USCA ASSET MANAGEMENT LLC
CRD #137045 SEC #801-64873 HOUSTON, TX 713-366-0500
SEC Registered Private Funds
Total AUM
$173.6M
Discretionary
$173.6M
Employees
6
Clients
0
Accounts
25
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AKE, NICHOLE, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & COO | NA | Control |
| AKE, NICHOLE, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & COO | NA | Control |
| AKE, NICHOLE, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & COO | NA | Control |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| ARNOLD, CHRISTOPHER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| BOWLING, ELIZABETH, COURTNEY | I | CCO - MANAGING DIRECTOR COMPLIANCE/LEGAL | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CCO - MANAGING DIRECTOR COMPLIANCE/LEGAL | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CCO - MANAGING DIRECTOR COMPLIANCE/LEGAL | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CCO - MANAGING DIRECTOR COMPLIANCE/LEGAL | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CCO - MANAGING DIRECTOR COMPLIANCE/LEGAL | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CCO - MANAGING DIRECTOR COMPLIANCE/LEGAL | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CCO - MANAGING DIRECTOR COMPLIANCE/LEGAL | NA | Control |
| BOWLING, ELIZABETH, COURTNEY | I | CCO - MANAGING DIRECTOR COMPLIANCE/LEGAL | NA | Control |
| CRUMP, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEJONCKHEERE, KASEY, LIZANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEJONCKHEERE, KASEY, LIZANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEJONCKHEERE, KASEY, LIZANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEJONCKHEERE, KASEY, LIZANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEJONCKHEERE, KASEY, LIZANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEJONCKHEERE, KASEY, LIZANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEJONCKHEERE, KASEY, LIZANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEJONCKHEERE, KASEY, LIZANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEJONCKHEERE, KASEY, LIZANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEJONCKHEERE, KASEY, LIZANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEJONCKHEERE, KASEY, LIZANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GILMORE, WALTER, ALAN | I | CCO | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTT, STEVE, HOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKEY, SUZANNE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| KING, DAVID, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| MENDENHALL, PATRICK, MICHAEL | I | MANAGING PARTNER | NA | Control |
| PARANT, DEBRA, SCHAPER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARANT, DEBRA, SCHAPER | I | EXECUTIVE VICE PRESIDENT | NA | |
| PARANT, DEBRA, SCHAPER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARANT, DEBRA, SCHAPER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARANT, DEBRA, SCHAPER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARANT, DEBRA, SCHAPER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARANT, DEBRA, SCHAPER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PARANT, DEBRA, SCHAPER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PILIBOSIAN, PHILIP, JOHN | I | PRESIDENT, MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| PILIBOSIAN, PHILIP, JOHN | I | PRESIDENT | NA | Control |
| PILIBOSIAN, PHILIP, JOHN | I | PRESIDENT, MANAGER & CIO | NA | Control |
| PILIBOSIAN, PHILIP, JOHN | I | PRESIDENT, MANAGER & CIO | NA | Control |
| PILIBOSIAN, PHILIP, JOHN | I | PRESIDENT, MANAGER & CIO | NA | Control |
| PILIBOSIAN, PHILIP, JOHN | I | PRESIDENT, MANAGER & CIO | NA | Control |
| RAM ADVISORS, LLC | DE | GENERAL PARTNER | NA | Control |
| RAM ADVISORS, LLC | DE | GENERAL PARTNER | NA | Control |
| RAM ADVISORS, LLC | DE | GENERAL PARTNER | NA | Control |
| RAM ADVISORS, LLC | DE | GENERAL PARTNER | NA | Control |
| REPA, JACK, BRANDON | I | CHIEF COMPLIANCE OFFICER | NA | |
| REPA, JACK, BRANDON | I | CHIEF COMPLIANCE OFFICER | NA | |
