GABELLI & COMPANY INVESTMENT ADVISERS, INC.
CRD #137024 SEC #801-65243 GREENWICH, CT 914-921-5135
SEC Registered Private Funds
Total AUM
$1.3B
Discretionary
$1.3B
Employees
21
Clients
--
Accounts
12
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2025
- Branch Offices
- 1
- LEI
- 3CQZOP7J45HLNXJ85P25
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANASTASIO, MICHAEL, ROCCO | I | CFO | NA | |
| ANASTASIO, MICHAEL, ROCCO | I | CFO | NA | |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| BLAKE, ROBERT, WILLIAM | I | DIRECTOR | NA | Control |
| CATERINA, KIERAN, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CATERINA, KIERAN, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CATERINA, KIERAN, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CATERINA, KIERAN, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CATERINA, KIERAN, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLANCY, TERRENCE, PATRICK | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CLANCY, TERRENCE, PATRICK | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CLANCY, TERRENCE, PATRICK | I | COO - GABELLI & PARTNERS LLC | NA | Control |
| CLANCY, TERRENCE, PATRICK | I | COO - GABELLI & PARTNERS LLC | NA | Control |
| CONROY, FRANCIS, JOSEPH | I | INTERIM CHIEF FINANCIAL OFFICER | NA | Control |
| CONROY, FRANCIS, JOSEPH | I | INTERIM CHIEF FINANCIAL OFFICER | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| DEVIVO, DOUGLAS, GORDON | I | DIRECTOR | NA | Control |
| Dennis, Patrick, Lewis | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| Dennis, Patrick, Lewis | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| Dennis, Patrick, Lewis | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| FARBER, JEFFREY, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FARBER, JEFFREY, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FARBER, JEFFREY, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FITZGERALD, DAVID, Lawrence | I | CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | |
| FITZGERALD, DAVID, Lawrence | I | CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | |
| FITZGERALD, DAVID, Lawrence | I | CHIEF COMPLIANCE OFFICER | NA | |
| FITZGERALD, DAVID, Lawrence | I | CHIEF COMPLIANCE OFFICER | NA | |
| FITZGERALD, DAVID, Lawrence | I | CHIEF COMPLIANCE OFFICER | NA | |
| FITZGERALD, DAVID, Lawrence | I | CHIEF COMPLIANCE OFFICER | NA | |
| FITZGERALD, DAVID, Lawrence | I | CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | |
| FITZGERALD, DAVID, Lawrence | I | CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | |
| FITZGERALD, DAVID, Lawrence | I | CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | |
| FITZGERALD, DAVID, Lawrence | I | CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | |
| FITZGERALD, DAVID, Lawrence | I | CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | |
| FITZGERALD, DAVID, Lawrence | I | CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | |
| FITZGERALD, DAVID, Lawrence | I | CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | |
| GABELLI, MARC, JOSEPH | I | DIRECTOR | NA | |
| GABELLI, MARC, JOSEPH | I | DIRECTOR | NA | |
| GABELLI, MARC, JOSEPH | I | DIRECTOR | NA | |
| GABELLI, MARC, JOSEPH | I | DIRECTOR | NA | |
| GABELLI, MARC, JOSEPH | I | DIRECTOR | NA | |
| GIVISSIS, JOHN, N | I | COMPTROLLER AND SENIOR VICE PRESIDENT | NA | |
| GIVISSIS, JOHN, N | I | COMPTROLLER AND SENIOR VICE PRESIDENT | NA | |
| GIVISSIS, JOHN, N | I | COMPTROLLER AND SENIOR VICE PRESIDENT | NA | |
| GIVISSIS, JOHN, N | I | COMPTROLLER AND SENIOR VICE PRESIDENT | NA | |
| GIVISSIS, JOHN, N | I | COMPTROLLER AND SENIOR VICE PRESIDENT | NA | |
| GIVISSIS, JOHN, N | I | COMPTROLLER AND SENIOR VICE PRESIDENT | NA | |
| GIVISSIS, JOHN, N | I | COMPTROLLER AND SENIOR VICE PRESIDENT | NA | |
| GIVISSIS, JOHN, N | I | COMPTROLLER AND SENIOR VICE PRESIDENT | NA | |
| GIVISSIS, JOHN, N | I | COMPTROLLER AND SENIOR VICE PRESIDENT | NA | |
