RIA Intelligence

NORTH SOUND CAPITAL LLC

CRD #137056 SEC #801-65446 GREENWICH, CT 203-340-5700
SEC Registered
Total AUM
$2.8B
Discretionary
$2.8B
Employees
--
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 14, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DAVID, ANDREW, BENJAMINIMANAGING DIRECTOR; GENERAL COUNSEL; CHIEF COMPLIANCE OFFICERNA
WILDER, ANDREW, JOHN STUARTICHIEF OPERATING OFFICERNA
MCAULEY, THOMAS, EDWARDIMANAGER; CHIEF INVESTMENT OFFICERE Control

Registrations

Federal

IA
Dec 14, 2005 REGISTERED

Notice Filings (2)

CO CT

Address

20 HORSENECK LANE
GREENWICH, CT 6830
Phone: 203-340-5700