| REPA, JACK, BRANDON | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SHUMBERG, IVANA, M | I | CHIEF FINANCIAL OFFICER | NA | |
| SOLOMON, DAVID, LEE | I | CHIEF EXECUTIVE OFFICER AND MANAGER | NA | Control |
| SOLOMON, DAVID, LEE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOLOMON, DAVID, LEE | I | CHIEF EXECUTIVE OFFICER AND MANAGER | NA | Control |
| SOLOMON, DAVID, LEE | I | CHIEF EXECUTIVE OFFICER AND MANAGER | NA | Control |
| SOLOMON, DAVID, LEE | I | CHIEF EXECUTIVE OFFICER AND MANAGER | NA | Control |
| SOLOMON, DAVID, LEE | I | CHIEF EXECUTIVE OFFICER AND MANAGER | NA | Control |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| SURPRENANT, THERESE | I | GENERAL COUNSEL | NA | |
| BELTUS, LLC | DE | LIMITED PARTNER | E | Control |
| CONDERA, LLC | DE | MEMBER | E | Control |
| CONDERA, LLC | DE | MEMBER | E | Control |
| CONDERA, LLC | DE | MEMBER | E | Control |
| CONDERA, LLC | DE | MEMBER | E | Control |
| CONDERA, LLC | DE | MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | OWNER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| U.S. CAPITAL ADVISORS LLC | DE | SOLE MANAGING MEMBER | E | Control |
| USCA LLC | DE | SOLE MANAGING MEMBER | E | Control |
| USCA LLC | DE | SOLE MANAGING MEMBER | E | Control |
| USCA LLC | DE | SOLE MANAGING MEMBER | E | Control |
| SHINDELDECKER, DAVID, CALVIN | I | PRESIDENT, LIMITED PARTNER | C | Control |
| SHINDELDECKER, DAVID, CALVIN | I | PRESIDENT | C | Control |
| SHINDELDECKER, DAVID, CALVIN | I | PRESIDENT, LIMITED PARTNER | C | Control |
| SOLOMON, DAVID, LEE | I | CEO, LIMITED PARTNER | C | Control |
| SOLOMON, DAVID, LEE | I | CEO | C | Control |
| SOLOMON, DAVID, LEE | I | CEO, LIMITED PARTNER | C | Control |
| LERNER, STEVEN, DAVID | I | EXECUTIVE VICE PRESIDENT, LIMITED PARTNER | B | Control |
| LERNER, STEVEN, DAVID | I | EXECUTIVE VICE PRESIDENT | B | Control |
| LERNER, STEVEN, DAVID | I | EXECUTIVE VICE PRESIDENT, LIMITED PARTNER | B | Control |
| HAYES, PAMELA, ANN | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER, LIMITED PARTNER | A | |
| HAYES, PAMELA, ANN | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER | A | Control |
| HAYES, PAMELA, ANN | I | EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER, LIMITED PARTNER | A | Control |
| PILIBOSIAN, PHILIP, JOHN | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER, LIMITED PARTNER | A | Control |
| PILIBOSIAN, PHILIP, JOHN | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | A | Control |
| PILIBOSIAN, PHILIP, JOHN | I | EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER, LIMITED PARTNER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LERNER, STEVEN | I | RAM ADVISORS, LLC | F | Control |
| LERNER, STEVEN | I | RAM ADVISORS, LLC | F | Control |
| LERNER, STEVEN, DAVID | I | RAM ADVISORS, LLC | F | Control |
| PILIBOSIAN, PHILIP, JOHN | I | CONDERA, LLC | D | Control |
| PILIBOSIAN, PHILIP, JOHN | I | BELTUS, LLC | D | Control |
| PILIBOSIAN, PHILIP, JOHN | I | CONDERA, LLC | D | Control |
| PILIBOSIAN, PHILIP, JOHN | I | CONDERA, LLC | D | Control |
| PILIBOSIAN, PHILIP, JOHN | I | CONDERA, LLC | D | Control |
| PILIBOSIAN, PHILIP, JOHN | I | CONDERA, LLC | D | Control |
| SOLOMON, DAVID, LEE | I | CONDERA, LLC | D | Control |
| SOLOMON, DAVID, LEE | I | BELTUS, LLC | D | Control |
| SOLOMON, DAVID, LEE | I | CONDERA, LLC | D | Control |
| SOLOMON, DAVID, LEE | I | CONDERA, LLC | D | Control |
| SOLOMON, DAVID, LEE | I | CONDERA, LLC | D | Control |
| SOLOMON, DAVID, LEE | I | CONDERA, LLC | D | Control |
| SHINDELDECKER, DAVID, CALVIN | I | RAM ADVISORS, LLC | C | Control |
| SHINDELDECKER, DAVID, CALVIN | I | RAM ADVISORS, LLC | C | Control |
| SHINDELDECKER, DAVID, CALVIN | I | RAM ADVISORS, LLC | C | Control |
| SOLOMON, DAVID, LEE | I | RAM ADVISORS, LLC | C | Control |
| SOLOMON, DAVID, LEE | I | RAM ADVISORS, LLC | C | Control |
| SOLOMON, DAVID, LEE | I | RAM ADVISORS, LLC | C | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (4)
AL DE TX UT
Address
4444 WESTHEIMERSUITE G500
HOUSTON, TX 77027
United States
Phone: 713-366-0500