| GIVISSIS, JOHN, N | I | COMPTROLLER AND SENIOR VICE PRESIDENT | NA | |
| GIVISSIS, JOHN, N | I | COMPTROLLER AND SENIOR VICE PRESIDENT | NA | |
| GIVISSIS, JOHN, N | I | COMPTROLLER AND SENIOR VICE PRESIDENT | NA | |
| GIVISSIS, JOHN, N | I | COMPTROLLER AND SENIOR VICE PRESIDENT | NA | |
| GOLDMAN, DAVID, MARC | I | GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | |
| GOLDMAN, DAVID, MARC | I | GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | |
| GOLDMAN, DAVID, MARC | I | ASSISTANT SECRETARY | NA | |
| GOLDMAN, DAVID, MARC | I | ASSISTANT SECRETARY | NA | |
| GOLDMAN, DAVID, MARC | I | GENERAL COUNSEL AND SECRETARY | NA | |
| GOLDMAN, DAVID, MARC | I | GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | |
| GOLDMAN, DAVID, MARC | I | GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | |
| GOLDSTEIN, PETER, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D. | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D. | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D. | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D. | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D. | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D. | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D. | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D. | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D. | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D. | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D. | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D. | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, PETER, D. | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANDWERKER, KEVIN | I | SECRETARY | NA | |
| HANDWERKER, KEVIN | I | SECRETARY | NA | |
| HANDWERKER, KEVIN | I | SECRETARY AND GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | SECRETARY AND GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | SECRETARY | NA | |
| HANDWERKER, KEVIN | I | SECRETARY | NA | |
| HANDWERKER, KEVIN | I | SECRETARY | NA | |
| HANDWERKER, KEVIN | I | SECRETARY | NA | |
| HANDWERKER, KEVIN | I | SECRETARY AND GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | SECRETARY AND GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | SECRETARY AND GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | SECRETARY | NA | |
| HANDWERKER, KEVIN | I | SECRETARY | NA | |
| HANDWERKER, KEVIN | I | SECRETARY | NA | |
| HANDWERKER, KEVIN | I | SECRETARY | NA | |
| HEARITY, THOMAS, J. | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| HEARITY, THOMAS, J. | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| HUVANE, PATRICK, BERNARD | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| JAMIESON, DOUGLAS, RICHARD | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| LAPOINTE, DIANE, MARIE | I | CONTROLLER | NA | |
| LAPOINTE, DIANE, MARIE | I | CONTROLLER | NA | |
| LAPOINTE, DIANE, MARIE | I | CONTROLLER | NA | |
| LAPOINTE, DIANE, MARIE | I | CONTROLLER | NA | |
| LAPOINTE, DIANE, MARIE | I | CONTROLLER | NA | |
| LAPOINTE, DIANE, MARIE | I | CONTROLLER | NA | |
| LAPOINTE, DIANE, MARIE | I | CONTROLLER | NA | |
| LAPOINTE, DIANE, MARIE | I | CONTROLLER | NA | |
| LAPOINTE, DIANE, MARIE | I | CONTROLLER | NA | |
| LAPOINTE, DIANE, MARIE | I | CONTROLLER | NA | |
| LAPOINTE, DIANE, MARIE | I | CONTROLLER | NA | |
| LEE, DANIEL, RICHARD | I | DIRECTOR | NA | Control |
| LEE, DANIEL, RICHARD | I | DIRECTOR | NA | Control |
| LEE, DANIEL, RICHARD | I | DIRECTOR | NA | Control |
| LEE, DANIEL, RICHARD | I | DIRECTOR | NA | Control |
| LEE, DANIEL, RICHARD | I | DIRECTOR | NA | Control |
| LEE, DANIEL, RICHARD | I | DIRECTOR | NA | Control |
| MCKEE, JAMES, ERNEST | I | ASSISTANT SECRETARY | NA | |
| MCKEE, JAMES, ERNEST | I | ASSISTANT SECRETARY | NA | |
| MCKEE, JAMES, ERNEST | I | SECRETARY | NA | |
| MCKEE, JAMES, ERNEST | I | ASSISTANT SECRETARY | NA | |
| MCKEE, JAMES, ERNEST | I | SECRETARY | NA | |
| MCKEE, JAMES, ERNEST | I | ASSISTANT SECRETARY | NA | |
