING MEMBER | D | Control |
| ING, SUSIE, LAU | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| ING, SUSIE, LAU | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| ING, SUSIE, LAU | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| ING, SUSIE, LAU | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| ING, SUSIE, LAU | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| ING, SUSIE, LAU | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| ING, SUSIE, LAU | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| ING, SUSIE, LAU | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| ING, SUSIE, LAU | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| ING, SUSIE, LAU | I | MANAGING MEMBER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGER MEMBER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGER MEMBER | D | Control |
| YIM, MARIO, KAI MING | I | PRESIDENT/OWNER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGER MEMBER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGER MEMBER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGER MEMBER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGER MEMBER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGER MEMBER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | CO-OWNER/CHIEF FINANCIAL OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
| YIM, MARIO, KAI MING | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | D | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (1)
HI
Address
1950 YOUNG STREET SUITE 288HONOLULU, HI 96826-2150
United States
Phone: 808-955-8800