WILLIAMS FINANCIAL, LLC
CRD #137038 SEC #801-118678 NORTH BENNINGTON, VT 866-986-4469
SEC Registered
Total AUM
$191.1M
Discretionary
$184.7M
Employees
7
Clients
101
Accounts
803
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Vermont
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES, JASON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 11, 2025 REGISTERED
Notice Filings (6)
FL MA NH NY TX VT
Address
12 MAIN STREETNORTH BENNINGTON, VT 05257
United States
Phone: 866-986-4469