| MICHAILOFF, CHRISTOPHER, J | I | SECRETARY | NA | |
| MICHAILOFF, CHRISTOPHER, J | I | SECRETARY | NA | |
| MICHAILOFF, CHRISTOPHER, J | I | SECRETARY | NA | |
| MICHAILOFF, CHRISTOPHER, J | I | SECRETARY | NA | |
| MICHAILOFF, CHRISTOPHER, J | I | SECRETARY | NA | |
| MICHAILOFF, CHRISTOPHER, J | I | SECRETARY | NA | |
| MICHAILOFF, CHRISTOPHER, J | I | SECRETARY | NA | |
| MICHAILOFF, CHRISTOPHER, J | I | SECRETARY | NA | |
| MICHAILOFF, CHRISTOPHER, J | I | SECRETARY | NA | |
| MICHAILOFF, CHRISTOPHER, J | I | SECRETARY | NA | |
| RINDLER, JOSEPH, RUDOLPH | I | DIRECTOR | NA | Control |
| RINDLER, JOSEPH, RUDOLPH | I | DIRECTOR | NA | Control |
| SCHOLZ, FREDERICK, WILLIAM | I | DIRECTOR | NA | Control |
| SCHOLZ, FREDERICK, WILLIAM | I | DIRECTOR | NA | Control |
| SCHOLZ, FREDERICK, WILLIAM | I | DIRECTOR | NA | Control |
| SCHOLZ, FREDERICK, WILLIAM | I | DIRECTOR | NA | Control |
| SCHOLZ, FREDERICK, WILLIAM | I | DIRECTOR | NA | Control |
| SODANO, SALVATORE, FREDERICK | I | DIRECTOR | NA | |
| SODANO, SALVATORE, FREDERICK | I | DIRECTOR | NA | |
| SODANO, SALVATORE, FREDERICK | I | DIRECTOR | NA | |
| SODANO, SALVATORE, FREDERICK | I | DIRECTOR | NA | |
| SODANO, SALVATORE, FREDERICK | I | DIRECTOR | NA | |
| TORRANCE, JOLYON, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TORRANCE, JOLYON, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TORRANCE, JOLYON, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | |
| TORRANCE, JOLYON, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, WALTER, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, WALTER, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, WALTER, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALSH, WALTER, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEYNAND, CRAIG, ALAN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WEYNAND, CRAIG, ALAN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WEYNAND, CRAIG, ALAN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WEYNAND, CRAIG, ALAN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WEYNAND, CRAIG, ALAN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WEYNAND, CRAIG, ALAN | I | CHIEF COMPLIANCE OFFICER, COUNSEL & SECRETARY | NA | |
| WEYNAND, CRAIG, ALAN | I | CHIEF COMPLIANCE OFFICER, COUNSEL & SECRETARY | NA | |
| ZUCCCARO, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCCCARO, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCCCARO, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCCCARO, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCCCARO, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCCCARO, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCCCARO, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCCCARO, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCCCARO, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCCCARO, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCCCARO, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| ASSOCIATED CAPITAL GROUP, INC. | DE | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
| GAMCO INVESTORS, INC. | DE | SHAREHOLDER - MAJORITY OWNER OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP HOLDINGS LLC | DE | ASSOCIATED CAPITAL GROUP, INC. | E | Control |
| GGCP, INC. | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP, INC. | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP, INC. | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP, INC. | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP, INC. | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GAMCO INVESTORS, INC. | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GGCP, INC. | DE | GGCP HOLDINGS LLC | E | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
| GABELLI, MARIO, JOSEPH | I | GGCP, INC. | D | Control |
Registrations
Federal
IA
Mar 25, 2025 REGISTERED
Notice Filings (2)
CT NY
Address
191 MASON STREETGREENWICH, CT 06830
United States
Phone: 914-921-5135