RIA Intelligence

EMPIRE CAPITAL MANAGEMENT, LLC

CRD #137057 SEC #801-65124 WESTPORT, CT 203-454-1019
SEC Registered
Total AUM
$380.9M
Discretionary
$380.9M
Employees
10
Clients
--
Accounts
5

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 1, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MARKHAM, JENNIFER, KAYICHIEF COMPLIANCE OFFICERNA Control
MARKHAM, JENNIFER, KAYICHIEF COMPLIANCE OFFICERNA Control
SHOHET, ROBERT, STEVENICHIEF FINANCIAL OFFICERNA Control
SHOHET, ROBERT, STEVENICHIEF FINANCIAL OFFICERNA Control
FINE, SCOTT, ARTHURIMANAGING GENERAL PARTNERD Control
FINE, SCOTT, ARTHURIMANAGING GENERAL PARTNERD Control
RICHARDS, PETER, JOHANMIMANAGING GENERAL PARTNERD Control
RICHARDS, PETER, JOHANMIMANAGING GENERAL PARTNERD Control

Registrations

Federal

IA
Dec 1, 2005 REGISTERED

Notice Filings (1)

CT

Address

ONE GORHAM ISLAND
SUITE 201
WESTPORT, CT 6880
USA
Phone: 203-454-1019