RIA Intelligence

PENSO CAPITAL MARKETS, LLC

CRD #137023 SEC #801-66194 CEDARHURST, NY 516-791-3800
SEC Registered
Total AUM
$27.8M
Discretionary
$27.8M
Employees
5
Clients
0
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 5, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
PFEIFFER, ABRAHAM, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
PFEIFFER, ABRAHAM, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
PFEIFFER, ABRAHAM, JOSEPHICHIEF COMPLIANCE OFICERNA Control
PFEIFFER, ABRAHAM, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
PFEIFFER, ABRAHAM, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
NAVIGATOR STRATEGIES, LLCDESENIOR MANAGING MEMBERD Control
NAVIGATOR STRATEGIES, LLCDESENIOR MANAGING MEMBERD Control
NAVIGATOR STRATEGIES, LLCDESENIOR MANAGING MEMBERD Control
NAVIGATOR STRATEGIES, LLCDESENIOR MANAGING MEMBERD Control
NAVIGATOR STRATEGIES, LLCDESENIOR MANAGING MEMBERD Control
NAVIGATOR STRATEGIES, LLCDESENIOR MANAGING MEMBERD Control
GROSS, SHLOMO, KIMANAGING MEMBERC Control
GROSS, SHLOMO, KIMANAGING MEMBERC Control
GROSS, SHLOMO, KIMANAGING MEMBERC Control
GROSS, SHLOMO, KIMANAGING MEMBERC Control
GROSS, SHLOMO, KIMANAGING MEMBERC Control
GROSS, SHLOMO, KIMANAGING MEMBERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ABRAHAM J. PFEIFFER REVOCABLE TRUSTDENAVIGATOR STRATEGIES, LLCF Control
ABRAHAM J. PFEIFFER REVOCABLE TRUSTDENAVIGATOR STRATEGIES, LLCF Control
ABRAHAM J. PFEIFFER REVOCABLE TRUSTDENAVIGATOR STRATEGIES, LLCF Control
ABRAHAM J. PFEIFFER REVOCABLE TRUSTDENAVIGATOR STRATEGIES, LLCF Control
ABRAHAM J. PFEIFFER REVOCABLE TRUSTDENAVIGATOR STRATEGIES, LLCF Control
ABRAHAM J. PFEIFFER REVOCABLE TRUSTDENAVIGATOR STRATEGIES, LLCF Control
ALASKA TRUST COMPANYDEA.B.I.B. FAMILY TRUSTF Control
ALASKA TRUST COMPANYDEA.B.I.B. FAMILY TRUSTF Control
ALASKA TRUST COMPANYDEA.B.I.B. FAMILY TRUSTF Control
ALASKA TRUST COMPANYDEA.B.I.B. FAMILY TRUSTF Control
ALASKA TRUST COMPANYDEA.B.I.B. FAMILY TRUSTF Control
ALASKA TRUST COMPANYDEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST IOM LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST IOM LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST IOM LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST IOM LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST IOM LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST IOM LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST NEVIS LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST NEVIS LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST NEVIS LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST NEVIS LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST NEVIS LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
CAPCO TRUST NEVIS LIMITEDFEA.B.I.B. FAMILY TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIABRAHAM J. PFEIFFER REVOCABLE TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIA.B.I.B. FAMILY TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIABRAHAM J. PFEIFFER REVOCABLE TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIA.B.I.B. FAMILY TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIA.B.I.B. FAMILY TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIA.B.I.B. FAMILY TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIABRAHAM J. PFEIFFER REVOCABLE TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIA.B.I.B. FAMILY TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIABRAHAM J. PFEIFFER REVOCABLE TRUSTF Control
PFEIFFER, ABRAHAM, JOSEPHIA.B.I.B. FAMILY TRUSTF Control
A.B.I.B. FAMILY TRUSTDESYMPHONY ASSOCIATES, LLCE Control
A.B.I.B. FAMILY TRUSTDESYMPHONY ASSOCIATES, LLCE Control
A.B.I.B. FAMILY TRUSTDESYMPHONY ASSOCIATES, LLCE Control
A.B.I.B. FAMILY TRUSTDESYMPHONY ASSOCIATES, LLCE Control
A.B.I.B. FAMILY TRUSTDESYMPHONY ASSOCIATES, LLCE Control
A.B.I.B. FAMILY TRUSTDESYMPHONY ASSOCIATES, LLCE Control
PFEIFFER, ABRAHAM, JOSEPHIABRHAM J. PFEIFFER REVOCABLE TRUSTE Control
PFEIFFER, ABRAHAM, JOSEPHIABRHAM J. PFEIFFER REVOCABLE TRUSTE Control
SYMPHONY ASSOCIATES, LLCDENAVIGATOR STRATEGIES, LLCD Control
SYMPHONY ASSOCIATES, LLCDENAVIGATOR STRATEGIES, LLCD Control
SYMPHONY ASSOCIATES, LLCDENAVIGATOR STRATEGIES, LLCD Control
SYMPHONY ASSOCIATES, LLCDENAVIGATOR STRATEGIES, LLCD Control
SYMPHONY ASSOCIATES, LLCDENAVIGATOR STRATEGIES, LLCD Control
SYMPHONY ASSOCIATES, LLCDENAVIGATOR STRATEGIES, LLCD Control

Registrations

Federal

IA
Mar 5, 2007 REGISTERED

Notice Filings (1)

NY

Address

68 CARMAN AVENUE
CEDARHURST, NY 11516
USA
Phone: 516-791-3800