RIA Intelligence

SENTINEL SYMPHONY INVESTMENT ADVISORS, LLC

CRD #137020 SEC #801-66193 CEDARHURST, NY 516-791-3800
SEC Registered
Total AUM
$76M
Discretionary
$76M
Employees
5
Clients
0
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 5, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
PFEIFFER, ABRAHAM, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
PFEIFFER, ABRAHAM, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
PFEIFFER, ABRAHAM, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
PFEIFFER, ABRAHAM, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SYMPHONY ASSOCIATES, LLCDEMEMBERD Control
SYMPHONY ASSOCIATES, LLCDEMEMBERD Control
SYMPHONY ASSOCIATES, LLCDEMEMBERD Control
SYMPHONY ASSOCIATES, LLCDEMEMBERD Control
SYMPHONY ASSOCIATES, LLCDEMEMBERD Control
GROSS, SHLOMO, KIPRINCIPALB Control
MDS ADVISORS, LLCDEMEMBERB Control
MDS ADVISORS, LLCDEMEMBERB Control
MDS ADVISORS, LLCDEMEMBERB Control
MDS ADVISORS, LLCDEMEMBERB Control
ABRAHAM J PFEIFFER REVOCABLE TRUSTDEMEMBERA Control
ABRAHAM J PFEIFFER REVOCABLE TRUSTDEMEMBERA Control
ABRAHAM J PFEIFFER REVOCABLE TRUSTDEMEMBERA Control
ABRAHAM J PFEIFFER REVOCABLE TRUSTDEMEMBERA Control
ABRAHM J PFEIFFER REVOCABLE TRUSTDEMEMBERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ALASKA TRUST COMPANYDEA.B.I.B. FAMILY TRUSTF Control
ALASKA TRUST COMPANYDEA.B.I.B. FAMILY TRUSTF Control
ALASKA TRUST COMPANYDEA.B.I.B. FAMILY TRUSTF Control
ALASKA TRUST COMPANYDEA.B.I.B. FAMILY TRUSTF Control
ALASKA TRUST COMPANYDEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST IOM LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST IOM LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST IOM LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST IOM LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST IOM LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST NEVIS LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST NEVIS LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST NEVIS LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST NEVIS LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST NEVIS LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIA.B.I.B. FAMILY TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIA.B.I.B. FAMILY TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIA.B.I.B. FAMILY TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIA.B.I.B. FAMILY TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIA.B.I.B. FAMILY TRUSTF Control
A.B.I.B. FAMILY TRUSTDESYMPHONY ASSOCIATES, LLCE Control
A.B.I.B. FAMILY TRUSTDESYMPHONY ASSOCIATES, LLCE Control
A.B.I.B. FAMILY TRUSTDESYMPHONY ASSOCIATES, LLCE Control
A.B.I.B. FAMILY TRUSTDESYMPHONY ASSOCIATES, LLCE Control
A.B.I.B. FAMILY TRUSTDESYMPHONY ASSOCIATES, LLCE Control
PFEIFFER, ABRAHAM, JOSEPHIABRAHAM J PFEIFFER REVOCABLE TRUSTE Control
PFEIFFER, ABRAHAM, JOSEPHIABRAHAM J PFEIFFER REVOCABLE TRUSTE Control
PFEIFFER, ABRAHAM, JOSEPHIABRAHAM J PFEIFFER REVOCABLE TRUSTE Control
PFEIFFER, ABRAHAM, JOSEPHIABRAHAM J PFEIFFER REVOCABLE TRUSTE Control
PFEIFFER, ABRAHAM, JOSEPHIABRAHAM J PFEIFFER REVOCABLE TRUSTE Control
SAFDIE, MORRISIMDS ADVISORS, LLCE Control
SAFDIE, MORRISIMDS ADVISORS, LLCE Control
SAFDIE, MORRISIMDS ADVISORS, LLCE Control
SAFDIE, MORRISIMDS ADVISORS, LLCE Control

Registrations

Federal

IA
Mar 5, 2007 REGISTERED

Notice Filings (1)

NY

Address

68 CARMAN AVENUE
CEDARHURST, NY 11516
USA
Phone: 516-791-3800